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VALIDATION OF THE INTERNATIONAL 7-ITEM FALLS EFFICACY SCALE IN PORTUGUESE COMMUNITY-DWELLING OLDER ADULTS

VALIDACIÓN DE LA ESCALA FALLS EFFICACY SCALE INTERNACIONAL DE 7 ÍTEMS EN ANCIANOS PORTUGUESES RESIDENTES EN LA COMUNIDAD

ABSTRACT

Objective

to determine the psychometric properties of the international 7-item Falls Efficacy Scale.

Method

a psychometric study. Convenience sample consisting of 170 older adults living in the Madeira Autonomous Region, Portugal. A two-part instrument was used (sociodemographic characterization and the Falls Efficacy Scale-International-Portugal). The starting point was the translation and transcultural adaptation already carried out for the Falls Efficacy Scale - International (16 items). Construct validity (factorial analysis and discriminant validity) and the reliability (Cronbach's α) of the 7-item scale were evaluated. Previous authorization was obtained from the Ethics Commission and from the people involved.

Results

in the exploratory factorial analysis, the International 7-item Falls Efficacy Scale presents an explained variance of 65.8%. The Spearman's correlation between the score obtained based on the 7 items and the score obtained based on the 16 items is significant and very strong (r=0.987, p<0.0001). Internal consistency was 0.958.

Conclusion

the validity and reliability study of the International 7-item Falls Efficacy Scale revealed that it is an adequate scale for the evaluation of the fear of falling in the community-dwelling older adults.

DESCRIPTORS
Validation studies; Fear; Fall-related accidents; Risk factors; Older adult

RESUMEN

Objetivo

determinar las propiedades psicométricas de la escala Falls Efficacy Scale Internacional de 7 ítems.

Método

estudio psicométrico. Muestra por conveniencia de 170 ancianos que viven en la Región Autónoma da Madeira, Portugal. Se empleó un instrumento constituido por dos partes (caracterización sociodemográfica y la escala Falls Efficacy Scale Internacional - Portugal). Se partió de la traducción y adaptación transcultural ya realizada de la escala Falls Efficacy Scale Internacional (16 ítems). Se evaluó la validez de constructo (análisis factorial y validez discriminante) y la confiabilidad (α de Cronbach) de la escala de 7 ítems. Previamente se obtuvo la autorización de la Comisión de Ética y de las personas involucradas.

Resultados

en el análisis factorial exploratorio, la escala Falls Efficacy Scale Internacional de 7 ítems presenta una varianza explicada del 65,8%. La correlación de Spearman entre la puntuación obtenida sobre la base de los 7 ítems y la obtenida sobre la base de los 16 ítems es significativa y muy fuerte (r=0,987, p<0,0001). La consistencia interna fue de 0,958.

Conclusión

el estudio de la validez y la confiabilidad de la escala Falls Efficacy Scale Internacional de 7 ítems reveló que es una escala adecuada para evaluar el miedo a caer en el anciano que vive en la comunidad.

DESCRIPTORES
Estudios de validación; Miedo; Accidentes por caídas; Factores de riesgo; Anciano

RESUMO

Objetivo

determinar as propriedades psicométricas da Falls Efficacy Scale Internacional 7 itens.

Método

estudo psicométrico. Amostra de conveniência, de 170 idosos residentes em Região Autónoma da Madeira, Portugal. Recorreu-se a instrumento constituído por duas partes (caracterização sociodemográfica e a Falls Efficacy Scale Internacional Portugal). Partiu-se da tradução e adaptação transcultural já realizada para a Falls Efficacy Scale Internacional (16 itens). Avaliou-se a validade de constructo (análise fatorial e validade discriminante) e a confiabilidade (α de Cronbach) da escala de 7 itens. Obteve-se previamente autorização da Comissão de Ética e das pessoas envolvidas.

Resultados

na análise fatorial exploratória a Falls Efficacy Scale Internacional 7 itens apresenta uma variância explicada de 65,8%. A correlação de Spearman entre a pontuação obtida com base nos 7 itens e a pontuação obtida com base nos 16 itens é significativa e muito forte (r=0.987, p<0.0001). A consistência interna foi de 0,958.

Conclusão

o estudo da validade e a confiabilidade da Falls Efficacy Scale Internacional 7 itens revelou ser uma escala adequada para a avaliação do medo de cair na pessoa idosa residente na comunidade.

DESCRITORES
Estudos de validação; Medo; Acidentes por quedas; Fatores de risco; Idoso

INTRODUCTION

The fear of falling is one of the etiologies of the “risk of falling” and “frailty” Nursing diagnoses,11. Herdman TH, Kamitsuru S, eds. Nursing Diagnoses: Definitions & Classification 2018-2020. New York (US): Thieme; 2018. being a related determinant factor especially in the older adults.22. Vitorino LM, Teixeira CA, Boas EL, Pereira RL, Santos NO, Rozendo CA. Fear of falling in older adults living at home: associated factors. Rev Esc Enferm USP [Internet]. 2017 [cited 2020 Apr 09];51:e03215. Available from: https://doi.org/10.1590/S1980-220X2016223703215
https://doi.org/10.1590/S1980-220X201622...
-33. Vitorino LM, Marques-Vieira C, Low G, Sousa L, Cruz JP. Fear of falling among Brazilian and Portuguese older adults. Int J Older People Nurs [Internet]. 2019 [cited 2020 Apr 09];14:e12230. Available from: https://doi.org/10.1111/opn.12230
https://doi.org/10.1111/opn.12230...

In recent decades there has been a steady increase in people's longevity, and associated with the older adults comes the condition of vulnerability.44. Carvalho CJA, Bocchi SCM. The elderly recognizing themselves as vulnerable to falls in the concreteness of the femoral fracture. Rev Bras Enferm [Internet]. 2017 [cited 2020 Apr 09];70(2):279-86. Available from: http://www.scielo.br/pdf/reben/v70n2/0034-7167-reben-70-02-0279.pdf
http://www.scielo.br/pdf/reben/v70n2/003...
These changes challenge Nursing, especially in the sense of implementing preventive Nursing interventions. The “risk for falls” is identified as a Nursing diagnosis, either in the International Classification for Nursing Practice (ICNP®),55. Conselhos Internacional de Enfermeiros. Classificação Internacional para a Prática de Enfermagem Versão 2015. Lisboa (PT): Ordem dos Enfermeiros. 2016. or in NANDA-International.11. Herdman TH, Kamitsuru S, eds. Nursing Diagnoses: Definitions & Classification 2018-2020. New York (US): Thieme; 2018. This is defined as “vulnerability for greater susceptibility to falls, which can cause physical damage and compromise health”.11. Herdman TH, Kamitsuru S, eds. Nursing Diagnoses: Definitions & Classification 2018-2020. New York (US): Thieme; 2018. “Frailty” is in turn defined as “Dynamic state of unstable equilibrium that affects the older adults who undergoes deterioration in one or more health domains (physical, functional, psychological or social) and leads to increased susceptibility to adverse health effects, in particular disability”11. Herdman TH, Kamitsuru S, eds. Nursing Diagnoses: Definitions & Classification 2018-2020. New York (US): Thieme; 2018., or its risk, when it is considered that there is susceptibility to the phenomenon in question.

These Nursing diagnoses have received increasing attention, due to their association with the quality of life66. Halvarsson A, Franzen E, Stahle A. Assessing the relative and absolute reliability of the Falls Efficacy Scale-International questionnaire in elderly individuals with increased fall risk and the questionnaire’s convergent validity in elderly women with osteoporosis. Osteoporosis Int [Internet]. 2013 [cited 2020 Apr 09];24(6):1853-8. Available from: https://doi.org/10.1007/s00198-012-2197-1
https://doi.org/10.1007/s00198-012-2197-...
and the functionality of the older adult. Although falls are a multidimensional and multi-factorial phenomenon, fear of its occurrence has a negative impact on the older adults, especially those who are at high risk and/or have suffered recurrent falls66. Halvarsson A, Franzen E, Stahle A. Assessing the relative and absolute reliability of the Falls Efficacy Scale-International questionnaire in elderly individuals with increased fall risk and the questionnaire’s convergent validity in elderly women with osteoporosis. Osteoporosis Int [Internet]. 2013 [cited 2020 Apr 09];24(6):1853-8. Available from: https://doi.org/10.1007/s00198-012-2197-1
https://doi.org/10.1007/s00198-012-2197-...
-1111. Baixinho CL, Dixe MA. Team practices in fall prevention in institutionalized elderly people: scale design and validation. Texto Contexto Enferm [Internet]. 2017 [cited 2020 Apr 09];26(3):e2310016. Available from: https://doi.org/10.1590/0104-07072017002310016
https://doi.org/10.1590/0104-07072017002...
, leading to their institutionalization99. Marques-Vieira CM, Sousa LM, Severino S, Sousa L, Caldeira S. Cross-cultural validation of the falls efficacy scale international in elderly: systematic literature review. J Clin Gerontol Geriatr [Internet]. 2016 [cited 2020 Apr 09];7(3):72-6. Available from: http://www.sciencedirect.com/science/article/pii/S2210833516000034
http://www.sciencedirect.com/science/art...
-1010. Melo CA. Adaptação cultural e validação da escala “Falls Efficacy Scale” de Tinetti. Ifisionline [Internet]. 2011 [cited 2020 Apr 09];1(3):33-43. Available from: http://comum.rcaap.pt/bitstream/10400.26/8721/1/artigo3_vol1_n2.pdf
http://comum.rcaap.pt/bitstream/10400.26...
, even when there is no history of falling99. Marques-Vieira CM, Sousa LM, Severino S, Sousa L, Caldeira S. Cross-cultural validation of the falls efficacy scale international in elderly: systematic literature review. J Clin Gerontol Geriatr [Internet]. 2016 [cited 2020 Apr 09];7(3):72-6. Available from: http://www.sciencedirect.com/science/article/pii/S2210833516000034
http://www.sciencedirect.com/science/art...
, contributing to the increase in the consumption of health resources and expenses with the treatment of the consequences of the post-fall syndrome.1111. Baixinho CL, Dixe MA. Team practices in fall prevention in institutionalized elderly people: scale design and validation. Texto Contexto Enferm [Internet]. 2017 [cited 2020 Apr 09];26(3):e2310016. Available from: https://doi.org/10.1590/0104-07072017002310016
https://doi.org/10.1590/0104-07072017002...

The research results also show that, in situations where a fall episode occurs, the older adults, for fear of a new fall, impose, or see imposed on them, restrictions on the activity that promotes dependence.77. Oh E, Hong GS, Lee S, Han S. Fear of falling and its predictors among community-living older adults in Korea. Aging Ment Health [Internet]. 2015 [cited 2020 Apr 09];21(4):369-78. Available from: https://doi.org/10.1080/13607863.2015.1099034
https://doi.org/10.1080/13607863.2015.10...
The post-fall syndrome, which includes fear of its recurrence, is of concern to the older adult population, being considered a risk factor for the reduction of mobility, the ability to perform activities of daily living, and decreased perception of the health status and of quality of life.1212. Baixinho, CL, Dixe, MA, Henriques, MA. Falls in long-term care institutions for elderly people: protocol validation. Rev Bras Enferm. [Internet]. 2017 [cited 2020 Apr 09];70(4):740-746. Available from: https://doi.org/10.1590/0034-7167-2017-0109
https://doi.org/10.1590/0034-7167-2017-0...

Fear is not quantifiable if it is not emphasized, communicated by the older adult or evaluated by the health professionals. The fact that it is imperceptible leads the older adults to gradually avoid or be led to avoid a set of activities, with a consequent reduction in their functional skills and deterioration of cognitive ability, and these losses also become risk factors for future falls.77. Oh E, Hong GS, Lee S, Han S. Fear of falling and its predictors among community-living older adults in Korea. Aging Ment Health [Internet]. 2015 [cited 2020 Apr 09];21(4):369-78. Available from: https://doi.org/10.1080/13607863.2015.1099034
https://doi.org/10.1080/13607863.2015.10...

Failure to evaluate the fear of falling prevents the introduction of measures to prevent the risk for falls, reduces participation in daily life activities, increases periods of immobility due to insecurity in relation to the ability to maintain balance and walk safely, and is also a predictor of dependence and increased risk for falls.22. Vitorino LM, Teixeira CA, Boas EL, Pereira RL, Santos NO, Rozendo CA. Fear of falling in older adults living at home: associated factors. Rev Esc Enferm USP [Internet]. 2017 [cited 2020 Apr 09];51:e03215. Available from: https://doi.org/10.1590/S1980-220X2016223703215
https://doi.org/10.1590/S1980-220X201622...
-33. Vitorino LM, Marques-Vieira C, Low G, Sousa L, Cruz JP. Fear of falling among Brazilian and Portuguese older adults. Int J Older People Nurs [Internet]. 2019 [cited 2020 Apr 09];14:e12230. Available from: https://doi.org/10.1111/opn.12230
https://doi.org/10.1111/opn.12230...
,77. Oh E, Hong GS, Lee S, Han S. Fear of falling and its predictors among community-living older adults in Korea. Aging Ment Health [Internet]. 2015 [cited 2020 Apr 09];21(4):369-78. Available from: https://doi.org/10.1080/13607863.2015.1099034
https://doi.org/10.1080/13607863.2015.10...

Thus, in the context of the clinical practice, nurses must systematically assess the “fear of falling” of older adults, using scales adapted and culturally validated, to guarantee the reliability and validity of the results.88. Marques-Vieira CMA, Sousa LMM, Sousa LMR, Berenguer SMAC. Validation of the Falls Efficacy Scale - International in a sample of Portuguese elderly. Rev Bras Enferm [Internet]. 2018 [cited 2020 Apr 09];71(Suppl 2):747-54. Available from: https://doi.org/10.1590/0034-7167-2017-0497
https://doi.org/10.1590/0034-7167-2017-0...
,1313. Sousa LMM, Marques-Vieira CMA, Carvalho ML, Veludo F, José, HMG. Fidelidade e validade na construção e adequação de instrumentos de medida. Enformação [Internet]. 2015 [cited 2020 Apr 09];5:25-32. Available from: http://www.acenfermeiros.pt/docs/arq_revistas/enformacao_05_2015.pdf
http://www.acenfermeiros.pt/docs/arq_rev...

The objective of this study was: to determine the psychometric properties of the International 7-item Falls Efficacy Scale, Portugal, in a sample of community-dwelling older adults.

METHOD

This is a cross-sectional methodological study to determine the psychometric properties of the FES-I (7 items),1414. Yardley L, Beyer N, Hauer K, Kempen G, Piot-Ziegler C, Todd C. Development and initial validation of the Falls Efficacy Scale-International (FES-I). Age Ageing [Internet]. 2005 [cited 2020 Apr 09];34(6):614-9. Available from: https://academic.oup.com/ageing/article/34/6/614/40464/Development-and-initial-validation-of-the-Falls
https://academic.oup.com/ageing/article/...
-1616. Grove S, Burns N, Gray J. The practice of nursing research: Appraisal, synthesis and generation of evidence. St. Louis, MO(US): Elsevier Health Sciences; 2013. carried out at the Health Centers of the Health Service of the Madeira Autonomous Region (Serviço de Saúde da Região Autónoma da Madeira, SESARAM), Public Business Entity (Entidade Pública Empresarial, EPE).

In Portugal, the scale validated to assess fear of falling in older adults, living in their homes, is the Falls Efficacy Scale-International (FES-I) - Portugal, with 16 items.99. Marques-Vieira CM, Sousa LM, Severino S, Sousa L, Caldeira S. Cross-cultural validation of the falls efficacy scale international in elderly: systematic literature review. J Clin Gerontol Geriatr [Internet]. 2016 [cited 2020 Apr 09];7(3):72-6. Available from: http://www.sciencedirect.com/science/article/pii/S2210833516000034
http://www.sciencedirect.com/science/art...
Its evolution to 7 items (FES-I 7 items), was mainly due to the reduction in the time used to complete it, with some authors arguing that the use of a reduced version of the scale increases adherence to its use, maintaining sensitivity and specificity.1414. Yardley L, Beyer N, Hauer K, Kempen G, Piot-Ziegler C, Todd C. Development and initial validation of the Falls Efficacy Scale-International (FES-I). Age Ageing [Internet]. 2005 [cited 2020 Apr 09];34(6):614-9. Available from: https://academic.oup.com/ageing/article/34/6/614/40464/Development-and-initial-validation-of-the-Falls
https://academic.oup.com/ageing/article/...
-1515. Kempen GI, Yardley L, van Haastregt JC, Zijlstra GA, Beyer N, Hauer K, et al. The Short FES-I: a shortened version of the Falls Efficacy Scale-International to assess fear of falling. Age Ageing [Internet]. 2008 [cited 2020 Apr 09];37:45-50. Available from: https://doi.org/10.1093/ageing/afm157
https://doi.org/10.1093/ageing/afm157...

In the adaptation and validation in other countries, the reduced version with 7 items was achieved, highlighting only 7 questions of the scale that gave rise to it, which are: “Getting dressed or undressed” (2), “Taking a bath or shower” (4), “Getting in or out of a chair” (6), “Going up or down stairs” (7), “Reaching for something above your head or on the ground” (9), “Walking up or down a slope” (15), and “Going out to a social event (e.g. religious service, family gathering or club meeting)” (16).1414. Yardley L, Beyer N, Hauer K, Kempen G, Piot-Ziegler C, Todd C. Development and initial validation of the Falls Efficacy Scale-International (FES-I). Age Ageing [Internet]. 2005 [cited 2020 Apr 09];34(6):614-9. Available from: https://academic.oup.com/ageing/article/34/6/614/40464/Development-and-initial-validation-of-the-Falls
https://academic.oup.com/ageing/article/...
-1515. Kempen GI, Yardley L, van Haastregt JC, Zijlstra GA, Beyer N, Hauer K, et al. The Short FES-I: a shortened version of the Falls Efficacy Scale-International to assess fear of falling. Age Ageing [Internet]. 2008 [cited 2020 Apr 09];37:45-50. Available from: https://doi.org/10.1093/ageing/afm157
https://doi.org/10.1093/ageing/afm157...
Regarding their assessment, it is expected that the older adults will position themselves in each question, between 1 to 4, which is equivalent to “not at all concerned”, “a little concerned”, “very concerned” and “extremely concerned”.88. Marques-Vieira CMA, Sousa LMM, Sousa LMR, Berenguer SMAC. Validation of the Falls Efficacy Scale - International in a sample of Portuguese elderly. Rev Bras Enferm [Internet]. 2018 [cited 2020 Apr 09];71(Suppl 2):747-54. Available from: https://doi.org/10.1590/0034-7167-2017-0497
https://doi.org/10.1590/0034-7167-2017-0...
,1414. Yardley L, Beyer N, Hauer K, Kempen G, Piot-Ziegler C, Todd C. Development and initial validation of the Falls Efficacy Scale-International (FES-I). Age Ageing [Internet]. 2005 [cited 2020 Apr 09];34(6):614-9. Available from: https://academic.oup.com/ageing/article/34/6/614/40464/Development-and-initial-validation-of-the-Falls
https://academic.oup.com/ageing/article/...
This gives a result between 7 and 28.1515. Kempen GI, Yardley L, van Haastregt JC, Zijlstra GA, Beyer N, Hauer K, et al. The Short FES-I: a shortened version of the Falls Efficacy Scale-International to assess fear of falling. Age Ageing [Internet]. 2008 [cited 2020 Apr 09];37:45-50. Available from: https://doi.org/10.1093/ageing/afm157
https://doi.org/10.1093/ageing/afm157...

For the cultural adaptation of the reduced version of FES-I (7 items) to the Portuguese language, a sample of older adults living in 10 municipalities (10 Health Centers in the municipality) was selected, representing a total of 40 Health Centers), through a non-probabilistic, convenience process.

The inclusion criteria were the following: people aged 65 or over who needed Nursing care and went to the Health Centers of the SESARAM, EPE, from May 18th to June 14th, 2015. In data collection data, an instrument consisting of two distinct parts was used, namely: (1) sociodemographic characterization; and (2) FES-I - Portugal (16 items), which includes FES-I (7 items).

To validate a scale, it is necessary to have a minimum of ten individuals per item to be validated;1313. Sousa LMM, Marques-Vieira CMA, Carvalho ML, Veludo F, José, HMG. Fidelidade e validade na construção e adequação de instrumentos de medida. Enformação [Internet]. 2015 [cited 2020 Apr 09];5:25-32. Available from: http://www.acenfermeiros.pt/docs/arq_revistas/enformacao_05_2015.pdf
http://www.acenfermeiros.pt/docs/arq_rev...
since FES-I has 7 items, a minimum sample of 70 people is needed to meet the request.

There was a face-to-face meeting at the 10 municipal health centers, three months before, with as many of the nurses involved as possible, where necessary information was left. During the study, contact was maintained, in order to answer any doubts that had arisen.

The Generalist Nurses (GNs) who provided direct care to the older adults in that time interval would be the ones who collaborated in filling out the instrument. When the older adults were unable to perform certain activity, for example, attending a social event, it was foreseen that, during the filling out of the instrument, the nurse would ask them to imagine this activity and take a position regarding his concern about the possibility of falling, on a scale between 1 and 4.

Authorization was obtained from the Ethics Committee in December 2014 to conduct the study at the SESARAM, EPE (Protocol No. 43/2014) and by the author of the FES-I scale, Lucy Yardley, as well as the title to be attributed in the Portuguese version (FES-I Portugal). Each collaborator (GN) and each participant (older adult), after being informed, was requested to sign a consent form in the form of an informed consent, ensuring confidentiality, as well as the possibility of withdrawal without harms to themselves.

The evaluation tools were applied independently and returned by mail in an opaque envelope, previously provided and duly filled in, with no postage costs.

The insertion of data in the table was done by two individuals: one took care of the digitization and the other of its validation. The data were processed using the SPSS program, version 24.0. The translation and cultural adaptation study was carried out, in another study previously conducted, by some authors of the present study.88. Marques-Vieira CMA, Sousa LMM, Sousa LMR, Berenguer SMAC. Validation of the Falls Efficacy Scale - International in a sample of Portuguese elderly. Rev Bras Enferm [Internet]. 2018 [cited 2020 Apr 09];71(Suppl 2):747-54. Available from: https://doi.org/10.1590/0034-7167-2017-0497
https://doi.org/10.1590/0034-7167-2017-0...

For the reliability study, Cronbach's α was used. As in FES-I Portugal, a minimum value of 0.70 was adopted, considered as reasonable internal consistency.1313. Sousa LMM, Marques-Vieira CMA, Carvalho ML, Veludo F, José, HMG. Fidelidade e validade na construção e adequação de instrumentos de medida. Enformação [Internet]. 2015 [cited 2020 Apr 09];5:25-32. Available from: http://www.acenfermeiros.pt/docs/arq_revistas/enformacao_05_2015.pdf
http://www.acenfermeiros.pt/docs/arq_rev...
Construct validity was performed through factorial analysis and discriminant validity. The evaluation of the internal structure of FES-I (7 items) - Portugal was carried out by Exploratory Factorial Analysis (EFA). This option met the target population of the study because it has different particularities from that in which the scale was originally validated.1414. Yardley L, Beyer N, Hauer K, Kempen G, Piot-Ziegler C, Todd C. Development and initial validation of the Falls Efficacy Scale-International (FES-I). Age Ageing [Internet]. 2005 [cited 2020 Apr 09];34(6):614-9. Available from: https://academic.oup.com/ageing/article/34/6/614/40464/Development-and-initial-validation-of-the-Falls
https://academic.oup.com/ageing/article/...
The main factor method was used to estimate the loadings, with orthogonal rotation of the factors according to the varimax method. Suitability was assessed using the Kaiser-Meyer-Olkin (KMO) criterion and Bartlett's sphericity test. Concurrent validity was obtained through Spearman's correlation between the scores of FES-I (16 items) and FES-I (7 items).

Discriminant validity was analyzed by gender, age, history of falls, daily medication consumption, impaired balance, impaired sight, impaired audition, decreased health status and altered mental health, in order to meet what was done in other countries studies.22. Vitorino LM, Teixeira CA, Boas EL, Pereira RL, Santos NO, Rozendo CA. Fear of falling in older adults living at home: associated factors. Rev Esc Enferm USP [Internet]. 2017 [cited 2020 Apr 09];51:e03215. Available from: https://doi.org/10.1590/S1980-220X2016223703215
https://doi.org/10.1590/S1980-220X201622...
,88. Marques-Vieira CMA, Sousa LMM, Sousa LMR, Berenguer SMAC. Validation of the Falls Efficacy Scale - International in a sample of Portuguese elderly. Rev Bras Enferm [Internet]. 2018 [cited 2020 Apr 09];71(Suppl 2):747-54. Available from: https://doi.org/10.1590/0034-7167-2017-0497
https://doi.org/10.1590/0034-7167-2017-0...
-99. Marques-Vieira CM, Sousa LM, Severino S, Sousa L, Caldeira S. Cross-cultural validation of the falls efficacy scale international in elderly: systematic literature review. J Clin Gerontol Geriatr [Internet]. 2016 [cited 2020 Apr 09];7(3):72-6. Available from: http://www.sciencedirect.com/science/article/pii/S2210833516000034
http://www.sciencedirect.com/science/art...
,1717. Delbaere K, Close JC, Mikolaizak AS, Sachdev PS, Brodaty H, Lord SR. The falls efficacy scale international (FES-I): a comprehensive longitudinal validation study. Age Ageing [Internet]. 2010 [cited 2020 Apr 09];39(2):210-6. Available from: https://academic.Oup.Com/ageing/article/39/2/210/40898/the-falls-efficacy-scale-international-fes-i-a
https://academic.Oup.Com/ageing/article/...
These variables were extracted from the clinical process of the older adults. The Mann-Whitney's U test was used, since the hypothesis of normality of the FES-I (7 items) values was rejected.

Sensitivity and specificity were used to verify whether FES-I (7 items) - Portugal would be able to correctly discriminate older adults with: history of falls (regardless of the number of falls); fear of falling; impaired balance; impaired sight; daily consumption of medication; impaired audition; decreased health status and altered mental health.

To identify the ideal criterion and the overall effectiveness of the classification system, the Receiver Operating Characteristic (ROC) curve1818. Camargos FF, Dias RC, Dias J, Freire MT. Cross-cultural adaptation and evaluation of the psychometric properties of the Falls Efficacy Scale-International Among Elderly Brazilians (FES-I Brasil). Braz J Phys Ther [Internet]. 2010 [cited 2020 Apr 09];14(3):237-43. Available from: http://www.scielo.br/pdf/rbfis/v14n3/10.pdf
http://www.scielo.br/pdf/rbfis/v14n3/10....
was used through the MedCalc ® statistical program. A ROC Area Under the Curve (AUC) of 0.50 means that the model is not capable of discriminating against older adults at risk of falling, whereas an AUC of 0.70 is generally considered to be moderate and an AUC of 0.80 is high, which indicates that the scales can rank and perform well.1919. Angst F, Goldhahn J, Drerup S, Kolling C, Aeschlimann A, Simmen BR, et al. Responsiveness of five outcome measurement instruments in total elbow arthroplasty. Arthritis Care Res. [Internet]. 2012 [cited 2020 Apr 09];64(11):1749-55. Available from: https://doi.org/10.1002/acr.21744
https://doi.org/10.1002/acr.21744...
The best cutoff point was found using the ROC curve, and the definition of the predictive validity of the scale was based on the calculation of sensitivity and specificity, of the ROC AUC and, also, in the Youden index (J), which was the option chosen in the validation of the FES-I scale in Portugal.88. Marques-Vieira CMA, Sousa LMM, Sousa LMR, Berenguer SMAC. Validation of the Falls Efficacy Scale - International in a sample of Portuguese elderly. Rev Bras Enferm [Internet]. 2018 [cited 2020 Apr 09];71(Suppl 2):747-54. Available from: https://doi.org/10.1590/0034-7167-2017-0497
https://doi.org/10.1590/0034-7167-2017-0...
The cutoff point was determined from the best index obtained.2020. Carvalho VI, de Carvalho M, Branscum AJ. Nonparametric Bayesian covariate-adjusted estimation of the Youden index. Biometrics [Internet]. 2017 [cited 2020 Apr 09];73(4):1279-88. Available from: https://doi.org/10.1111/biom.12686
https://doi.org/10.1111/biom.12686...
A significance level of 0.05 was adopted.

RESULTS

The sample consisted in 170 older adults who met the eligibility criteria. The mean age of the sample was 73.1 years old (±7.9 years old) and 81.2% were female. 75.3% presented a previous history of falls, of which 40.4% fell once in the last year and 28.1% more than once.

The internal consistency of the Portuguese version of the 7-item FES-I is α=0.958.

Regarding the study of construct validity, it was performed through exploratory factorial analysis, with the extraction of factors made by the principal components method, having obtained KMO = 0.891, with p<0.0001, for Bartlett's sphericity test. In this sense, it was possible to continue the analysis.

Table 1 shows the factorial load associated with each question. Factorial loads over 0.5 are considered significant. All items have factorial weights greater than 0.775 and all fit a dimension. The percentage of variance explained, by the single factor, was 65.8%, with an own value greater than 1 (4.609).

Table 1 -
Factorial load (Loadings) associated with each item of the 7-item FES-I. Madeira Autonomous Region, Portugal, 2015. (n=170)

The correlations between the 7 items were also calculated, obtaining a minimum value of 0.448 and a maximum of 0.695. The correlation between each of the 7 items and the global score varied between 0.737 and 0.866, demonstrating internal validity (Table 2).

Table 2 -
Spearman's correlations between the 7 items of FES-I. Madeira Autonomous Region, Portugal, 2015. (n=170)

Regarding concurrent validity, Spearman's correlation between the score obtained on the scales based on the 7 items (FES-I 7) and the 16 items (FES-I 16) is significant, positive and very strong (r=0.987, p<0.0001). They demonstrate that the two scales evaluate the same construct.

As for discriminant validity, the following variables were worked on: gender, age, history of falls, fear of falling, impaired balance, impaired sight, impaired audition, decreased health status and altered mental health (Table 3).

Table 3 -
Discriminant validity of the 7-item FES-I. Madeira Autonomous Region, Portugal, 2015. (n=170)

The scale can discriminate by age, history of falls, fear of falling, impaired balance, impaired sight and decreased health status (corrected p-value <0.05). Fear of falling was increased in people over the age of 75, with a history of falls, in those who referred to fear of falling, had impaired balance, impaired sight and perceived decreased health status.

The results of the predictive validity of FES-I (7 items) - Portugal are shown in Table 4. FES-I (7 items) presents good performance, since it has a moderate capacity to predict history of falls, impaired vision and decreased health status, as well as high capacity to predict fear of falls and impaired balance.

Table 4 -
Predictive validity of the 7-item FES-I. Madeira Autonomous Region, Portugal, 2015. (n=170)

DISCUSSION

The purpose of this study was to validate the short version of FES-I (7 items) Portugal, in order to verify its validity and internal reliability. The sample is mostly made up of females (81.2%), with a mean age of 73.1 years old (±7.9 years old) and with a previous history of falls (75.3%), of which 40.4% occurred in the last year.

This scale has already been translated into several languages having cultural equivalence,99. Marques-Vieira CM, Sousa LM, Severino S, Sousa L, Caldeira S. Cross-cultural validation of the falls efficacy scale international in elderly: systematic literature review. J Clin Gerontol Geriatr [Internet]. 2016 [cited 2020 Apr 09];7(3):72-6. Available from: http://www.sciencedirect.com/science/article/pii/S2210833516000034
http://www.sciencedirect.com/science/art...
following a cross-cultural validation protocol.1414. Yardley L, Beyer N, Hauer K, Kempen G, Piot-Ziegler C, Todd C. Development and initial validation of the Falls Efficacy Scale-International (FES-I). Age Ageing [Internet]. 2005 [cited 2020 Apr 09];34(6):614-9. Available from: https://academic.oup.com/ageing/article/34/6/614/40464/Development-and-initial-validation-of-the-Falls
https://academic.oup.com/ageing/article/...
Currently, there are Brazilian1818. Camargos FF, Dias RC, Dias J, Freire MT. Cross-cultural adaptation and evaluation of the psychometric properties of the Falls Efficacy Scale-International Among Elderly Brazilians (FES-I Brasil). Braz J Phys Ther [Internet]. 2010 [cited 2020 Apr 09];14(3):237-43. Available from: http://www.scielo.br/pdf/rbfis/v14n3/10.pdf
http://www.scielo.br/pdf/rbfis/v14n3/10....
and European Portuguese versions.88. Marques-Vieira CMA, Sousa LMM, Sousa LMR, Berenguer SMAC. Validation of the Falls Efficacy Scale - International in a sample of Portuguese elderly. Rev Bras Enferm [Internet]. 2018 [cited 2020 Apr 09];71(Suppl 2):747-54. Available from: https://doi.org/10.1590/0034-7167-2017-0497
https://doi.org/10.1590/0034-7167-2017-0...
,2121. Figueiredo D, Santos S. Cross-cultural validation of the Falls Efficacy Scale-International (FES-I) in Portuguese community-dwelling older adults. Arch Gerontol Geriatr [Internet]. 2017 [cited 2020 Apr 09];68:168-73. Available from: https://doi.org/10.1016/j.archger.2016.10.010
https://doi.org/10.1016/j.archger.2016.1...

In this study, the scale presents good psychometric properties, meeting the results of other studies that document the excellent reliability and validity of FES-I88. Marques-Vieira CMA, Sousa LMM, Sousa LMR, Berenguer SMAC. Validation of the Falls Efficacy Scale - International in a sample of Portuguese elderly. Rev Bras Enferm [Internet]. 2018 [cited 2020 Apr 09];71(Suppl 2):747-54. Available from: https://doi.org/10.1590/0034-7167-2017-0497
https://doi.org/10.1590/0034-7167-2017-0...
-99. Marques-Vieira CM, Sousa LM, Severino S, Sousa L, Caldeira S. Cross-cultural validation of the falls efficacy scale international in elderly: systematic literature review. J Clin Gerontol Geriatr [Internet]. 2016 [cited 2020 Apr 09];7(3):72-6. Available from: http://www.sciencedirect.com/science/article/pii/S2210833516000034
http://www.sciencedirect.com/science/art...
,1414. Yardley L, Beyer N, Hauer K, Kempen G, Piot-Ziegler C, Todd C. Development and initial validation of the Falls Efficacy Scale-International (FES-I). Age Ageing [Internet]. 2005 [cited 2020 Apr 09];34(6):614-9. Available from: https://academic.oup.com/ageing/article/34/6/614/40464/Development-and-initial-validation-of-the-Falls
https://academic.oup.com/ageing/article/...
,2121. Figueiredo D, Santos S. Cross-cultural validation of the Falls Efficacy Scale-International (FES-I) in Portuguese community-dwelling older adults. Arch Gerontol Geriatr [Internet]. 2017 [cited 2020 Apr 09];68:168-73. Available from: https://doi.org/10.1016/j.archger.2016.10.010
https://doi.org/10.1016/j.archger.2016.1...
and of its short version, FES-I (7 items),2222. Ruggiero C, Mariani T, Gugliotta R, Gasperini B, Patacchini F, Nguyen HN, et al. Validation of the Italian version of the falls efficacy scale international (FES-I) and the short FES-I in community-dwelling older persons. Arch Gerontol Geriatr [Internet]. 2009 [cited 2020 Apr 09];49:211-9. Available from: https://doi.org/10.1016/j.archger.2009.09.031
https://doi.org/10.1016/j.archger.2009.0...
in community-dwelling older adults.

The correlation between the 16 item FES-I version and the 7-item FES-I short version was very high (r=0.987), showing equivalence in construct validity. In this sense, the short version was considered an excellent instrument to assess the fear of falling in community-dwelling older adults.

In this study (Table 3), FES-I (7 items) presented ability to discriminate the older adults by age, history of falls, general perception of fear of falling, impaired balance, impaired sight and decreased health status. In previous studies, it was verified that, in people with higher scores on FES-I, there was history of falls.1717. Delbaere K, Close JC, Mikolaizak AS, Sachdev PS, Brodaty H, Lord SR. The falls efficacy scale international (FES-I): a comprehensive longitudinal validation study. Age Ageing [Internet]. 2010 [cited 2020 Apr 09];39(2):210-6. Available from: https://academic.Oup.Com/ageing/article/39/2/210/40898/the-falls-efficacy-scale-international-fes-i-a
https://academic.Oup.Com/ageing/article/...
,2323. Baharlouei H, Salavati M, Akhbari B, Mosallanezhad Z, Mazaheri M, Negahban H. Cross-cultural validation of the Falls Efficacy Scale International (FES-I) using self-report and interview-based questionnaires among Persian-speaking elderly adults. Arch Gerontol Geriatr [Internet]. 2013 [cited 2020 Apr 09];57(3):339-44. Available from: http://linkinghub.elsevier.com/retrieve/pii/S0167-4943(13)00101-5
http://linkinghub.elsevier.com/retrieve/...
-2424. Kempen GI, Todd CJ, Van Haastregt JC, Rixt Zijlstra GA, Beyer N, Freiberger E, et al. Cross-cultural validation of the Falls Efficacy Scale International (FES-I) in older people: results from Germany, the Netherlands and the UK were satisfactory. Disabil Rehabil [Internet]. 2007 [cited 2020 Apr 09];29(2):155-62. Available from: https://doi.org/10.1080/09638280600747637
https://doi.org/10.1080/0963828060074763...
However, there was no confirmation regarding gender as found in other studies.22. Vitorino LM, Teixeira CA, Boas EL, Pereira RL, Santos NO, Rozendo CA. Fear of falling in older adults living at home: associated factors. Rev Esc Enferm USP [Internet]. 2017 [cited 2020 Apr 09];51:e03215. Available from: https://doi.org/10.1590/S1980-220X2016223703215
https://doi.org/10.1590/S1980-220X201622...
-33. Vitorino LM, Marques-Vieira C, Low G, Sousa L, Cruz JP. Fear of falling among Brazilian and Portuguese older adults. Int J Older People Nurs [Internet]. 2019 [cited 2020 Apr 09];14:e12230. Available from: https://doi.org/10.1111/opn.12230
https://doi.org/10.1111/opn.12230...
,1515. Kempen GI, Yardley L, van Haastregt JC, Zijlstra GA, Beyer N, Hauer K, et al. The Short FES-I: a shortened version of the Falls Efficacy Scale-International to assess fear of falling. Age Ageing [Internet]. 2008 [cited 2020 Apr 09];37:45-50. Available from: https://doi.org/10.1093/ageing/afm157
https://doi.org/10.1093/ageing/afm157...
,2323. Baharlouei H, Salavati M, Akhbari B, Mosallanezhad Z, Mazaheri M, Negahban H. Cross-cultural validation of the Falls Efficacy Scale International (FES-I) using self-report and interview-based questionnaires among Persian-speaking elderly adults. Arch Gerontol Geriatr [Internet]. 2013 [cited 2020 Apr 09];57(3):339-44. Available from: http://linkinghub.elsevier.com/retrieve/pii/S0167-4943(13)00101-5
http://linkinghub.elsevier.com/retrieve/...
-2525. Ulus Y, Durmus D, Akyol Y, Terzi Y, Bilgici A, Kuru O. Reliability and validity of the Turkish version of the Falls Efficacy Scale International (FES-I) in community-dwelling older persons. Arch Gerontol Geriatr [Internet]. 2012 [cited 2020 Apr 09];54(3):429-33. Available from: http://www.sciencedirect.com/science/article/pii/S0167494311001658
http://www.sciencedirect.com/science/art...

A score equal to or greater than 15 on the FES-I scale (7 items), applied to the community-dwelling older adults, allowed predicting fear of falling in general, impaired balance, impaired sight and decreased health status. Thus, in addition to the general perception of fear of falling, this scale has the ability to predict some factors associated with the risk of falling for the community-dwelling older adults.2626. Sousa LMM, Marques-Vieira CM, Caldevilla MN, Henriques CM, Severino S, Caldeira SM. Risk for Falls Among Community-Dwelling Older People: Systematic Literature Review. Rev Gaúcha Enferm [Internet]. 2017 [cited 2020 Apr 09];37(4):e55030. Available from: https://doi.org/10.1590/1983-1447.2016.04.55030
https://doi.org/10.1590/1983-1447.2016.0...

With the validation of FES-I (7 items) - Portugal, it is intended to provide a scale to support decision-making in the context of the clinical practice, referring to the “fear of falling” in the community-dwelling older adults. The phenomenon is present as a related/risk factor for some Nursing diagnoses, namely: “risk for falls”, “frailty” and “risk of syndrome of the frail older adult”.11. Herdman TH, Kamitsuru S, eds. Nursing Diagnoses: Definitions & Classification 2018-2020. New York (US): Thieme; 2018.

It should be noted that fear of falling has been reported in other research studies, which is present and has an impact on self-care, physical and mental health, and socialization, as well as on Quality of Life, due to the restriction that the older adult places on mobility.2727. Fucahori FS, Lopes AR, Correia JJA, Silva C, Trelha CS. Fear of falling and activity restriction in older adults from the urban community of Londrina: a cross-sectional study. Fisioter Movi [Internet]. 2014 [cited 2018 Jan 11];27(3):379-87. Avaliable from: Avaliable from: https://doi.org/10.1590/0103-5150.027.003.AO08
https://doi.org/10.1590/0103-5150.027.00...
-2828. Baixinho CL, Dixe MA. Falls in institutions for older adults: characterization of fall occurrences and associated risk factors. Rev Eletr Enf [Internet]. 2015 [cited 2020 Apr 09];17(4). Available from: https://doi.org/10.1590/0034-7167-2017-0109
https://doi.org/10.1590/0034-7167-2017-0...

On the other hand, it is not a common practice for the health professionals to deal with the fear of falling by the community-dwelling older adults, which makes this risk factor remain undervalued and unnoticeable, and no interventions are planned in time to prevent the reduction of physical capacity and cognitive decline, which are configured as risk factors for future falls.77. Oh E, Hong GS, Lee S, Han S. Fear of falling and its predictors among community-living older adults in Korea. Aging Ment Health [Internet]. 2015 [cited 2020 Apr 09];21(4):369-78. Available from: https://doi.org/10.1080/13607863.2015.1099034
https://doi.org/10.1080/13607863.2015.10...

It is intended to contribute, in particular, to more accurate Nursing diagnoses and, consequently, to clinical reasoning. On the one hand, objectively assessing the fear of falling, it is possible to, for example, detect the “Syndrome of the frail older adult”, or the “Risk for falls”. On the other hand, validation makes it possible to individualize interventions for the older adult with fear of falling, reducing the prevalence of falls and, simultaneously, the injuries resulting from them. The Nursing intervention, in the etiology of "fear of falling" associated with physical exercise,2929. Kumar A, Delbaere K, Zijlstra GA, Carpenter H, Iliffe S, Masud T, et al. Exercise for reducing fear of falling in older people living in the community: Cochrane systematic review and meta-analysis. Age Ageing [Internet]. 2016 [cited 2020 Apr 09];45(3):345-52. Available from: https://doi.org/10.1093/ageing/afw036
https://doi.org/10.1093/ageing/afw036...
will have a positive physical and cognitive impact. In this way, quality of life is increased, especially in the older adults with a history of falls.

The validation of the reduced version of the FES can increase the professionals' adherence to their application of the scale and the introduction of measures, which prevent fear of falling from becoming an etiological factor of other conditions such as immobility, dependence, institutionalization and deterioration in quality of life in the older adult population, especially in the most vulnerable. It is not possible to control this public health problem without the active involvement of the teams3030. Cunha LFC, Baixinho CL, Henriques MA. Preventing falls in hospitalized elderly: design and validation of a team intervention. Rev Esc Enferm USP [Internet]. 2019 [cited 2020 Apr 09];53:e3479. Avaliable from Avaliable from https://doi.org/10.1590/S1980-220X2018031803479
https://doi.org/10.1590/S1980-220X201803...
, which include the objective assessment of risk factors and the training of the older adult population to adhere to safety behaviors.

The study limitations include the following: its cross-sectional design, the sample size as well as its composition, since 138 participants are female and only 32 participants are male.

CONCLUSION

The short version of FES-I (7 items) - Portugal is a clear and understandable scale and is considered valid and reliable to assess fear of falling in community-dwelling older adults, with a value equal to that of the 16 item version. As for psychometry, it is noteworthy that a sample of 170 older adults, for a scale with 7 items, allowed for the use of robust tests.

The possibility of nurses being able to intervene in a timely manner, in the “fear of falling” etiology, associated with the “risk for falls” or “Syndrome of the frail older adult” Nursing diagnoses, will have a positive impact at the physical and cognitive level. Thus, the quality of life of older adults with vulnerability to history of falls is increased.

For the future, it is recommended to validate this scale in other contexts, namely hospitalized older adults, in residential institutions for older adults.

ACKNOWLEDGMENT

To Professor Sílvia Caldeira, for her scientific orientation of the Thesis and to the Nurses of the SESARAM, EPE, for collaborating in data collection.

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NOTES

  • ORIGIN OF THE ARTICLE

    Extracted from the thesis - Validation of the impaired walking (00088) Nursing diagnosis in older adults, presented to the PhD Program in Advanced Nursing of the Universidade Católica Portuguesa, in 2017.
  • FUNDING INFORMATION

    This work is funded by National Funds through the FCT - Foundation for Science and Technology, I.P., within the scope of the project UIDB/04279/2020.
  • APPROVAL OF ETHICS COMMITTEE IN RESEARCH

    Approved in the Research Ethics Committee of the Health Service of the Madeira Autonomous Region, Public Business Entity, opinion No. 43/2014.

Publication Dates

  • Publication in this collection
    09 Apr 2021
  • Date of issue
    2021

History

  • Received
    21 Sept 2019
  • Accepted
    30 Apr 2020
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