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Benefits and barriers of public transparency in Rural Environmental Registry data

Beneficios y barreras de la transparencia pública en los datos del Registro Ambiental Rural

Abstract

Public transparency is important for society to increase confidence in public authorities, democratically participate in decisions, and monitor governmental actions related to environmental control. This study aimed to analyze the benefits and problems/risks associated with information disclosure about private land conservation in the context of the Rural Environmental Registry (CAR, its Portuguese acronym). A systematic review about public transparency in private land conservation was performed. The selected articles went through Content Analysis, resulting in lists with public transparency benefits and problems, which based the questionnaires applied to CAR stakeholders. The main problem identified was the landowners’ fear of declared information use, while the main benefit was the contribution to the effectiveness of conservation programs. Thus, the social function of private property justifies the hierarchical disclosure of information.

Keywords:
Information access; Rural Environmental Registry; Private land conservation; Forest Legislation; Public transparency

Resumen

La transparencia pública es importante para la sociedad aumentar la confianza en las autoridades, participar democráticamente en las decisiones y monitorear acciones gubernamentales relacionadas con control ambiental. Este trabajo tuvo como objetivo analizar beneficios y problemas/ riesgos relacionados con la divulgación de información sobre conservación en tierras privadas, en el contexto del Registro Ambiental Rural (CAR, siglas en portugués). Se realizó una revisión sistemática sobre transparencia pública en la conservación de tierras privadas. Los artículos seleccionados pasaron por Análisis de Contenido, generando listas con beneficios y problemas de transparencia pública, que basaron cuestionarios aplicados con las partes interesadas en el CAR. El principal problema identificado fue el miedo de los propietarios sobre el uso de la información declarada, mientras que el principal beneficio fue la contribución a la efectividad de los programas de conservación. Se concluyó que la función social de la propiedad privada justifica la divulgación jerárquica de información.

Palabras-clave:
Acceso a la información; Registro Ambiental Rural; Conservación en terrenos privados; Legislación forestal; Transparencia pública

Resumo

A transparência pública é importante para a sociedade aumentar a confiança no poder público, participar democraticamente das decisões e acompanhar ações governamentais ligadas ao controle ambiental. Este trabalho teve como objetivo analisar benefícios e problemas/ riscos associados à disponibilização de informações sobre conservação em terras privadas, no contexto do Cadastro Ambiental Rural (CAR). Foi realizada uma revisão bibliográfica sistemática sobre transparência pública envolvendo a conservação da natureza em terras privadas. Os artigos selecionados passaram pela Análise de Conteúdo, resultando em listas com benefícios e problemas associados à transparência pública, as quais serviram de base para questionários aplicados com as partes interessadas no CAR. O principal problema identificado foi o receio dos proprietários com o uso das informações declaradas, enquanto o principal benefício foi a contribuição para a efetividade dos programas de conservação. Concluiu-se que a função social da propriedade privada justifica a evidenciação hierarquizada das informações.

Palavras-chave:
Acesso à informação; Cadastro Ambiental Rural; Conservação em terras privadas; Legislação florestal; Transparência pública

INTRODUCTION

Environmental policies are the main instrument to restrain the growing exploitation of environmental resources and the ongoing biodiversity loss (ARSEL; BÜSCHER, 2012ARSEL, M.; BÜSCHER, B. NatureTM Inc: Changes and Continuities in Neoliberal Conservation and Market-based Environmental Policy. Development and Change, v. 43, n. 1, p. 53-78, 2012.; MARQUES; RANIERI, 2012MARQUES, E. M.; RANIERI, V. E. L. Determinantes da decisão de manter áreas protegidas em terras privadas: o caso das reservas legais do Estado de São Paulo. Ambiente & Sociedade, v. 15, n. 1, p. 131-145, abr. 2012.). Protected Areas (PAs) are instruments recognized in various international political contexts and represent the main global strategy to control ecosystem degradation and biodiversity loss (UNEP-WCMC, 2018).

However, the percentage of PAs in the form of parks and reserves is insufficient to guarantee the conservation of biodiversity, basins, and natural landscapes (BINGHAM et al., 2017BINGHAM, H. et al. Privately protected areas: advances and challenges in guidance, policy and documentation. Parks, v. 23, n. 1, p. 13-28, 2017.; BUTCHART et al., 2015BUTCHART, S. H. M. et al. Shortfalls and solutions for meeting national and global conservation area targets. Conservation Letters, v. 8, n. 5, p. 329-337, 2015.; GALLO et al., 2009GALLO, J. A. et al. The role of private conservation areas in biodiversity representation and target achievement within the Little Karoo region, South Africa. Biological Conservation, v. 142, n. 2, p. 446-454, fev. 2009.). For this reason, researchers, managers, entities, and non-governmental organizations consider that the strategies for conservation of natural resources on private lands, in harmony with rural activities, are important to help achieve global conservation goals (GALLO et al., 2009; SILVA; RANIERI, 2014SILVA, J. S. DA; RANIERI, V. E. L. O mecanismo de compensação de reserva legal e suas implicações econômicas e ambientais. Ambiente & Sociedade, v. 17, n. 1, p. 115-132, mar. 2014.; BINGHAM et al., 2017; DRESCHER; BRENNER, 2018DRESCHER, M.; BRENNER, J. C. The practice and promise of private land conservation. Ecology and Society, v. 23, n. 2, 2018. DOI: https://doi.org/10.5751/ES-10020-230203.
https://doi.org/10.5751/ES-10020-230203....
; MITCHELL et al., 2018MITCHELL, B. A. et al. PPA or OECM? Differentiating between privately protected areas and other effective area-based conservation measures on private land. Parks, v. 24, n. SI, p. 49-60, 2018.).

Private land conservation can be performed involuntarily, voluntarily, or by a combination of both (KAMAL; GRODZIŃSKA-JURCZAK; BROWN, 2015KAMAL, S.; GRODZIŃSKA-JURCZAK, M.; BROWN, G. Conservation on private land: a review of global strategies with a proposed classification system. Journal of Environmental Planning and Management, v. 58, n. 4, p. 576-597, 2015.). Environmental policies in Latin American countries, such as Brazil, are traditionally based on the use of command and control instruments, which are characterized by direct regulation, such as sanctions, licensing, deforestation restrictions, and zoning guidelines (SWIFT et al., 2004SWIFT, B. et al. Private Lands Conservation in Latin America: The Need for Enhanced Legal Tools and Incentives. Journal of Environmental Law and Litigation, v. 19, p. 85, 2004.; BARROS et al., 2012BARROS, D. A. et al. Breve análise dos instrumentos da política de gestão ambiental brasileira. Política & Sociedade, v. 11, n. 22, p. 155-180, dez. 2012.).

A controversy in countries where voluntary mechanisms predominate is the fact that rural landowners have more information on the costs and local impacts of conservation actions than the Government (OWLEY; RISSMAN, 2016OWLEY, J.; RISSMAN, A. R. Trends in private land conservation: Increasing complexity, shifting conservation purposes and allowable private land uses. Land Use Policy, v. 51, p. 76-84, 2016.; VERGAMINI; WHITE; VIAGGI, 2015VERGAMINI, D.; WHITE, B.; VIAGGI, D. Agri-environmental policies design in Europe, USA and Australia: is an auction more cost-effective than a self-selecting contract schedule?. In: AIEAA CONFERENCE - INNOVATION, PRODUCTIVITY AND GROWTH: TOWARDS SUSTAINABLE AGRI-FOOD PRODUCTION, 4., 2015, Acona. Available in: http://ageconsearch.umn.edu/record/207357/files/Agri-Environmental%20Policies%20design%20in%20Europe_%20USA%20and%20Australia%20is%20an%20auction%20more%20cost-effective%20than%20a%20self-selecting%20contract%20schedule.pdf. Accessed 11 set. 2017.
http://ageconsearch.umn.edu/record/20735...
). According to these authors, this fact may result in the information omission or its selective provision. It can be a problem, especially if such voluntary actions are encouraged through economic incentives, using public resources.

Accurate and timely information is essential for the decision-making process related to conservation issues to be effective (ROSE et al., 2015ROSE, R. A. et al. Ten ways remote sensing can contribute to conservation. Conservation Biology, v. 29, n. 2, p. 350-359, 2015.). Increasing the transparency level in government decision-making strengthens the commitment to democracy and citizen involvement. However, higher transparency can make negotiations longer and the communication process more difficult (BALL, 2009BALL, C. What Is Transparency? Public Integrity, v. 11, n. 4, p. 293-308, 2009.).

According to Rissman et al. (2017RISSMAN, A. R. et al. Public access to spatial data on private-land conservation. Ecology and Society, v. 22, n. 2, 2017. DOI: https://doi.org/10.5751/ES-093330-220224.
https://doi.org/10.5751/ES-093330-220224...
) and Rissman and Smail (2015), obtaining, processing, storing, and making available information about private rural properties can also generate a situation of potential conflict. On the one hand, there is pressure from landowners concerned about privacy and the use of data collected in planning and policies that affect their properties. However, on the other hand, there is a concern of funders and society in general with the effectiveness of instruments adopted to promote conservation and the accountability of governmental actions (RISSMAN et al., 2017RISSMAN, A. R. et al. Public access to spatial data on private-land conservation. Ecology and Society, v. 22, n. 2, 2017. DOI: https://doi.org/10.5751/ES-093330-220224.
https://doi.org/10.5751/ES-093330-220224...
; RISSMAN; SMAIL, 2015).

According to Turner et al. (2015TURNER, W. et al. Free and open-access satellite data are key to biodiversity conservation. Biological Conservation, v. 182, p. 173-176, 2015.), the main limitations to the availability and access to conservation-related data are due to the lack of effective strategies and distribution tools. The authors also pointed out that the training of end users (e.g., members of civil society and public agents) is essential to improve access and treatment of raw data, when available.

Furthermore, according to Briske et al. (2017BRISKE, D. D. et al. Assessment of USDA-NRCS rangeland conservation programs: recommendation for an evidence-based conservation platform. Ecological Applications, v. 27, n. 1, p. 94-104, jan. 2017.), the lack of documented information about the results of conservation actions may be due to: a mistaken perception that the benefits of conservation practices are considered a certainty, making documentation unnecessary; the lack of knowledge exchange between the Government and the scientific community; the scarcity of scientific data that prove the effectiveness of conservation actions; and also inadequate technical support for landowners after the implementation of conservation practices. Still according to these authors, overcoming these barriers is essential to increase the effectiveness and accountability of conservation programs on private lands.

In the Brazilian context, the Rural Environmental Registry (CAR, its Portuguese acronym), created with the enactment of Federal Law No. 12.651/2012 and later regulated by Normative Instruction No. 2/2014 of the Ministry of Environment (MMA), is an innovative instrument for the integration of publicly available data, environmental enforcement, and management of rural properties (BRASIL, 2012; 2014; FONSECA; SILVA, 2015FONSECA, L. C. DA; SILVA, D. F. A proteção ambiental rural como direito à informação e o sigilo de dados. Revista Jurídica, v. 4, n. 41, p. 461-478, 2015.; ROITMAN et al., 2018ROITMAN, I. et al. Rural Environmental Registry: An innovative model for land-use and environmental policies. Land Use Policy, v. 76, p. 95-102, jul. 2018.).

Complementarily, the National System of Rural Environmental Registry (SICAR, its Portuguese acronym) consists of a nationwide electronic system for the management of the information declared in CAR, as established by Federal Decree No. 7,830/2012 (BRASIL, 2012b). SICAR’s public consultation module allows citizens to download information and georeferenced data by municipality (ROITMAN et al., 2018ROITMAN, I. et al. Rural Environmental Registry: An innovative model for land-use and environmental policies. Land Use Policy, v. 76, p. 95-102, jul. 2018.). According to these authors, it represents an advance in public transparency and allows verification of compliance with forest legislation. However, the publication of Normative Instruction MMA No. 3/2014, which instituted SICAR’s Information Integration and Security Policy, raised discussions regarding the guarantee of the instrument’s transparency by ensuring the confidentiality of personal and patrimonial information (FONSECA; SILVA, 2015FONSECA, L. C. DA; SILVA, D. F. A proteção ambiental rural como direito à informação e o sigilo de dados. Revista Jurídica, v. 4, n. 41, p. 461-478, 2015.; VALDIONES; BERNASCONI, 2019VALDIONES, A. P.; THUAULT, A. Assessing transparency of environmental information in the Amazon region. Cuiabá: Instituto Centro de Vida, 2019.).

Few scientific studies have addressed the potential, defects, and implications of CAR and SICAR for nature conservation, as they are fairly recent instruments (COSTA et al., 2018COSTA, M. A. et al. Epidemiologically inspired approaches to land-use policy evaluation: The influence of the Rural Environmental Registry (CAR) on deforestation in the Brazilian Amazon. Elementa: science of the Anthropocene, v. 6, n. 1, p. 1, 2018. DOI: http://doi.org/10.1525/ementa260.
http://doi.org/10.1525/ementa260....
; JUNG et al., 2017JUNG, S. et al. Brazil’s National Environmental Registry of Rural Properties: Implications for Livelihoods. Ecological Economics, v. 136, p. 53-61, 2017.; OLIVEIRA et al., 2018OLIVEIRA, A. L. et al. A Reserva Legal no âmbito do Cadastro Ambiental Rural: breve análise do sistema de regularização ambiental do imóvel rural. Floresta, v. 48, n. 2, p. 203-212, 2018.; ROITMAN et al., 2018ROITMAN, I. et al. Rural Environmental Registry: An innovative model for land-use and environmental policies. Land Use Policy, v. 76, p. 95-102, jul. 2018.), mainly regarding their functions of increasing transparency through the disclosure of information of public interest (FONSECA; SILVA, 2015FONSECA, L. C. DA; SILVA, D. F. A proteção ambiental rural como direito à informação e o sigilo de dados. Revista Jurídica, v. 4, n. 41, p. 461-478, 2015.; IPAM, 2016; VALDIONES; THUAULT, 2019VALDIONES, A. P.; THUAULT, A. Assessing transparency of environmental information in the Amazon region. Cuiabá: Instituto Centro de Vida, 2019.). Furthermore, environmental registration initiatives in Brazil are globally important because they cover millions of hectares of forest lands and serve as an example for programs in other countries (L’ROE et al., 2016L’ROE, J. et al. Mapping properties to monitor forests: Landholder response to a large environmental registration program in the Brazilian Amazon. Land Use Policy, v. 57, p. 193-203, nov. 2016.).

Thus, this study aimed to analyze the benefits and problems/risks associated with information disclosure about private land conservation, in the context of CAR and SICAR, from the perspective of stakeholders and having as reference the scientific literature.

METHODOLOGICAL PROCEDURES

This research was carried out in two stages, firstly using the bibliographic survey method (GIL, 2009GIL, A. C. Métodos e técnicas de pesquisa social. 6.ed. São Paulo: Atlas, 2009.), through the Systematic Literature Review (SLR) and Content Analysis. The SLR stages were adapted from the recommendations set out in the Guidelines and Standards for Evidence Synthesis in Environmental Management, version 5.0 (CEE, 2018).

The search for scientific documents was carried out on the scientific platforms Sci Verse Scopus and Web of Science. The terms and research strategy adopted in this study are shown in Chart 1.

Chart 1
Terms used in the search for relevant work

The results obtained went through three filtering steps to select the most relevant studies for analysis. Before the first filtering, the results obtained from each database were merged to exclude duplicated documents. The first filter consisted of selecting articles and book chapters in the English language, discarding the others.

Then, the title, abstract, and keywords of the selected studies were read. Documents that did not explicitly focus on private land conservation were excluded. Studies resulting from the second filtering were fully read, and those that did not have key elements for analysis and discussion were excluded.

The research synthesis was carried out through the combination of narrative and qualitative syntheses (CEE, 2018). The textual analysis of the extracted excerpts was performed using the Content Analysis technique. A spreadsheet to record the components to be coded and extracted from the results and/or conclusions of each selected study, that is, benefits and problems/risks associated with public transparency, was established to reduce the possibility of errors and biases (TRANFIELD; DENYER; SMART, 2003TRANFIELD, D.; DENYER, D.; SMART, P. Towards a Methodology for Developing Evidence-Informed Management Knowledge by Means of Systematic Review* Introduction: the need for an evidence- informed approach. British Journal of Management, v. 14, p. 207-222, 2003.). “Codable” phrases found in the introduction of the articles were not extracted, as they refer to other studies, often already incorporated in the SLR.

A first “floating reading” of the documents was carried out, followed by the material exploration through the coding of textual data, which involved the snippet (choice of units), enumeration (choice of counting rules), and classification (choice of categories) (BARDIN, 2011BARDIN, L. Análise de Conteúdo. Lisboa: Edições 70, 2011.; FRANCO, 2007FRANCO, M. L. P. Análise de conteúdo. 2ed. Brasília: Liber Livro, 2007.; GIL, 2009GIL, A. C. Métodos e técnicas de pesquisa social. 6.ed. São Paulo: Atlas, 2009.). The context unit, formed by the sentences extracted from the documents, was chosen for this research. The number of records in each category and subcategory was counted to support the next step of the methodology (preparation of questionnaires).

Considering that the snippet chosen in this research was the context units, semantic categorization was chosen, and emerging categories were used to organize and group the extracted phrases into thematic groups (Chart 2) (HSIEH; SHANNON, 2005HSIEH, H.-F.; SHANNON, S. E. Three Approaches to Qualitative Content Analysis. Qualitative Health Research, v. 15, n. 9, p. 1277-1288, nov. 2005.).

Chart 2
Description of the criteria used to create the categories of the analyzed content referring to the benefits and problems/risks of transparency in the management and disclosure of information about private land conservation

A list of benefits and problems/risks associated with public transparency in the management and disclosure of information about private land conservation was produced at the end of this stage. The interpretation of results allowed the underpinning of the questionnaire applied to CAR stakeholders.

According to Flick (2009FLICK, U. Introdução à Pesquisa Qualitativa. 3. ed. Porto Alegre: Artmed, 2009.) and Mattar (2012MATTAR, F. N. Pesquisa de Marketing. 5. ed. Rio de Janeiro: Elsevier, 2012.), theoretical sampling is adopted in quantitative research in which the population size is unknown, as it is not possible to define probabilistic samples. In this study, theoretical sampling was adopted because the number of people involved with CAR is not known.

After consulting experts and based on the literature on the subject, five social groups were considered, according to their relationship with CAR, namely:

  • I) Civil society organizations: employees of institutions that make up the Forest Code Observatory.

  • II) CAR managing bodies: civil servants from the Brazilian Forest Service and the state and Federal District environmental secretariats.

  • III) Environmental consulting companies: employees and/or owners of environmental consulting companies. The selection of participants was carried out through a search on the Google search engine, using the term “Consultoria Ambiental CAR.”

  • IV) Associations of rural landowners: employees of agricultural sector associations at the national level, Technical Assistance and Rural Extension Corporation (EMATER) in different Brazilian states, State Federations of Agriculture and Livestock, state National Rural Learning Services (SENAR), and local rural unions.

  • V) Scientific community: researchers linked to Brazilian institutions. The selection was carried out through a search for doctors in the CNPq Lattes platform using the terms: “Cadastro Ambiental Rural” and “Rural Environmental Registry.” Researchers who have research projects or publications in journals whose search term appeared in the publication title were selected.

The final sample of each social group was randomly selected but seeking to maintain a balanced representation between Brazilian regions. Only one respondent was chosen per institution, except for the ‘scientific community’ group. All participants received the questionnaire together with the Informed Consent Form, which described the research and questionnaire objectives, the voluntary participation of respondents, and the guarantee of anonymity of answers1 1 - The approval of the Research Ethics Committee of Universidade de São Paulo was requested and obtained under No. CAAE 20114719.2.0000.5422 before the questionnaire applications. . The questionnaire was prepared on the Google Forms platform and sent by email after telephone contact with the participants.

Both the benefits and problems/risks identified in four or more documents were rewritten in the form of statements adapted to the CAR Brazilian context. This cut-off line was defined to reduce the number of questions so that the questionnaire was not too long, decreasing the answer probability (GIL, 2009GIL, A. C. Métodos e técnicas de pesquisa social. 6.ed. São Paulo: Atlas, 2009.). Four benefits fit this criterion, generating four statements. Only one problem/risk met this criterion, which generated three statements. Therefore, research participants were asked to rate the agreement level with each sentence, using a 5-point Likert scale, which ranged from ‘strongly agree’ to ‘strongly disagree’ (KNAPP; STUART CHAPIN; COCHRAN, 2015KNAPP, C. N.; STUART CHAPIN, F.; COCHRAN, J. O. Ranch Owner Perceptions and Planned Actions in Response to a Proposed Endangered Species Act Listing. Rangeland Ecology and Management, v. 68, n. 6, p. 453-460, 2015.).

Questionnaires were sent to 68 individuals and 51 responses were obtained (75% return). The period for receiving responses was between October 14 and November 20, 2019. Ten responses were obtained in each group, except for Group V, from which 11 responses were obtained.

RESULTS AND DISCUSSION

Respondents profile

Professionals from all Brazilian regions participated as respondents in the survey, with the Southeast region concentrating more respondents (31%), followed by the Midwest (23%) and South (22%) regions. The Northeast region concentrated 18% of respondents, while the North region had the lowest rate of responses received (6%).

Regarding the age of respondents, 23.5% were under 30 years old at the time of participation, 33% between 30 and 39 years old, 20% between 40 and 49 years old, and 23.5% were over 50 years old. Regarding the length of professional experience of participants with the theme “private land conservation”, 45% have worked in the area for more than 10 years, 41% had 3 to 10 years of experience, while 14% have worked for less than 3 years in the area.

Finally, regarding the level of education of respondents, 25% had a doctorate degree, 16% had a complete master’s degree, 27% had a complete higher education with a specialization (lato sensu), 24% had a complete higher education, and 8% had an incomplete higher education.

Public transparency benefits

The search on scientific platforms captured 156 documents (the duplicates already excluded). The screening process resulted in the exclusion of 134 documents. A total of 118 excerpts were extracted, categorized, and analyzed from the remaining 20 articles and two book chapters, pointing to benefits and the problems/risks associated with the information disclosure about private land conservation and/or their transparent management (Appendix I). The content analysis allowed the identification of 14 benefits (Chart 3).

Chart 3
Benefits indicated by the analyzed literature regarding the transparent management of information about private land conservation

Janssen, Charalabidis, and Zuiderwijk (2012JANSSEN, M.; CHARALABIDIS, Y.; ZUIDERWIJK, A. Benefits, Adoption Barriers and Myths of Open Data and Open Government. Information Systems Management, v. 29, n. 4, p. 258-268, 2012.) researched the benefits of systems that use open data in the Netherlands and classified them as political-social, economic, and technical or operational. Similar to this study, the authors listed a series of benefits that, although not related to nature conservation, corroborate the obtained results. Democratic accountability, creation of trust in public authorities, increased society participation and engagement, equity, learning development, the possibility of use for different purposes, availability of information for investors, improvement and fairness in decision-making processes, and increased cost-effectiveness of systems are among the benefits listed in both surveys.

Some benefits of public transparency are already very well established in the scientific literature. Higher transparency levels are positively correlated with the improvement in the financial management quality and the reduction of corruption levels in the public sector (CUCCINIELLO; PORUMBESCU; GRIMMELIKHUIJSEN, 2017CUCCINIELLO, M.; PORUMBESCU, G. A.; GRIMMELIKHUIJSEN, S. 25 Years of Transparency Research: Evidence and Future Directions. Public Administration Review, v. 77, n. 1, p. 32-44, 2017.). However, the benefits of public transparency in the environmental sphere and, specifically, nature conservation, are poorly documented and usually punctually discussed (MORRIS; RISSMAN, 2009MORRIS, A. W.; RISSMAN, A. R. Public access to information on private land conservation: Tracking conservation easements. Wisconsin Law Review, v. 2009, n. 6, p. 1237-1282, 2009.; RISSMAN et al., 2017; CLEMENTS et al., 2018CLEMENTS, H. S. et al. Fairness and transparency are required for the inclusion of privately protected areas in publicly accessible conservation databases. Land, v. 7, n. 3, p. 96, 2018. DOI: https://doi.org/10.3390/land7030096.
https://doi.org/10.3390/land7030096....
).

Thus, the answers obtained through the application of the questionnaires demonstrated the agreement of the participants with the benefits pointed out by the scientific literature in the CAR context (Figure 1).

Figure 1
Answers to the question: “The main BENEFITS of public transparency applied to private land conservation, indicated by the scientific literature, are listed below. Indicate, in the CAR context, your degree of agreement with the listed statements”

A higher frequency of responses was in line with the benefits suggested by the scientific literature, as the statements obtained a partial or total agreement from the expressive majority of respondents. Therefore, the results show that the benefits generated by public transparency, in the different contexts in which instruments aimed at private land conservation are applied, are also recognized by the vast majority of actors related to CAR.

Collaboration between state and private actors for more transparent and successful conservation initiatives is crucial for benefit 1 to occur, ensuring and protecting conservation benefits over time (BODIN, 2017BODIN, Ö. Collaborative environmental governance: Achieving collective action in social-ecological systems. Science, v. 357, n. 6352, ago. 2017. DOI: 10.1126/science.aan1114.
https://doi.org/10.1126/science.aan1114....
; CLEMENTS et al., 2018CLEMENTS, H. S. et al. Fairness and transparency are required for the inclusion of privately protected areas in publicly accessible conservation databases. Land, v. 7, n. 3, p. 96, 2018. DOI: https://doi.org/10.3390/land7030096.
https://doi.org/10.3390/land7030096....
; MORRIS, 2008MORRIS, A. W. Easing conservation? Conservation easements, public accountability and neoliberalism. Geoforum, v. 39, n. 3, p. 1215-1227, 2008.; OWLEY, 2015OWLEY, J. Keeping Track of Conservation. Ecology Law Quarterly, v. 42, n. 1, p. 79-138, 2015.; RISSMAN et al., 2017RISSMAN, A. R. et al. Public access to spatial data on private-land conservation. Ecology and Society, v. 22, n. 2, 2017. DOI: https://doi.org/10.5751/ES-093330-220224.
https://doi.org/10.5751/ES-093330-220224...
). Participatory strategies are essential for successful and socially fair environmental policies and, therefore, information disclosure has the advantage of increasing the instrument transparency, also leading to a positive long-term effect on society’s participation and perception of justice (benefit 8) (CASTRO et al., 2006CASTRO, F. DE et al. Use and misuse of the concepts of tradition and property rights in the conservation of natural resources in the atlantic forest (Brazil). Ambiente & Sociedade, v. 9, n. 1, p. 23-39, jun. 2006.; GLEBE, 2013GLEBE, T. W. Conservation auctions: Should information about environmental benefits be made public? American Journal of Agricultural Economics, v. 95, n. 3, p. 590-605, abr. 2013.; MESSER et al., 2017MESSER, K. D. et al. When Does Public Information Undermine the Efficiency of Reverse Auctions for the Purchase of Ecosystem Services? Ecological Economics, v. 134, p. 212-226, 2017.).

Some studies also suggest that making as much information available as possible improves the identification of high-quality actions aimed at private land conservation, consequently improving the efficiency of the instrument in question (benefit 2) (CONTE; GRIFFIN, 2017CONTE, M. N.; GRIFFIN, R. M. Quality information and procurement auction outcomes: Evidence from a payment for ecosystem services laboratory experiment. American Journal of Agricultural Economics, v. 99, n. 3, p. 571-591, 2017.; MESSER et al., 2017MESSER, K. D. et al. When Does Public Information Undermine the Efficiency of Reverse Auctions for the Purchase of Ecosystem Services? Ecological Economics, v. 134, p. 212-226, 2017.).

The simple disclosure of geospatial information allows any citizen to monitor private land conservations, making illegal deforestation almost automatically visible (benefits 3 and 4) (RAJÃO; VURDUBAKIS, 2013RAJÃO, R.; VURDUBAKIS, T. On the Pragmatics of Inscription: Detecting Deforestation in the Brazilian Amazon. Theory, Culture & Society, v. 30, n. 4, p. 151-177, jul. 2013.). Therefore, landowners are likely to reduce actions and behaviors related to illegal deforestation due to concerns about increasing visibility for monitoring and enforcement or also in response to incentives associated with being visibly compromised (L’ROE et al., 2016L’ROE, J. et al. Mapping properties to monitor forests: Landholder response to a large environmental registration program in the Brazilian Amazon. Land Use Policy, v. 57, p. 193-203, nov. 2016.; RISSMAN et al., 2017RISSMAN, A. R. et al. Public access to spatial data on private-land conservation. Ecology and Society, v. 22, n. 2, 2017. DOI: https://doi.org/10.5751/ES-093330-220224.
https://doi.org/10.5751/ES-093330-220224...
).

Access to information culminates in increased engagement in actions related to conservation and restoration and the motivation to invest in environmental practices and programs (benefit 5). In the case of this benefit, data-driven transparency, when understood as a form of civic duty, allows the citizen to understand the social value in question and get involved in political affairs, resulting in the citizenship strengthening (BIRCHALL, 2015BIRCHALL, C. ‘Data.gov-in-a-box’’’. European Journal of Social Theory, v. 18, n. 2, p. 185-202, 2015.; MEIJER; ’T HART; WORTHY, 2015MEIJER, A.; ’T HART, P.; WORTHY, B. Assessing Government Transparency: An Interpretive Framework. Administration and Society, v. 50, n. 4, p. 501-526, 2015.).

Opportunities generated by public transparency include the many ways in which maps and information on conservation efforts on private lands can facilitate environmental, agricultural, and natural resource planning (benefit 10) (MORRIS; RISSMAN, 2009MORRIS, A. W.; RISSMAN, A. R. Public access to information on private land conservation: Tracking conservation easements. Wisconsin Law Review, v. 2009, n. 6, p. 1237-1282, 2009.; RISSMAN et al., 2017; RISSMAN; SMAIL, 2015). In addition, the right to information is necessary so that environmental decisions are made fairly (OKSANEN; KUMPULA, 2013OKSANEN, M.; KUMPULA, A. Transparency in conservation: Rare species, secret files, and democracy. Environmental Politics, v. 22, n. 6, p. 975-991, 2013.).

Some studies have shown that the decision-making process on conservation priorities is of better quality, more strategic, and egalitarian when there is higher public transparency (benefit 11) (MORRIS, 2008MORRIS, A. W. Easing conservation? Conservation easements, public accountability and neoliberalism. Geoforum, v. 39, n. 3, p. 1215-1227, 2008.; MORRIS; RISSMAN, 2009).

Transparent mechanisms for publicity and access to information are important to improve landowners’ compliance with environmental legislation (benefit 12) (GLEBE, 2013GLEBE, T. W. Conservation auctions: Should information about environmental benefits be made public? American Journal of Agricultural Economics, v. 95, n. 3, p. 590-605, abr. 2013.; L’ROE et al., 2016L’ROE, J. et al. Mapping properties to monitor forests: Landholder response to a large environmental registration program in the Brazilian Amazon. Land Use Policy, v. 57, p. 193-203, nov. 2016.; MESSER et al., 2017MESSER, K. D. et al. When Does Public Information Undermine the Efficiency of Reverse Auctions for the Purchase of Ecosystem Services? Ecological Economics, v. 134, p. 212-226, 2017.; OWLEY, 2015OWLEY, J. Keeping Track of Conservation. Ecology Law Quarterly, v. 42, n. 1, p. 79-138, 2015.). Moreover, Federal Law No. 12,651/2012 amnesty illegal deforestation occurring before July 22, 2008 (BRASIL, 2012; IPAM, 2016; JUNG et al., 2017JUNG, S. et al. Brazil’s National Environmental Registry of Rural Properties: Implications for Livelihoods. Ecological Economics, v. 136, p. 53-61, 2017.; COSTA et al., 2018COSTA, M. A. et al. Epidemiologically inspired approaches to land-use policy evaluation: The influence of the Rural Environmental Registry (CAR) on deforestation in the Brazilian Amazon. Elementa: science of the Anthropocene, v. 6, n. 1, p. 1, 2018. DOI: http://doi.org/10.1525/ementa260.
http://doi.org/10.1525/ementa260....
; COSME; SILVA, 2019COSME, A. M. F.; SILVA, J. B. DA. Cadastro ambiental rural: Dos preceitos, conceitos, das definições a promulgação da Lei 12.651/2012. jun. 2019. Available in: http://rua.ua.es/dspace/handle/10045/92790. Accessed em: 8 jan. 2020.
http://rua.ua.es/dspace/handle/10045/927...
). According to the aforementioned authors, the fact that the law has given this amnesty may generate the expectation that other will come in the future, which reinforces the need for CAR data transparency for public control of what is actually happening in properties over time.

According to Conte and Griffin (2017CONTE, M. N.; GRIFFIN, R. M. Quality information and procurement auction outcomes: Evidence from a payment for ecosystem services laboratory experiment. American Journal of Agricultural Economics, v. 99, n. 3, p. 571-591, 2017.) and Glebe (2013GLEBE, T. W. Conservation auctions: Should information about environmental benefits be made public? American Journal of Agricultural Economics, v. 95, n. 3, p. 590-605, abr. 2013.), the cost-effectiveness of the instrument aimed at private land conservation will also be greater the higher the information disclosure (benefits 13 and 14). This is because landowners feel more motivated to participate in conservation programs the greater the information about these programs and the greater the perceived public transparency.

Strategies that aim to incorporate citizens’ preferences are needed to increase transparency and make governments work better, which does not always mean just complying with the law (CUCCINIELLO; NASI, 2014CUCCINIELLO, M.; NASI, G. Transparency for Trust in Government: How Effective is Formal Transparency? International Journal of Public Administration, v. 37, n. 13, p. 911-921, 2014.). Transparency need not be a mere formality, but a tool at the service of the public administration to interact with stakeholders. Similarly, conservation needs to be based on a database that explains the rights, risks, and responsibilities of private land conservation for society (ANHALT-DEPIES et al., 2019ANHALT-DEPIES, C. et al. Tradeoffs and tools for data quality, privacy, transparency, and trust in citizen science. Biological Conservation, v. 238, out. 2019. DOI: https://doi.org/10.1016/j.biocon.2019.108195.
https://doi.org/10.1016/j.biocon.2019.10...
).

The simple information disclosure does not guarantee that the benefits will be generated automatically and, similarly, the opening of the data does not imply unrestricted disclosure of all information. The public authorities must have the responsibility in the data management processes to guarantee their protection and also make processed and aggregated data available. Even so, the large amount and complexity of information will hardly make it easy for any member of society to understand (JANSSEN; CHARALABIDIS; ZUIDERWIJK, 2012JANSSEN, M.; CHARALABIDIS, Y.; ZUIDERWIJK, A. Benefits, Adoption Barriers and Myths of Open Data and Open Government. Information Systems Management, v. 29, n. 4, p. 258-268, 2012.).

Problems/risks associated with information disclosure

Information disclosure has both benefits and problems and/or risks. Conservation-related institutions may not provide public access to information for a variety of reasons, including concerns on the privacy of landowners, low technical and institutional capacity, legal restrictions, concerns on the use for non-conservation purposes, preference for limiting public involvement, and concern on property invasions and vandalism. In addition, the resistance of landowners to provide and make available data may be related to the fear of higher monitoring and restrictions on their behavior (RISSMAN et al., 2017RISSMAN, A. R. et al. Public access to spatial data on private-land conservation. Ecology and Society, v. 22, n. 2, 2017. DOI: https://doi.org/10.5751/ES-093330-220224.
https://doi.org/10.5751/ES-093330-220224...
).

The main problem, mentioned in four documents, was the “Inappropriate use of information (e.g., manipulation of data to support a certain position, use for real estate speculation of lands with lesser value, and location data that may favor invasions).” Although information technology is indisputably useful, there is a risk that landowners will begin to feel that their privacy is being invaded as the collection and analysis of information increases in scope (HUFF, 2015HUFF, T. D. Concern for Information Privacy among Private Forest Landowners in Oregon. Journal of Forestry, v. 113, n. 3, p. 287-290, maio 2015.). The result of this perception of invasion may be a decrease in the landowners’ trust in assistance providers and, ultimately, the government.

For this question in the CAR and SICAR contexts, unlike the benefits, answers were less concentrated in the two agreement options (Figure 2).

Figure 2
Answers to the question: “The main problems arising from the EXISTENCE of public transparency about private land conservation, indicated by the scientific literature, are listed below. Indicate, in the CAR context, your degree of agreement with the listed statements”

Regarding the first problem, most respondents fully or partially agreed with the statement (n = 19; 37% and 18; 35%, respectively). One of the respondents from the ‘Scientific community’ group agreed with the statement, justifying that “Data source is power, and we will never know if the government will use it for good or for actions that favor it and harm the farmer.” In fact, concern about the privacy of landowners is reported as a primary impediment to making information about private land conservation available (CLEMENTS et al., 2018CLEMENTS, H. S. et al. Fairness and transparency are required for the inclusion of privately protected areas in publicly accessible conservation databases. Land, v. 7, n. 3, p. 96, 2018. DOI: https://doi.org/10.3390/land7030096.
https://doi.org/10.3390/land7030096....
).

Landowners are concerned that the information can be manipulated (by the government or any stakeholder with an interest in conservation) to support a certain position or for commercial gain (CLEMENTS et al., 2018CLEMENTS, H. S. et al. Fairness and transparency are required for the inclusion of privately protected areas in publicly accessible conservation databases. Land, v. 7, n. 3, p. 96, 2018. DOI: https://doi.org/10.3390/land7030096.
https://doi.org/10.3390/land7030096....
; HUFF, 2015HUFF, T. D. Concern for Information Privacy among Private Forest Landowners in Oregon. Journal of Forestry, v. 113, n. 3, p. 287-290, maio 2015.; MORRIS; RISSMAN, 2009MORRIS, A. W.; RISSMAN, A. R. Public access to information on private land conservation: Tracking conservation easements. Wisconsin Law Review, v. 2009, n. 6, p. 1237-1282, 2009.). However, another answer to this question emphasized that “Information, when made available, can lead to misuse, but it does not diminish the importance of making environmental information public” (individual from the ‘CAR managing bodies’ group).

Making data available in a transparent way can reduce, for example, situations of abuse of power (TEJEDO-ROMERO; ARAUJO, 2018TEJEDO-ROMERO, F.; ARAUJO, J. F. F. E. Determinants of Local Governments’ Transparency in Times of Crisis: Evidence From Municipality-Level Panel Data. Administration and Society, v. 50, n. 4, p. 527-554, 2018.), as access to information enables citizens to hold public officials accountable for their actions. Therefore, higher transparency in the SICAR database represents a greater opportunity for civil society to monitor, inspect, and, if necessary, report inappropriate use of these data.

The answers to the second problem are more inconclusive, as 51% of respondents (n = 26) disagreed to some degree, while 46% (n = 23) agreed. Some studies have reported that the availability of information and spatial data can lead society to wrongly assume that conserved areas on private land provide public access (CLEMENTS et al., 2018CLEMENTS, H. S. et al. Fairness and transparency are required for the inclusion of privately protected areas in publicly accessible conservation databases. Land, v. 7, n. 3, p. 96, 2018. DOI: https://doi.org/10.3390/land7030096.
https://doi.org/10.3390/land7030096....
; EBERS; NEWMAN, 2014EBERS, A.; NEWMAN, D. Economics of conservation easements. Miltn Park: Taylor and Francis, 2014.; MORRIS; RISSMAN, 2009MORRIS, A. W.; RISSMAN, A. R. Public access to information on private land conservation: Tracking conservation easements. Wisconsin Law Review, v. 2009, n. 6, p. 1237-1282, 2009.). Conservation entities may also be concerned that public access to information could harm the security of conservation values, related to the collection of rare species and theft of cultural resources (RISSMAN et al., 2017).

However, Morris and Rissman (2009MORRIS, A. W.; RISSMAN, A. R. Public access to information on private land conservation: Tracking conservation easements. Wisconsin Law Review, v. 2009, n. 6, p. 1237-1282, 2009.) studied a case in Massachusetts (USA), in which there was a map and publicly accessible information and, according to officials, there were never any complaints from landowners associated with this issue. According to the authors, although the risks of intrusion can be substantial, there is no reason to think that making information available will lead to a widespread demand for this problem.

The results do not allow us to state whether this is a problem applicable to the CAR and SICAR contexts. However, one of the respondents who disagreed with the statement mentioned the existence of legal means to guarantee the protection of property in the Brazilian context.

Regarding the last problem listed, there was a higher percentage of “indifferent” answers compared to the previous questions. Among the respondents, eight strongly disagreed (16%), six partially disagreed (12%), ten were indifferent (20%), 14 fully agreed (27%), and 13 partially agreed (25%).

The negative consequences for control bodies and the environmental services market (e.g., Environmental Reserve Quotas) were mentioned among those who agreed with the statement. In this case, it is not directly related to real estate speculation but financially affects the property. This last question is addressed in articles dealing with economic instruments. For instance, studies have suggested that providing complete information generally increases the efficiency of auctions and market performance (CONTE; GRIFFIN, 2017CONTE, M. N.; GRIFFIN, R. M. Quality information and procurement auction outcomes: Evidence from a payment for ecosystem services laboratory experiment. American Journal of Agricultural Economics, v. 99, n. 3, p. 571-591, 2017.; GLEBE, 2013GLEBE, T. W. Conservation auctions: Should information about environmental benefits be made public? American Journal of Agricultural Economics, v. 95, n. 3, p. 590-605, abr. 2013.), while other studies have concluded that the disclosure of this information decreases their efficiency (MESSER et al., 2017MESSER, K. D. et al. When Does Public Information Undermine the Efficiency of Reverse Auctions for the Purchase of Ecosystem Services? Ecological Economics, v. 134, p. 212-226, 2017.).

The tension between the individual’s right to privacy and society’s right to obtain public interest information represents a conflict between two vital democratic values (MORRIS; RISSMAN, 2009MORRIS, A. W.; RISSMAN, A. R. Public access to information on private land conservation: Tracking conservation easements. Wisconsin Law Review, v. 2009, n. 6, p. 1237-1282, 2009.). Although transparency has some adverse or perverse effects (and, inevitably, Governments end up losing some level of control when opening their data to the public), new types of governance mechanisms and policies are required (JANSSEN; CHARALABIDIS; ZUIDERWIJK, 2012JANSSEN, M.; CHARALABIDIS, Y.; ZUIDERWIJK, A. Benefits, Adoption Barriers and Myths of Open Data and Open Government. Information Systems Management, v. 29, n. 4, p. 258-268, 2012.). The concern of landowners involved with private land conservation instruments is legitimate and, therefore, Governments must recognize this issue and deal cautiously with the availability of data considered to be the most sensitive.

CONCLUSIONS

The systematic literature review carried out revealed that the disclosure of information related to private land conservation contributes to the efforts to be effective, integrated, and coordinated, as well as improves the compliance of the private sector with environmental legislation, ensuring the viability of conservation in the long term. On the other hand, transparency increases the risk of inappropriate use of publicly available data.

Although it is recognized that the information disclosure about private land conservation can cause problems and risks, the social function and benefits for the whole society justify the need for transparency provided that good practices in the management of the data entered and available in public databases. Governments must have access to data on private rural properties to formulate more consistent public policies aimed at nature conservation. No less important is to ensure that society participates in the formulation of such policies and monitors their execution, guaranteeing the full exercise of citizenship.

In this context, CAR and its database, the SICAR, can be instruments with the potential to increase the transparency of private land conservation information so that any citizen can monitor and inspect compliance with forest legislation. The response to the questionnaires suggests adherence to the benefits and problems/risks identified by SLR given the positive assessments for the statements. Other surveys with a larger number of respondents may be useful to confirm this result with higher statistical robustness.

ACKNOWLEDGMENTS

The authors would like to thank the National Council for Scientific and Technological Development (CNPq) for the master’s scholarship granted to the first author, through the process No. 130653/2018-7.

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  • VERGAMINI, D.; WHITE, B.; VIAGGI, D. Agri-environmental policies design in Europe, USA and Australia: is an auction more cost-effective than a self-selecting contract schedule?. In: AIEAA CONFERENCE - INNOVATION, PRODUCTIVITY AND GROWTH: TOWARDS SUSTAINABLE AGRI-FOOD PRODUCTION, 4., 2015, Acona. Available in: http://ageconsearch.umn.edu/record/207357/files/Agri-Environmental%20Policies%20design%20in%20Europe_%20USA%20and%20Australia%20is%20an%20auction%20more%20cost-effective%20than%20a%20self-selecting%20contract%20schedule.pdf Accessed 11 set. 2017.
    » http://ageconsearch.umn.edu/record/207357/files/Agri-Environmental%20Policies%20design%20in%20Europe_%20USA%20and%20Australia%20is%20an%20auction%20more%20cost-effective%20than%20a%20self-selecting%20contract%20schedule.pdf
  • NOTE:

    The data presented in this article are part of the first author’s master’s research.
  • 1
    - The approval of the Research Ethics Committee of Universidade de São Paulo was requested and obtained under No. CAAE 20114719.2.0000.5422 before the questionnaire applications.

APPENDIX I

Table 1
Amount of benefits and problems/risks extracted from the works captured by SLR and selected for analysis after the screening process.

Publication Dates

  • Publication in this collection
    06 Dec 2021
  • Date of issue
    2021

History

  • Received
    05 Nov 2020
  • Accepted
    01 Aug 2021
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