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Psychometric Properties of the Psychological Capital Scale in the Student Context (PsyCap-S)

Propriedades Psicométricas da Escala de Capital Psicológico no Contexto de Estudos (PsyCap-E)

Propiedades Psicométricas de la Escala de Capital Psicológico en el Contexto de Estudios (PsyCap-E)

Abstract

The resources provided by psychological capital can contribute to the successful academic performance of students, as well as to overcome obstacles and achieve established goals. There is an absence of a Brazilian instrument to measure psychological capital in students. Thus, this study aimed to develop and to seek evidence for the validity and accuracy of the psychological capital scale in the student context (PsyCap-S). The research was conducted based on two studies, with 697 students in each. In both samples the majority was composed of females who intended to enter undergraduate studies. The results indicated the validity and reliability of a structure of four dimensions (resilience, hope, self-efficacy, and optimism). Theoretical and practical dimensions of using the instrument are discussed, as well as implications for intervention in the context of the studies.

Keywords:
students; psychometrics; self-efficacy; optimism; hope.

Resumo

Os recursos proporcionados pelo capital psicológico podem contribuir para o bom desempenho acadêmico de estudantes, bem como para superar obstáculos e atingir metas estabelecidas. Há a ausência de um instrumento brasileiro para mensuração de capital psicológico em estudantes. Este estudo teve por objetivo desenvolver e buscar evidências de validade e precisão da Escala de Capital Psicológico no contexto de Estudos (PsyCap-E). A pesquisa foi realizada com base em dois estudos, com 697 estudantes em cada um, sendo que em ambas as amostras a maior parte era mulher e pretendia ingressar na graduação. Os resultados indicaram que a escala apresentou indicadores de validade e confiabilidade para uma estrutura de quatro dimensões (resiliência, esperança, autoeficácia e otimismo). Discutem-se dimensões teóricas e práticas do uso do instrumento, bem como implicações para intervenção no contexto dos estudos.

Palavras-chave:
estudantes; psicometria; autoeficácia; otimismo; esperança.

Resumen

Los recursos proporcionados por el capital psicológico pueden contribuir al buen desempeño académico de los estudiantes, así como a superar obstáculos y alcanzar metas establecidas. Existe una ausencia de un instrumento brasileño para medir el capital psicológico en los estudiantes. Este estudio tuvo como objetivo desarrollar y buscar evidencia de validez y precisión para la Escala de Capital Psicológico en el contexto de Estudios (PsyCap-E) en contexto brasileño. La investigación se llevó a cabo en dos estudios, con 697 estudiantes en cada uno, la mayoría de los cuales en ambas muestras eran mujeres y tenían intención de ingresar en una universidad. Los resultados indicaron que la escala presentó indicadores de validez y de confiabilidad para estructura de cuatro dimensiones (resiliencia, esperanza, autoeficacia y optimismo). Se discuten las dimensiones teóricas y prácticas del uso del instrumento, así como sus implicaciones para la intervención en el contexto de los estudios.

Palabras clave:
estudiantes; psicometría; autoeficacia; optimismo; esperanza

Positive psychology was developed in the 21st century with the intention of shifting the central focus fixed on pathology that existed in the context of psychology to a positive bias (Seligman, Ernst, Gillham, Reivich, & Linkins, 2009Seligman, M. E. P., Ernst, R. M., Gillham, J., Reivich, K., & Linkins, M. (2009). Positive education: Positive psychology and classroom interventions. Oxford Review of Education, 35(3), 293-311. doi: 10.1080/03054980902934563
https://doi.org/10.1080/0305498090293456...
). Among the concepts addressed by this psychology is psychological capital (PsyCap), developed by Luthans, Avolio, Avey, and Norman (2007Luthans, F., Avolio, B. J., Avey, J. B., & Norman, S. M. (2007). Positive psychological capital: Measurement and relationship with performance and satisfaction. Personnel Psychology, 60(3), 541-572. doi: 10.1111/j.1744-6570.2007.00083.x
https://doi.org/10.1111/j.1744-6570.2007...
), which is concerned with investigating human behavior related to positive capabilities that promote personal growth and development. Although PsyCap originated in the organizational context and much research has been conducted in that context, it can also play an important role in the educational context (Datu, King, & Valdez, 2016Datu, J. A. D., King, R. B., & Valdez, J. P. M. (2016). Psychological capital bolsters motivation, engagement, and achievement: Cross-sectional and longitudinal studies. The Journal of Positive Psychology, 13(3), 260-270. doi: 10.1080/17439760.2016.1257056
https://doi.org/10.1080/17439760.2016.12...
).

PsyCap is a positive state consisting of four psychological capacities: self-efficacy, optimism, hope, and resilience (Hazan Liran & Miller, 2019Hazan Liran, B., & Miller, P. (2019). The role of psychological capital in academic adjustment among University students. Journal of Happiness Studies, 20(1), 51-65. doi: 10.1007/s10902-017-9933-3
https://doi.org/10.1007/s10902-017-9933-...
; Luthans et al., 2007Luthans, F., Avolio, B. J., Avey, J. B., & Norman, S. M. (2007). Positive psychological capital: Measurement and relationship with performance and satisfaction. Personnel Psychology, 60(3), 541-572. doi: 10.1111/j.1744-6570.2007.00083.x
https://doi.org/10.1111/j.1744-6570.2007...
). In the student context these psychological capacities manifest themselves as students evaluate their current situation and the likelihood of success by maintaining a positive perspective (optimism), being more likely to invest the effort and perseverance needed to succeed, believing in themselves (self-efficacy), being determined to succeed (hope), and learning and growing from challenges (resilience) (Martinez, Youssef-Morgan, Chambel, & Marques-Pinto, 2019Martínez, I. M., Youssef-Morgan, C. M., Chambel, M. J., & Marques-Pinto, A. (2019). Antecedents of academic performance of university students: Academic engagement and psychological capital resources. Educational Psychology, 39(8), 1047-1067. doi: 10.1080/01443410.2019.1623382
https://doi.org/10.1080/01443410.2019.16...
).

A student who accumulates the personal resources that constitute the PsyCap (hope, self-efficacy, resilience, and optimism) exhibits specific skills and behaviors necessary to meet educational requirements and achieve academic success (Carmona-Halty, Schaufeli, & Salanova, 2019Carmona-Halty, M., Schaufeli, W. B., & Salanova, M. (2019). Good relationships, good performance: The mediating role of psychological capital - A three-wave study among students. Frontiers in Psychology, 10, 306. doi: 10.3389/fpsyg.2019.00306
https://doi.org/10.3389/fpsyg.2019.00306...
). It is understood that the resources provided by PsyCap can contribute to academic performance (Martínez, Youssef-Morgan, et al., 2019Martínez, I. M., Youssef-Morgan, C. M., Chambel, M. J., & Marques-Pinto, A. (2019). Antecedents of academic performance of university students: Academic engagement and psychological capital resources. Educational Psychology, 39(8), 1047-1067. doi: 10.1080/01443410.2019.1623382
https://doi.org/10.1080/01443410.2019.16...
), as well as assist in overcoming obstacles, achieving goals, and facing more difficult and delicate situations in life (Harms, Krasikova, & Luthans, 2018Harms, P. D., Krasikova, D. V., & Luthans, F. (2018). Not me, but reflects me: Validating a simple implicit measure of psychological capital. Journal of Personality Assessment, 100(5), 551-562. doi: 10.1080/00223891.2018.1480489
https://doi.org/10.1080/00223891.2018.14...
). Thus, in the educational context, PsyCap facilitates the processes necessary for attention, interpretation, and retention of positive and constructive memories that guide well-being and good performance (Carmona-Halty, Schaufeli, et al., 2019Carmona-Halty, M., Salanova, M., Llorens, S., & Schaufeli, W. B. (2019). How psychological capital mediates between study-related positive emotions and academic performance. Journal of Happiness Studies, 20(2), 605-617. doi: 10.1007/s10902-018-9963-5
https://doi.org/10.1007/s10902-018-9963-...
), and is positively related to engagement with learning (Datu et al., 2016Datu, J. A. D., King, R. B., & Valdez, J. P. M. (2016). Psychological capital bolsters motivation, engagement, and achievement: Cross-sectional and longitudinal studies. The Journal of Positive Psychology, 13(3), 260-270. doi: 10.1080/17439760.2016.1257056
https://doi.org/10.1080/17439760.2016.12...
).

Research investigating PsyCap in samples of high school students, such as the study of Datu et al. (2016Datu, J. A. D., King, R. B., & Valdez, J. P. M. (2016). Psychological capital bolsters motivation, engagement, and achievement: Cross-sectional and longitudinal studies. The Journal of Positive Psychology, 13(3), 260-270. doi: 10.1080/17439760.2016.1257056
https://doi.org/10.1080/17439760.2016.12...
) in the Philippines showed direct and significant associations of the construct with improved academic performance. A second study with the same sample indicated correlation of PsyCap to greater engagement in studies (Datu & Valdez, 2016Datu, J. A. D., & Valdez, J. P. M. (2016). Psychological capital predicts academic engagement and well-being in Filipino high school students. The Asia-Pacific Education Researcher, 25(3), 399-405. doi: 10.1007/s40299-015-0254-1
https://doi.org/10.1007/s40299-015-0254-...
). In Chile, another study with high school students associated PsyCap with increased academic performance (Carmona-Halty, Salanova, Llorens, & Schaufeli, 2019Carmona-Halty, M., Schaufeli, W. B., & Salanova, M. (2019). Good relationships, good performance: The mediating role of psychological capital - A three-wave study among students. Frontiers in Psychology, 10, 306. doi: 10.3389/fpsyg.2019.00306
https://doi.org/10.3389/fpsyg.2019.00306...
).

Regarding undergraduate students, a research in Israel indicated that PsyCap improved student motivation (Hazan Liran & Miller, 2019Hazan Liran, B., & Miller, P. (2019). The role of psychological capital in academic adjustment among University students. Journal of Happiness Studies, 20(1), 51-65. doi: 10.1007/s10902-017-9933-3
https://doi.org/10.1007/s10902-017-9933-...
), and in China results suggested increases in learning empowerment correlated to the construct (Liao & Liu, 2016Liao, R. X., & Liu, Y. H. (2016). The impact of structural empowerment and psychological capital on competence among Chinese baccalaureate nursing students: A questionnaire survey. Nurse Education Today, 36, 31-36. doi: 10.1016/j.nedt.2015.07.003
https://doi.org/10.1016/j.nedt.2015.07.0...
). Also in China, research in the university context also showed that PsyCap partially mediated the association between social exclusion and depression (Li, Zhao, & Yu, 2021Li, S., Zhao, F., & Yu, G. (2021). Social exclusion and depression among college students: A moderated mediation model of psychological capital and implicit theories. Current Psychology, 40(3), 1144-1151. doi: 10.1007/s12144-018-0036-z
https://doi.org/10.1007/s12144-018-0036-...
). Furthermore, the development of this construct significantly increased the positive mental health of North Americans (Selvaraj & Bhat, 2018Selvaraj, P. R., & Bhat, C. S. (2018). Predicting the mental health of college students with psychological capital. Journal of Mental Health, 27(3), 279-287. doi: 10.1080/09638237.2018.1469738
https://doi.org/10.1080/09638237.2018.14...
), as well as negatively correlated with anxiety in a sample of Chinese college students (Wu, Xu, Zhang, & Liu, 2019Wu, S., Xu, Z., Zhang, Y., & Liu, X. (2019). Relationship among psychological capital, coping style and anxiety of Chinese college students. Rivista di Psichiatria, 54(6), 264-268. doi: 10.1708/3281.32545
https://doi.org/10.1708/3281.32545...
).

Some studies adapted items from work-related scales to assess PsyCap in educational contexts, whereas others had other scales as theoretical basis or constructed instruments according to the literature in the area. For example, Adil, Ameer, and Ghayas (2020Adil, A., Ameer, S., & Ghayas, S. (2020). Impact of academic psychological capital on academic achievement among university undergraduates: Roles of flow and self-handicapping behavior. PsyCh Journal, 9(1), 56-66. doi: 10.1002/pchj.318
https://doi.org/10.1002/pchj.318...
) developed a measure of PsyCap for Pakistani students by grouping other scales already developed. A Spanish version of the Psychological Capital Questionnaire (PCQ) was developed in Spain and Chile, (Martínez, Meneghel, Carmona-Halty, & Youssef-Morgan, 2019Martínez, I. M., Meneghel, I., Carmona-Halty, M., & Youssef-Morgan, C. M. (2019). Adaptation and validation to Spanish of the Psychological Capital Questionnaire-12 (PCQ-12) in academic contexts. Current Psychology. Advance online publication. doi: 10.1007/s12144-019-00276-z
https://doi.org/10.1007/s12144-019-00276...
), and was also adapted in Argentina (Schönfeld & Mesurado, 2020Schönfeld, F. S., & Mesurado, B. (2020). Adaptación del Cuestionario de Capital Psicológico al ámbito educativo en una muestra Argentina [Adaptation of the Psychological Capital Questionnaire in the educational context in na Argentine sample]. Propósitos y Representaciones , 8(1), e315. doi: 10.20511/pyr2020.v8n1.315
https://doi.org/10.20511/pyr2020.v8n1.31...
). Still in the student context, there is also the instrument by Luthans, Luthans, and Avey (2013Luthans, B. C., Luthans, K. W., & Avey, J. B. (2013). Building the leaders of tomorrow: The development of academic psychological capital. Journal of Leadership & Organizational Studies, 21(2), 191-199. doi: 10.1177/1548051813517003
https://doi.org/10.1177/1548051813517003...
), the Academic Psychological Capital, developed in the United States.

In Brazil, the PCQ-24 instrument (Cid, Martins, Dias, & Fidelis, 2020Cid, D. T., Martins, M. C. F., Dias, M., & Fidelis, A. C. F. (2020). Psychological Capital Questionnaire (PCQ-24): Preliminary evidence of psychometric validity of the Brazilian version. Psico-USF, 25(1), 63-74. doi: 10.1590/1413-82712020250106
https://doi.org/10.1590/1413-82712020250...
) is used to assess PsyCap in organizational contexts. Furthermore, a reduced version of this instrument (PCQ-12) was developed by Kamei et al. (2018Kamei, H., Ferreira, M. C., Valentini, F., Peres, M. F. P., Kamei, P. T., & Damásio, B. F. (2018). Psychological Capital Questionnaire - Short Version (PCQ-12): Evidence of validity of the Brazilian version. Psico-USF, 23(2), 203-214. doi: 10.1590/141382712018230202
https://doi.org/10.1590/1413827120182302...
). The Inventory of Psychological Capital at Work - ICPT-12 (Siqueira, Martins, & Souza, 2014Siqueira, M. M. M., Martins, M. C. F., & Souza, W. S. (2014). Capital Psicológico no trabalho [Psychological capital at work]. In M. M. M. Siqueira (Org.), Novas medidas do comportamento organizacional: Ferramentas de diagnóstico e de gestão [New measures of organizational behavior: Diagnostic and management tools] (pp. 65-78). Porto Alegre, RS: Artmed.) brings a version with fewer items for measurement. However, to date, there is no scale developed to assess PsyCap in student contexts in the country.

Considering the scarcity of studies on the subject and the absence of a Brazilian instrument for measurement, the overall aim of this research was to develop and to seek evidence of validity and accuracy of the PsyCap-S. To this end, two studies were conducted presenting specific objectives to adequately develop the technical guidelines of the International Test Commission [ITC] (2017International Test Commission. (2017). The ITC Guidelines for Translating and Adapting Tests (2nd ed.). Retrieved from https://www.intestcom.org/files/guideline_test_adaptation_2ed.pdf
https://www.intestcom.org/files/guidelin...
). Study 1 aimed to construct the PsyCap-S, seeking to raise evidence of content validity, as well as obtaining a preliminary version of the instrument from exploratory factor analysis. And Study 2 aimed to confirm the best structure for the PsyCap-S in the Brazilian context, as well as raising converging and diverging evidence for construct validity.

Study 1

Method

Participants

The sample was composed of 697 students, whose majority was women (84.1%; N = 578) and a mean age of 19.12 (SD = 3.16). The participants belonged to 25 Brazilian states and the Federal District, except for Roraima, which had no representatives in the sample. The states with the largest number of participants were Espírito Santo (N = 128; 18.6%), São Paulo (N = 108; 15.7%), and Minas Gerais (N = 86; 12.5%). Regarding marital status, there was a higher concentration of single people (N = 656; 95.5%). Out of the total respondents, 88.2% did not work, 98.4% had no children, 75.4% lived with their parents, and 34.4% earned one to three minimum wages. Finally, in relation to the characteristics related to the student context of the sample, the majority intended to enroll in an undergraduate course (96.1%; N = 660), had already chosen the course (83.3%; N = 572), and 63.80% (N = 438) intended to enroll in a public university.

Instruments

The participants answered a sociodemographic questionnaire (consisting of questions such as age, gender, marital status, income, region where they live, among others); along with the PsyCap-S Scale (developed in this study).

Procedures

The PsyCap-S was built using the theoretical foundations related to PsyCap (Luthans, Youssef-Morgan, & Avolio, 2015Luthans, F., Youssef-Morgan, C. M., & Avolio, B. J. (2015). Psychological capital and beyond. New York, NY: Oxford University Press.; Martínez, Youssef-Morgan, et al., 2019Martínez, I. M., Youssef-Morgan, C. M., Chambel, M. J., & Marques-Pinto, A. (2019). Antecedents of academic performance of university students: Academic engagement and psychological capital resources. Educational Psychology, 39(8), 1047-1067. doi: 10.1080/01443410.2019.1623382
https://doi.org/10.1080/01443410.2019.16...
), as well as the study of Siqueira et al. (2014Siqueira, M. M. M., Martins, M. C. F., & Souza, W. S. (2014). Capital Psicológico no trabalho [Psychological capital at work]. In M. M. M. Siqueira (Org.), Novas medidas do comportamento organizacional: Ferramentas de diagnóstico e de gestão [New measures of organizational behavior: Diagnostic and management tools] (pp. 65-78). Porto Alegre, RS: Artmed.) that presented a reduced version of a measure aimed to evaluate PsyCap in the work environment. Three items representing each of the dimensions of PsyCap were structured (total of 12 items), divided into the dimensions of self-efficacy (confidence to take on and make the effort necessary to succeed at challenging tasks), optimism (making positive attribution about success now and in the future), hope (persevering toward goals and, when necessary, redirecting paths to achieve success), and resilience (when faced with adversity, the individual resists pressure, overcoming obstacles to achieve their purpose). Items were structured for response by a five-point Likert scale (1 = strongly disagree to 5 = strongly agree).

The item construction and content adaptations were performed by the authors and later submitted to expert judgment, raising evidence of the instrument content validity. At this stage, five experts who held a master’s degree and worked directly with aspects of students’ careers and mental health participated. An online questionnaire was made available containing the items that should be evaluated according to categories related to content and its representativeness in each dimension. All procedures were performed according to the technical guidelines of the International Test Commission (ITC, 2017International Test Commission. (2017). The ITC Guidelines for Translating and Adapting Tests (2nd ed.). Retrieved from https://www.intestcom.org/files/guideline_test_adaptation_2ed.pdf
https://www.intestcom.org/files/guidelin...
). Thus, the preliminary version of the scale was defined, answered in a pilot study with a sample of 12 students (2 males and 10 females). There were no modifications with the pilot study and then the empirical study was conducted to evaluate the internal structure and the survey of general psychometric evidence.

Data collection. An online form was developed in the Google Forms application with the instruments used in this research and the sociodemographic questionnaire. The preservation of the confidentiality of individual responses was guaranteed at all times. Before accessing the questionnaire, the participants were asked to fill out the informed consent form. Thus, access was only allowed to those who agreed to participate in the research on a voluntary basis. The invitation was made available through a link, and sent by messages on Facebook, WhatsApp, Twitter, and Instagram. Data collection was carried out from August/2019 to January/2020.

Data analysis. Evidence from the content validity of the instrument was initially assessed by using the Content Validity Coefficient (CVC) proposed by Hernández Nieto (2002Hernández Nieto, R. A. (2002). Contribuciones al análisis estadístico [Contributions to statistical analysis]. Mérida, España: Universidad de Los Andes.). It was calculated according to the judgment of experts regarding the categories of clarity of language, and practical and theoretical relevance. The study of the adequacy of each item to the corresponding theoretical dimension was performed using Kappa Concordance Analysis (Siegel & Castellan, 1988Siegel, S., & Castellan, N. J., Jr. (1988). Nonparametric statistics for the behavioral sciences. New York, NY: McGraw-Hill.). For the CVC, items with a result equal to or greater than 0.80 were characterized as adequate; when they presented values between 0.79 and 0.70 were considered adequate; and results with values between 0.69 and 0.60 were admitted only for research use (Cassep-Borges, Balbinotti, & Teodoro, 2010Cassep-Borges, V., Balbinotti, M. A. A., & Teodoro, M. L. M. (2010). Tradução e validação de conteúdo: Uma proposta para a adaptação de instrumentos [Translation and content validation: A proposal for the adaptation of instruments]. In L. Pasquali (Org.), Instrumentação psicológica: Fundamentos e práticas [Psychological instrumentation: Fundamentals and practices] (pp. 506-520). Porto Alegre, RS: Artmed.). For Kappa Concordance Analysis, only dimensions with a result above 0.40 present adequate agreement, and the closer to one (1), the more satisfactory the result (Landis & Koch, 1977Landis, J. R., & Koch, G. G. (1977). The measurement of observer agreement for categorical data. Biometrics, 33(1), 159-174. doi: 10.2307/2529310
https://doi.org/10.2307/2529310...
).

After the theoretical and empirical analysis, the analysis of the internal factor structure of the instrument was conducted, first evaluating the cases not covered, which were treated by Expectation Maximization (EM). No discrepant data was observed through Mahalanobis distance analysis. The Exploratory Factor Analysis (EFA) was performed with the help of a parallel analysis to decide the number of factors to be extracted. Concomitantly, the extraction of the factors suggested via EFA was performed from the polycorrelation matrix (Freiberg Hoffmann, Stover, de la Iglesia, & Fernández Liporace, 2013Freiberg Hoffmann, A., Stover, J. B., de la Iglesia, G., & Fernández Liporace, M. (2013). Correlaciones policóricas y tetracóricas en estudios factoriales exploratorios y confirmatorios [Polychoric and tetrachoric correlations in exploratory and confirmatory factor studies]. Ciencias Psicológicas, 7(2), 151-164. Retrieved from http://www.scielo.edu.uy/scielo.php?script=sci_arttext&pid=S1688-42212013000200005
http://www.scielo.edu.uy/scielo.php?scri...
), with extraction of the factors by the method of Minimum Factor Analysis (MRFA). The software used in this procedure was Factor version 10.10 (Ferrando & Lorenzo-Seva, 2017Ferrando, P. J., & Lorenzo-Seva, U. (2017). Program FACTOR at 10: Origins, development and future directions. Psicothema, 29(2), 236-240. doi: 10.7334/psicothema2016.304
https://doi.org/10.7334/psicothema2016.3...
).

Ethical Considerations

The research was approved by the Research Ethics Committee of the Universidade Federal do Espírito Santo (CAAE number 12681519,8,0000,5542 Opinion number 3,463,117). The participants in this research agreed to participate in the study by signing and agreeing with the informed consent form.

Results

Evidence of content validity

Based on the experts’ analysis of the scale content, the CVC indices were calculated as shown in Table 1.

Table 1
Items developed in their respective dimensions and calculation of the content validity coefficient

According to Table 1, all items presented adequate results regarding their content (CVC > 0.80), except for item 9, which showed a lower value (0.67) in the practical relevance category, but still acceptable for use in research (Cassep-Borges et al., 2010Cassep-Borges, V., Balbinotti, M. A. A., & Teodoro, M. L. M. (2010). Tradução e validação de conteúdo: Uma proposta para a adaptação de instrumentos [Translation and content validation: A proposal for the adaptation of instruments]. In L. Pasquali (Org.), Instrumentação psicológica: Fundamentos e práticas [Psychological instrumentation: Fundamentals and practices] (pp. 506-520). Porto Alegre, RS: Artmed.), corroborating the expected applicability of this instrument. Regarding the Kappa concordance analysis, the dimensions of hope (0.51; 63.30% agreement), resilience (0.64; 73.30% agreement), and self-efficacy (0.82; 86.67%) showed adequate results, indicating that the experts judged the items belonging to each of these factors as representative to them, according to their content. However, the optimism dimension obtained a result lower than indicated (Kappa > 0.40), considered reasonable (Landis & Koch, 1977Landis, J. R., & Koch, G. G. (1977). The measurement of observer agreement for categorical data. Biometrics, 33(1), 159-174. doi: 10.2307/2529310
https://doi.org/10.2307/2529310...
), since it presented a Kappa index value of 0.29 and 46.67% agreement among the specialists. Considering the good results presented by the CVC on items 4, 8 and 11, representative of optimism and that the CVC indicates if the content effectively explores the questions for measuring a certain phenomenon to be investigated, it was decided to proceed to the factor analysis without the exclusion of items from the scale.

Evidence of the internal structure of the PsyCap-S

Firstly, the quality of the data matrix was evaluated by Exploratory Factor Analysis procedures, and was considered factorable, with interpretation of the item correlation matrix through the results of the Bartlett’s test of sphericity (4538.6 df = 66, p < 0.001) and KMO (0.87). In the process of deciding the internal factor structure, it was verified from the parallel analysis the suggested solution with 2 factors (Empirical eigenvalues: F1 = 47, 29; F2 = 15.79; F3 = 8.85; Random eigenvalues: F1 = 16.85; F2 = 15.02; F3 = 13.40) as representative for the data from the first part of the sample, with explained variance of 67%. Table 2 presents the items and the factor loadings extracted.

Table 2
Factor loadings of the model according to the Exploratory Factor Analysis

In theoretical terms, regarding PsyCap, although self-efficacy, optimism, hope and resilience are conceptually distinct, these four components share common variations and are part of a synergistic set of resources (Hobfoll, 2002Hobfoll, S. (2002). Social and psychological resources and adaptation. Review of General Psychology, 6(4), 307-324. doi: 10.1037/1089-2680.6.4.307
https://doi.org/10.1037/1089-2680.6.4.30...
). According to the results of the EFA, all hope and optimism items clustered on factor 2, all resilience items clustered on factor 1, and self-efficacy was the only construct that had items on both factors.

Study 2

Method

Participants

The sample was composed of 697 students, whose majority was composed of women (79.3%; N = 553) and a mean age of 19.01 (SD = 3.31). The participants belonged to 25 Brazilian states and the Federal District, except for Roraima, which had no representatives in the sample. The states with the most participants were São Paulo (N = 110; 15.8%), Minas Gerais (N = 109; 15.6%), and Bahia (N = 52; 7.5%). Regarding marital status, there was a higher concentration of single people (N = 680; 97.6%), followed by stable union (N = 11; 1.6%). Out of the total respondents, 86.5% did not work, 99% had no children, 72.9% lived with their parents, and 40.5% earned one to three minimum wages. Finally, in relation to the characteristics related to the student context of the sample, the majority intended to enroll in an undergraduate course (94.5%; N = 659), had already chosen which course to take (83.4%; N = 581), and intended to register in a public college (64.8%; N = 452).

Instruments

The data collection form featured a sociodemographic data section and three psychometric instruments as description that follows. PsyCap-S Scale. Instrument developed in this study.

Positive and Negative Affect Scale for Adolescents (Segabinazi et al., 2012Segabinazi, J. D., Zortea, M., Zanon, C., Bandeira, D. R., Giacomoni, C. H., & Hutz, C. S. (2012). Escala de afetos positivos e negativos para adolescentes: Adaptação, normatização e evidências de validade [Scale of positive and negative affects for adolescents: Adaptation, standardization and evidence of validity]. Avaliação Psicológica, 11(1), 1-12. Retrieved from http://pepsic.bvsalud.org/scielo.php?script=sci_arttext&pid=S1677-04712012000100002
http://pepsic.bvsalud.org/scielo.php?scr...
). Consisting of 28 adjectives describing positive (e.g., happy, loving, and willing; α = 0.88; 27.26% variance) and negative (e.g., upset, guilty, and impatient; α = 0.88; 12.04% variance) subjective affective states. Items are answered according to a five-point Likert scale (ranging from 1 = Not at all to 5 = Very much).

Depression, Anxiety, and Stress Scale for Adolescents (ADSS-A) (Patias, Machado, Bandeira, & Dell’Aglio, 2016Patias, N. D., Machado, W. D. L., Bandeira, D. R., & Dell’Aglio, D. D. (2016). Depression Anxiety and Stress Scale (DASS-21) - Short Form: Adaptação e validação para adolescentes brasileiros [Depression Anxiety and Stress Scale (DASS-21) - Short Form: Adaptation and validation for Brazilian adolescents]. Psico-USF, 21(3), 459-469. doi: 10.1590/1413-82712016210302
https://doi.org/10.1590/1413-82712016210...
). Composed of three subscales to assess symptoms of depression (e.g. “I couldn’t have positive feelings”; α = 0.90), anxiety (e.g. “I realized my mouth went dry”; α = 0.83), and stress (e.g. “I had trouble calming down”; α = 0.86). Each subscale contains seven items, answered by a four-point Likert-type scale (0 = “It did not happen to me during this week” to 3 = Happened to me most of the week) and exhibits good psychometric quality [c2 = 366.16 (186), p < 0.001, CFI = 0.96, TLI = 0.96, RMSEA = 0.047 (0.040 - 0.054)].

Procedures

Data collection. The steps described in Study 1 were followed.

Data analysis. To analyze the data, confirmatory factor analyses were performed, using the Weighted Least Square Mean and Variance Adjusted (WLSMV) estimator. Three different models were tested to verify which best fit the data: model 1 (M1), with two factors (as indicated by the EFA of study 1); model 2 (M2), represented by a second-order factor and four first-order factors; and model 3 (M3), with four correlated factors. Brown’s (2006Brown, T. A. (2006). Confirmatory factor analysis for applied research. New York, NY: Guilford.) recommendation was used to verify the fit of the models, with the SBχ2 index on degrees of freedom (SBχ2/df); the Root-Mean-Square Error of Approximation (RMSEA); Tucker-Lewis Index (TLI), and Comparative Fit Index (CFI) (Byrne, 2010Byrne, B. M. (2010). Structural equation modeling with AMOS: Basic concepts, applications, and programming. New York, NY: Routledge.). This step of the data analysis was performed in R software (R Core Team, 2017R Core Team. (2017). R: A Language and Environment for Statistical Computing. Retrieved from https://www.gbif.org/pt/tool/81287/r-a-language-and-environment-for-statistical-computing
https://www.gbif.org/pt/tool/81287/r-a-l...
), using the Lavaan package (Rosseel, 2012Rosseel, Y. (2012). lavaan: An R Package for structural equation modeling. Journal of Statistical Software, 48(2), 1-36. doi: 10.18637/jss.v048.i02
https://doi.org/10.18637/jss.v048.i02...
). The internal consistency of the instrument was measured by analyzing the Omega precision indicators using the R software, with values above 0.70 being considered evidence of adequate reliability (Peters, 2014Peters, G.-J. Y. (2014). The alpha and the omega of scale reliability and validity: Why and how to abandon Cronbach’s alpha and the route towards more comprehensive assessment of scale quality. The European Health Psychologist, 16(2), 56-69. doi: 10.31234/osf.io/h47fv
https://doi.org/10.31234/osf.io/h47fv...
).

To assess the invariance of the item parameters between the sex-separated groups, Multigroup Factor Analysis (Franco, Valentini, & Iglesias, 2017Franco, V. R., Valentini, F., & Iglesias, F. (2017). Introdução à análise fatorial confirmatória [Introduction to confirmatory factor analysis]. In B. F. Damásio & J. C. Borsa (Orgs.), Manual de desenvolvimento de instrumentos psicológicos [Development manual for psychological tools] (pp. 295-322). São Paulo, SP: Vetor.) in R software was used. In this analysis, configural, metric, and scalar invariances were tested between male and female participants. Finally, to gather converging and diverging evidence of the PsyCap-S, the correlations of the instrument with the global scores of the measures related to it were calculated. Correlations lower than 0.30 were considered weak, those between 0.30 and 0.50 were considered moderate, and those above 0.50 were considered strong (Mukaka, 2012Mukaka, M. M. (2012). Statistics corner: A guide to appropriate use of correlation coefficient in medical research. Malawai Medical Journal, 24(3), 69-71. Retrieved from https://www.ncbi.nlm.nih.gov/pmc/articles/PMC3576830/
https://www.ncbi.nlm.nih.gov/pmc/article...
).

Ethical Considerations

The research was approved by the Research Ethics Committee of the Universidade Federal do Espírito Santo (CAAE number 12681519,8,0000,5542 Opinion No. 3,463,117). The participants in this research expressed their agreement to answer the survey by signing and agreeing to the Informed Consent Form.

Results

Confirmatory Factor Analysis

In order to evaluate the best structure of the PsyCap-S in the Brazilian context, we tested three models with Confirmatory Factor Analysis (CFA). We tested a two-factor model (Model 1, as indicated by the CFA); a model of a second-order factor and four first-order factors (Model 2, according to the original theoretical preposition of Luthans, Avey, Avolio, & Peterson 2010Luthans, F., Avey, J. B., Avolio, B. J., & Peterson, S. J. (2010). The development and resultingperformance impact of psychological capital. Human Resource Development Quarterly, 21(1), 41-67. doi: 10.1002/hrdq.20034
https://doi.org/10.1002/hrdq.20034...
); and a model of four correlated factors (Model 3, according to results already found in similar studies - Viseu et al., 2012Viseu, J., Jesus, S. N., Rus, C., Nunes, H., Lobo, P., & Cara-Linda, I. (2012). Capital Psicológico e sua avaliação com o PCQ-12 [Psychological Capital and its evaluation with the PCQ-12]. Estudos Contemporâneos da Subjetividade, 2(1), 4-16. Retrieved from http://www.periodicoshumanas.uff.br/index.php/ecos/article/viewFile/792/666
http://www.periodicoshumanas.uff.br/inde...
). Table 3 presents the fit and precision indicators, at the significance level p < 0.001, for the three models and their respective dimensions.

Table 3
Proposed models from Confirmatory Factor Analysis

Model 3 presented better fit indicators among the propositions tested. Propositions 1 and 2 did not present all acceptable indexes, having RMSEA values lower than necessary. Based on the best fit model (M3), the analysis of configural, metric, and scalar invariance of PsyCap-S by gender (males and females) was performed, as shown in Table 3. The data reveal configural, metric, and scalar invariance for the sex variable, indicating adequacy of the instruments when comparing men and women.

Converging and diverging evidence

Pearson correlations were tested with measures adapted to the Brazilian context of relevant phenomena to the axiological network of PsyCap-S. The results indicated that the hope dimension was weakly and positively associated with positive affections (r = 0.19) and weakly and negatively associated with depression (r = −0.12). Optimism showed a weak and positive association with positive affect (r = 0.29) and a weak and negative association with depression (r = −0.27). On the other hand, resilience showed significant correlations with all constructs, being negatively and weakly correlated with stress (r = −0.25), anxiety (r = −0.20), negative affect (r = −0.30), moderately correlated with depression (r = −0.34), and positively and moderately correlated with positive affect (r = 0.40). Finally, self-efficacy showed negative and weak correlations with negative affect (r = −0.19), stress (r = −0.17), anxiety (r = −0.15), and depression (r = −0.24), and positive and moderate with positive affect (r = 0.31).

Discussion

This research sought to develop the PsyCap-S to assess the PsyCap resources in Brazilian students. The procedures were divided into two stages: Study 1 aimed at developing the instrument, raising evidence of content validity and analyzing the factor structure of the scale through the EFA; and Study 2 aimed at indicating the best structure of PsyCap-S in the Brazilian context through the CFA and raising evidence of converging and diverging validity with anxiety, depression, stress, and positive and negative affect.

From the analyses performed in Study 1, it was found through the CVC that all items presented good results regarding semantics and importance. In relation to Kappa concordance analysis, the dimensions hope, resilience, and self-efficacy showed adequate results, considering that the experts who judged the items belonging to each of these factors are representative according to their content. However, the optimism dimension obtained results lower than those indicated as reasonable (Kappa > 0.40). Based on this, we decided to keep the items in view of the adequate result found in this factor when the CVC analysis was performed.

The results from the EFA indicated a two-factor structure for the developed scale. As already mentioned, the four factors that constitute PsyCap share common variations and are part of a synergistic set of resources (Hobfoll, 2002Hobfoll, S. (2002). Social and psychological resources and adaptation. Review of General Psychology, 6(4), 307-324. doi: 10.1037/1089-2680.6.4.307
https://doi.org/10.1037/1089-2680.6.4.30...
), which justifies the grouping of items representing hope and optimism in one factor, and all resilience items grouped in the other factor, with only self-efficacy being the construct that had items shared in both factors in the EFA. Moreover, understanding PsyCap as an integrative approach, the dimensions share similarities in their operationalization. For example, hope and optimism contribute to facing challenges, self-efficacy assists in developing strategies and paths to success, and resilience leads entrepreneurs to overcome difficulties (Lima & Nassif, 2017Lima, L. G., & Nassif, V. M. J. (2017). Similitudes entre teoria social cognitiva, Capital Psicológico [Similarities between cognitive social theory, psychological capital]. Gestão e Planejamento, 18, 369-385. doi: 10.21714/2178-8030gep.v18.4517
https://doi.org/10.21714/2178-8030gep.v1...
).

Study 2 was designed to test different structural models of the scale, confirming the best structure of the PsyCap-S in the Brazilian context through the evidence of converging and diverging construct validity. For this step, three models were developed and tested, aiming at the best fit. We tested the model indicated by the EFA, the one-factor second-order model, and the four-factor correlated model. These models were chosen to perform the CFA considering that there is no consensus as to how the construct should be interpreted, being first or second order (Luthans et al., 2010Luthans, F., Avey, J. B., Avolio, B. J., & Peterson, S. J. (2010). The development and resultingperformance impact of psychological capital. Human Resource Development Quarterly, 21(1), 41-67. doi: 10.1002/hrdq.20034
https://doi.org/10.1002/hrdq.20034...
; Viseu et al., 2012Viseu, J., Jesus, S. N., Rus, C., Nunes, H., Lobo, P., & Cara-Linda, I. (2012). Capital Psicológico e sua avaliação com o PCQ-12 [Psychological Capital and its evaluation with the PCQ-12]. Estudos Contemporâneos da Subjetividade, 2(1), 4-16. Retrieved from http://www.periodicoshumanas.uff.br/index.php/ecos/article/viewFile/792/666
http://www.periodicoshumanas.uff.br/inde...
). The four-factor correlated model was the one that presented the best fit indices, a result that was also found in studies that sought to raise validity evidence of the PCQ-12 for the labor context in Brazil (Viseu et al., 2012Viseu, J., Jesus, S. N., Rus, C., Nunes, H., Lobo, P., & Cara-Linda, I. (2012). Capital Psicológico e sua avaliação com o PCQ-12 [Psychological Capital and its evaluation with the PCQ-12]. Estudos Contemporâneos da Subjetividade, 2(1), 4-16. Retrieved from http://www.periodicoshumanas.uff.br/index.php/ecos/article/viewFile/792/666
http://www.periodicoshumanas.uff.br/inde...
) and the PCQ adapted for students in Argentina (Schönfeld & Mesurado, 2020Schönfeld, F. S., & Mesurado, B. (2020). Adaptación del Cuestionario de Capital Psicológico al ámbito educativo en una muestra Argentina [Adaptation of the Psychological Capital Questionnaire in the educational context in na Argentine sample]. Propósitos y Representaciones , 8(1), e315. doi: 10.20511/pyr2020.v8n1.315
https://doi.org/10.20511/pyr2020.v8n1.31...
). Thus, the scale of the model studied is indicated for further use in other research.

As for the converging and diverging evidence, it is found that all dimensions of PsyCap showed a negative association with depression, corroboratingthe Bakker, Lyons, and Conlon (2017Bakker, D. J., Lyons, S. T., & Conlon, P. D. (2017). An exploration of the relationship between psychological capital and depression among first-year doctor of veterinary medicine students. Journal of Veterinary Medical Education, 44(1), 50-62. doi: 10.3138/jvme.0116-006R
https://doi.org/10.3138/jvme.0116-006R...
) study that indicated associations between such constructs, for example. All dimensions of PsyCap correlated positively with positive affect, a result also found in Singhal and Rastogi’s (2018Singhal, H., & Rastogi, R. (2018). Psychological capital and career commitment: The mediating effect of subjective well-being. Management Decision, 56(2), 458-473. doi: 10.1108/MD-06-2017-0579
https://doi.org/10.1108/MD-06-2017-0579...
) study, which addressed the influence of PsyCap on subjective well-being in the workplace. Self-efficacy showed significant and negative correlations with stress and anxiety. Consistently, Ersan, Fişekçioğlu, Dölekoğlu, Oktay, and İlgüy (2017Ersan, N., Fişekçioğlu, E., Dölekoğlu, S., Oktay, İ., & İlgüy, D. (2017). Perceived sources and levels of stress, general self-efficacy and coping strategies in clinical dental students. Psychology, Health & Medicine, 22(10), 1175-1185. doi: 10.1080/13548506.2017.1286359
https://doi.org/10.1080/13548506.2017.12...
) indicated in their research a negative association between stress and self-efficacy in Turkish students, as well as what was found in other studies, such as in students from Indonesia (Qudsyi & Putri, 2016Qudsyi, H., & Putri, M. I. (2016). Self-efficacy and anxiety of national examination among high school students. Procedia - Social and Behavioral Sciences, 217, 268-275. doi: 10.1016/j.sbspro.2016.02.082
https://doi.org/10.1016/j.sbspro.2016.02...
). In addition, research indicates a negative association between resilience and stress in Chinese students (Smith & Yang, 2017Smith, G. D., & Yang, F. (2017). Stress, resilience and psychological well-being in Chinese undergraduate nursing students. Nurse Education Today, 49, 90-95. doi: 10.1016/j.nedt.2016.10.004
https://doi.org/10.1016/j.nedt.2016.10.0...
), and resilience and anxiety for academic exams in Spanish students (Trigueros et al., 2020Trigueros, R., Padilla, A. M., Aguilar-Parra, J. M., Rocamora, P., Morales-Gázquez, M. J., & López-Liria, R. (2020). The influence of emotional intelligence on resilience, test anxiety, academic stress and the Mediterranean diet. A study with University students. International Journal of Environmental Research and Public Health, 17(6), 2071. doi: 10.3390/ijerph17062071
https://doi.org/10.3390/ijerph17062071...
), results that are similar those found in this study.

Despite the differentiation in the results found by the EFA, the PsyCap-S presented good fit indices and internal consistency and its structural model is consistent with other studies in the area. Even so, it is important to mention the limitations that this research presents, which are related to the sample having a greater coverage in the southeastern states, which would mean less representativeness from other Brazilian regions. In addition, there is the difficulty of having measures in Portuguese that provide more evidence of converging and diverging constructs in the student context, which also justifies the significant but weak relationships between dimensions and related constructs. We suggest the evaluation of the accuracy of the measurement by methods of score comparison over time. They were not performed in this study, but by test-retest methods may enhance the evaluation of reliability.

Despite the limitations presented, this article brought an instrument available for the assessment of PsyCap-S, entailing possible collaborations in investigations aimed at exploring students’ self-knowledge and resources, as well as assessing whether the construct predicts good results in higher education entrance exams, for example, since these provide increased academic performance (Martínez, Youssef-Morgan, et al., 2019Mukaka, M. M. (2012). Statistics corner: A guide to appropriate use of correlation coefficient in medical research. Malawai Medical Journal, 24(3), 69-71. Retrieved from https://www.ncbi.nlm.nih.gov/pmc/articles/PMC3576830/
https://www.ncbi.nlm.nih.gov/pmc/article...
). Future research may also conduct comparisons of the construct across genders, as this study’s test of invariance allows for this applicability. We also suggest longitudinal studies evaluating student performance through the use of interventions focused on the development of PsyCap in the educational context. Finally, PsyCap-S has the potential to be an important tool for data collection and subsequent interventions in educational settings. The instrument is available for open and free access by contacting the authors of this article.

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  • Article based on the first author’s doctoral dissertation under the supervision of the second author, defended in 2021, at the Post-graduate Program in Psychology of the Universidade Federal do Espírito Santo. Support: First author: CAPES-DS financial support (doctoral grant April/2018-July/2019). Second author: Financial support from CNPq. - process No. 308323 / 2018 - 1; FAPES (Term of Grant 226/2019).

Edited by

Fabio Scorsolini-Comin

Publication Dates

  • Publication in this collection
    20 Sept 2021
  • Date of issue
    2021

History

  • Received
    28 Oct 2020
  • Reviewed
    24 Feb 2021
  • Accepted
    17 Mar 2021
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