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Behavioral and psychological symptoms of dementia in the long-term care setting: assessment of aged adults and intervention for caregivers

Sintomas comportamentais e psicológicos na demência no contexto da longa permanência: avaliação de idosos e intervenção para cuidadores

ABSTRACT

Due to the progressive need for care, older adults with dementia are at risk of becoming institutionalized. Caregivers of these patients are tasked with the challenge of controlling behavioral and psychological symptoms without sufficient knowledge and are therefore at greater risk of developing physical and mental health problems. In this context, psychoeducational interventions can help greatly toward improving caregiver well-being.

Objective:

to investigate the prevalence of behavioral and psychological symptoms of dementia (BPSD) in aged residents of long-term care facilities (LTCFs), to determine the prevalence of burden and common mental disorders in caregivers, and to assess the effects of a psychoeducational intervention.

Methods:

an intervention study was performed at LTCFs for aged people. The following instruments were used: Self-Reporting Questionnaire and Zarit Burden Interview for caregivers; and the MMSE, Katz Index, Clinical Dementia Rating scale and Neuropsychiatry Inventory-Questionnaire for older adults.

Results:

Of the 72 aged residents assessed, 52 (72.2%) were female and mean age was 82.3 (±8.14) years. The most prevalent neuropsychiatric symptoms were euphoria and elation (74%), followed by agitation and aggression (74%). Of the 54 caregivers, 49 (90.7%) were women and mean age was 33.9 (±10.8) years. Overall, 33.3% screened positive for common mental disorder and 36.1% for burden/overload. A statistically significant association was found between burden and working in philanthropic institutions (p=0.003) and also between burden and presence of common mental disorder or otherwise (p=0.001). After the psychoeducational intervention, 42.8% reported reduced burden.

Conclusion:

The residents presented neuropsychiatric symptoms. Caregivers showed burden and common mental disorders, especially in philanthropic institutions. It was observed a reduction in burden of caregivers with psychoeducational intervention, showing the importance of this strategy.

Keywords:
Dementia; Caregivers; Aged; Homes for the Aged

RESUMO

Em razão do aumento progressivo da necessidade de cuidados, idosos com demência apresentam risco de institucionalização. Os cuidadores desses pacientes são desafiados a controlar os sintomas comportamentais e psicológicos da demência sem o conhecimento adequado e, como resultado, estão em maior risco de adoecimento físico e emocional. Nesse contexto, a intervenção psicoeducacional contribui significativamente para a melhoria do bem-estar do cuidador.

Objetivo:

Investigar a prevalência de sintomas comportamentais e psicológicos na demência em idosos de instituições de longa permanência, verificar a prevalência de sobrecarga e transtorno mental comum nos cuidadores e avaliar os efeitos de uma intervenção psicoeducacional.

Métodos:

Estudo de intervenção realizado em instituições de longa permanência para idosos. Os instrumentos utilizados foram: Self-Reporting Questionnaire e Zarit Burden Interview para os cuidadores e o Miniexame do Estado Mental, Katz Index, Clinical Dementia Rating e Neuropsychiatry Inventory-Questionnaire para os idosos.

Resultados:

Dos 72 idosos, 52 (72,2%) eram mulheres, com média de idade de 82,3 (±8,14) anos. Os sintomas neuropsiquiátricos mais prevalentes foram: euforia e elação (74%) e agitação e agressividade (74%). Dos 54 cuidadores, 49 (90,7%) eram mulheres, com média de idade de 33,9 (±10,8) anos. Apresentaram rastreio positivo para transtorno mental comum 33,3% e para sobrecarga 36,1%. Foi encontrada associação estatisticamente significativa entre sobrecarga e trabalhar em instituições filantrópicas (p=0,003), assim como entre a sobrecarga e ter ou não transtorno mental comum (p=0,001). Após a intervenção psicoeducacional, 42,8% apresentaram redução da sobrecarga.

Conclusão:

Os residentes apresentaram sintomas neuropsiquiátricos. Os resultados dos cuidadores indicaram a presença de sobrecarga e outras manifestações em saúde mental, principalmente em instituições filantrópicas, além de demonstrar a importância de intervenções psicoeducativas voltadas aos cuidadores, considerando que foram observados efeitos na redução da sobrecarga para o grupo intervenção.

Palavras-chave:
Demência; Cuidadores; Idoso; Instituição de Longa Permanência para Idosos

INTRODUCTION

Population aging is a global phenomenon accompanied by a rising prevalence of chronic degenerative diseases such as dementia11. World Health Organization. Envelhecimento ativo: uma política de saúde. Tradução Suzana Gontijo. Brasília: Organização Pan-Americana da Saúde; 2005.,22. Veras R. Population aging today: demands, challenges and innovations. Rev Saude Publica. 2009;43(3):548-54. https://doi.org/10.1590/s0034-89102009000300020
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Dementia is a syndrome characterized by cognitive and behavioral changes which lead to functional decline33. Jacinto AF, Leite AGR, Lima Neto JL, Vidal EIO, Bôas PJFV. Teaching medical students about dementia: a brief review. Dement Neuropsychol. 2015;9(2):93-5. https://doi.org/10.1590/1980-57642015DN92000002
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. Alzheimer Disease (AD) is the most common type of dementia and has a wide variety symptom with loss of functioning that occurs in all cases of dementia, creating dependence on care, albeit in nursing homes or long-term care (LTC)33. Jacinto AF, Leite AGR, Lima Neto JL, Vidal EIO, Bôas PJFV. Teaching medical students about dementia: a brief review. Dement Neuropsychol. 2015;9(2):93-5. https://doi.org/10.1590/1980-57642015DN92000002
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Due to the steadily increasing physical and mental dependence, as well as the need for professional care, older adults with dementia have a 2-fold greater risk of becoming institutionalized than those without dementia55. Gorzoni ML, Pires SL. Aspectos clínicos da demência senil em instituições asilares. Rev Psiq Clin. 2006;33(1):18-23. https://doi.org/10.1590/S0101-60832006000100003
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In this context, caregivers play a key role in maintaining the health of these individuals. Formal caregivers are paid professionals engaged to assist aged people by providing care within the patient’s home or long-term care facilities (LTCFs)77. Duarte ESR, Silveira LVA, Cítero VA, Jacinto AF. Common mental disorder among family carers of demented older people in Brazil. Dement Neuropsychol. 2018;12(4):402-7. https://doi.org/10.1590/1980-57642018dn12-040010
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8. França AB, Gordon AL, Samra R, Duarte ESR, Jacinto AF. Symptoms of mood disorders in family carers of older people with dementia who experience caregiver burden: a network approach. Age Ageing. 2020;49(4):628-33. https://doi.org/10.1093/ageing/afaa008
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-99. Schulz R, Martire LM. Family caregiving of persons with dementia: prevalence, health effects, and support strategies. Am J Geriatr Psychiatry. 2004;12(3):240-9. PMID: 15126224. Caregivers of individuals with dementia are tasked with controlling the symptoms of the disease without adequate knowledge and faced with multiple challenging tasks88. França AB, Gordon AL, Samra R, Duarte ESR, Jacinto AF. Symptoms of mood disorders in family carers of older people with dementia who experience caregiver burden: a network approach. Age Ageing. 2020;49(4):628-33. https://doi.org/10.1093/ageing/afaa008
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9. Schulz R, Martire LM. Family caregiving of persons with dementia: prevalence, health effects, and support strategies. Am J Geriatr Psychiatry. 2004;12(3):240-9. PMID: 15126224
-1010. Zarit SH. Interventions with family caregivers. In: Zarit SH, Knight BG, eds. A guide to psychotherapy and aging: effective clinical interventions in a life-stage context. Washigton: American Psychological Association; 1996. p. 139-59. https://doi.org/10.1037/10211-006
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. As a result, caregivers are at greater risk of impaired physical and mental well-being, as well as overload1010. Zarit SH. Interventions with family caregivers. In: Zarit SH, Knight BG, eds. A guide to psychotherapy and aging: effective clinical interventions in a life-stage context. Washigton: American Psychological Association; 1996. p. 139-59. https://doi.org/10.1037/10211-006
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,1111. Pinquart M, Sörensen S. Differences between caregivers and noncaregivers in psychological health and physical health: a meta-analysis. Psychol Aging. 2003;18(2):250-67. https://doi.org/10.1037/0882-7974.18.2.250
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. Therefore, caring for a patient with dementia is associated with a variety of negative consequences for health, particularly when the aged individual receiving care presents neuropsychological symptoms, denoted behavioral and psychological symptoms of dementia (BPSD)88. França AB, Gordon AL, Samra R, Duarte ESR, Jacinto AF. Symptoms of mood disorders in family carers of older people with dementia who experience caregiver burden: a network approach. Age Ageing. 2020;49(4):628-33. https://doi.org/10.1093/ageing/afaa008
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,99. Schulz R, Martire LM. Family caregiving of persons with dementia: prevalence, health effects, and support strategies. Am J Geriatr Psychiatry. 2004;12(3):240-9. PMID: 15126224,1111. Pinquart M, Sörensen S. Differences between caregivers and noncaregivers in psychological health and physical health: a meta-analysis. Psychol Aging. 2003;18(2):250-67. https://doi.org/10.1037/0882-7974.18.2.250
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The BPSD terminology refers to a constellation of signs and symptoms related to disturbances in perception, thinking, mood or behavior commonly seen in dementia patients1212. Tatsch MF, Bottino CMC, Azevedo D, Hototian SR, Moscoso MA, Folquitto JC, et al. Neuropsychiatric symptoms in Alzheimer disease and cognitively impaired, nondemented elderly from a community-based sample in Brazil: prevalence and relationship with dementia severity. Am J Geriatr Psychiatry. 2006;14(5):438-45. https://doi.org/10.1097/01.JGP.0000218218.47279.db
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13. Finkel SI, Silva JC, Cohen GD, Miller S, Sartorius N. Behavioral and psychological symptoms of dementia: a consensus statement on current knowledge and implications for research and treatment. Am J Geriatr Psychiatry. 1998;6(2):97-100. https://doi.org/10.1097/00019442-199805000-00002
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-1414. Riedijk SR, De Vugt ME, Duivenvoorden HJ, Niermeijer MF, Van Swieten JC, Verhey FRJ, et al. Caregiver burden, health-related quality of life and coping in dementia caregivers: a comparison of frontotemporal dementia and Alzheimer’s disease. Dement Geriatr Cogn Disord. 2006;22(5-6):405-12. https://doi.org/10.1159/000095750
https://doi.org/10.1159/000095750...
. BPSD can be grouped into 5 clinical problems: apathy, depression, sleep disturbances, agitation, and psychosis1212. Tatsch MF, Bottino CMC, Azevedo D, Hototian SR, Moscoso MA, Folquitto JC, et al. Neuropsychiatric symptoms in Alzheimer disease and cognitively impaired, nondemented elderly from a community-based sample in Brazil: prevalence and relationship with dementia severity. Am J Geriatr Psychiatry. 2006;14(5):438-45. https://doi.org/10.1097/01.JGP.0000218218.47279.db
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,1313. Finkel SI, Silva JC, Cohen GD, Miller S, Sartorius N. Behavioral and psychological symptoms of dementia: a consensus statement on current knowledge and implications for research and treatment. Am J Geriatr Psychiatry. 1998;6(2):97-100. https://doi.org/10.1097/00019442-199805000-00002
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. Studies suggest that controlling behavioral and psychological symptoms can be more exhausting for caregivers than managing cognitive decline, making the assessment of these symptoms important1313. Finkel SI, Silva JC, Cohen GD, Miller S, Sartorius N. Behavioral and psychological symptoms of dementia: a consensus statement on current knowledge and implications for research and treatment. Am J Geriatr Psychiatry. 1998;6(2):97-100. https://doi.org/10.1097/00019442-199805000-00002
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14. Riedijk SR, De Vugt ME, Duivenvoorden HJ, Niermeijer MF, Van Swieten JC, Verhey FRJ, et al. Caregiver burden, health-related quality of life and coping in dementia caregivers: a comparison of frontotemporal dementia and Alzheimer’s disease. Dement Geriatr Cogn Disord. 2006;22(5-6):405-12. https://doi.org/10.1159/000095750
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-1515. Kaiser S, Panegyres PK. The psychosocial impact of young onset dementia on spouses. Am J Alzheimers Dis Other Demen. 2006;21(6):398-402. https://doi.org/10.1177/1533317506293259
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The most commonly observed BPSD are psychotic (hallucination and delirium), sleep disturbances, depression, and agitation1616. Caramelli P, Bottino CMC. Tratando os sintomas comportamentais e psicológicos da demência (SCPD). J Bras Psiquiatr. 2007;56(2):83-7.

17. Pestana LC, Caldas CP. Cuidados de enfermagem ao idoso com Demência que apresenta sintomas comportamentais. Rev Bras Enferm. 2009;62(4)583-7. https://doi.org/10.1590/S0034-71672009000400015
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-1818. Grau-Veciana JM. Tratamiento de los síntomas no cognitivos de la enfermedad de Alzheimer. Rev Neurol. 2006;42(8):482-8.. Pharmacological treatment of BPSD should only be indicated when non-pharmacological measures have proven ineffective1616. Caramelli P, Bottino CMC. Tratando os sintomas comportamentais e psicológicos da demência (SCPD). J Bras Psiquiatr. 2007;56(2):83-7.

17. Pestana LC, Caldas CP. Cuidados de enfermagem ao idoso com Demência que apresenta sintomas comportamentais. Rev Bras Enferm. 2009;62(4)583-7. https://doi.org/10.1590/S0034-71672009000400015
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-1818. Grau-Veciana JM. Tratamiento de los síntomas no cognitivos de la enfermedad de Alzheimer. Rev Neurol. 2006;42(8):482-8.. Non-pharmacological interventions for BPSD can encompass aged individuals, as well as their family members and caregivers1616. Caramelli P, Bottino CMC. Tratando os sintomas comportamentais e psicológicos da demência (SCPD). J Bras Psiquiatr. 2007;56(2):83-7.

17. Pestana LC, Caldas CP. Cuidados de enfermagem ao idoso com Demência que apresenta sintomas comportamentais. Rev Bras Enferm. 2009;62(4)583-7. https://doi.org/10.1590/S0034-71672009000400015
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-1818. Grau-Veciana JM. Tratamiento de los síntomas no cognitivos de la enfermedad de Alzheimer. Rev Neurol. 2006;42(8):482-8..

Psychoeducational intervention is a non-pharmacological approach that can significantly contribute toward improving the well-being of caregivers, including an educational component covering the diagnosis, course, and progression of dementia to help develop competencies for managing individuals with dementia, as well as BPSD1818. Grau-Veciana JM. Tratamiento de los síntomas no cognitivos de la enfermedad de Alzheimer. Rev Neurol. 2006;42(8):482-8.

19. Lopes LO, Cachioni M. Intervenções psicoeducacionais para cuidadores de idosos com demência: uma revisão sistemática. J Bras Psiquiatr. 2012;61(4):252-61. https://doi.org/10.1590/S0047-20852012000400009
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-2020. Santos RL, Sousa MFB, Brasil D, Dourado M. Intervenções de grupo para sobrecarga de cuidadores de pacientes com demência: uma revisão sistemática. Rev Psiquiatr Clin. 2011;38(4):161-7. https://doi.org/10.1590/S0101-60832011000400009
https://doi.org/10.1590/S0101-6083201100...
. Psychoeducation entails a group of actions that involve structured pedagogical materials and resources through a largely informative intervention1919. Lopes LO, Cachioni M. Intervenções psicoeducacionais para cuidadores de idosos com demência: uma revisão sistemática. J Bras Psiquiatr. 2012;61(4):252-61. https://doi.org/10.1590/S0047-20852012000400009
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. Such interventions can yield results by reducing the burden of caregivers and increasing the competencies related to caregiving2020. Santos RL, Sousa MFB, Brasil D, Dourado M. Intervenções de grupo para sobrecarga de cuidadores de pacientes com demência: uma revisão sistemática. Rev Psiquiatr Clin. 2011;38(4):161-7. https://doi.org/10.1590/S0101-60832011000400009
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.

Therefore, the objectives of the present study were to investigate the prevalence of BPSD in aged residents of LTCFs, determine the prevalence of burden and common mental disorders in caregivers, and assess the effects of a psychoeducational intervention.

METHODS

A study involving LTCFs for older adults with 2 designs was conducted:
  • Observational, analytical, and cross-sectional; and

  • Experimental. Two definitions for LTCF were used in the present study: private and philanthropic.

The sample included aged residents (age ≥60 years) previously diagnosed with dementia (identified from medical records). Individuals diagnosed with psychiatric disorders other than dementia were excluded.

Caregivers at LTCFs were invited to take part in the study. Inclusion criteria were any educational level, engaged under a paid work contract (non-volunteers), working at a facility for ≥3 months, and agreement to participate in the study after signing the informed consent. Caregivers who were unable to understand the questions contained in the instruments applied were excluded.

The study was approved by the Research Ethics Committee of Faculdade de Medicina de Botucatu (CEP-FMB) under CAAE 85676518.4.0000.5411. The intervention involved caregivers and was, therefore, also registered on the Brazilian Clinical Trials Registry (Registro Brasileiro de Ensaios Clínicos – ReBEC) platform and approved under registration number RBR-7rqxry.

The aim of the psychoeducational intervention was to provide caregivers of aged people with educational content on dementia and training for management of behavioral problems.

Caregivers participated virtually in the 3 lecture modules about aging and dementia, neuropsychiatric symptoms of dementia, and behavioral problems management through links available on YouTube and received informative folders.

Due to the COVID-19 pandemic and consequent ban on visits to the LTCFs, caregivers took part in the online intervention. Of the 56 caregivers assessed in the initial stage of the study, only 31 received the psychoeducational intervention and 14 completed the study. This number of dropouts derived from the loss of subjects during the pandemic and the caregivers initially evaluated were disconnected from the institutions.

The following Instruments were employed to assess the residents:
  • Mini-mental state exam (MMSE): screening test for cognitive impairment, comprising questions grouped into 7 categories, each evaluating specific cognitive functions: time orientation, place orientation, registration, attention and calculation, recall, language, and visuospatial ability2121. Brucki SMD, Nitrin R, Caramelli P, Bertolucci PHF, Okamoto IH. Sugestões para o uso do mini-exame do estado mental no Brasil. Arq Neuropsiquiatr. 2003;61(3-B):777-81. https://doi.org/10.1590/S0004-282X2003000500014
    https://doi.org/10.1590/S0004-282X200300...
    ,2222. Caramelli P, Herrera JRE, Nitrini R. O mini-exame do estado mental no diagnóstico de demência em idosos analfabetos. Arq Neuropsiquiatr. 1999;57(supl 11):7.;

  • Katz index: measure of functionality of aged adults for independence in performing basic activities of daily living (ADLs)2323. Fillenbaum GG, Chandra V, Ganguli M, Pandav R, Gilby JE, Seaberg EC, et al. Development of an activities of daily living scale to screen for dementia in an illiterate rural older population in India. Age Ageing. 1999;28(2):161-8. https://doi.org/10.1093/ageing/28.2.161
    https://doi.org/10.1093/ageing/28.2.161...
    . Divided into 6 domains of ADLs (bathing, dressing, toileting, transferring, continence and feeding) completed by caregivers2323. Fillenbaum GG, Chandra V, Ganguli M, Pandav R, Gilby JE, Seaberg EC, et al. Development of an activities of daily living scale to screen for dementia in an illiterate rural older population in India. Age Ageing. 1999;28(2):161-8. https://doi.org/10.1093/ageing/28.2.161
    https://doi.org/10.1093/ageing/28.2.161...
    ,2424. Katz S, Ford AB, Moskowitz RW, Jackson BA, Jaffe MW. Studies of illness in the aged the index of ADL: a standardized measure of biological and psychosocial function. JAMA. 1963;185:914-9. https://doi.org/10.1001/jama.1963.03060120024016
    https://doi.org/10.1001/jama.1963.030601...
    ;

  • Clinical Dementia Rating (CDR): dementia rating, especially in AD, can be used as a diagnostic instrument to classify the severity of dementia or detecting mild cognitive impairment (MCI)2525. Maia ALG, Godinho C, Ferreira ED, Almeida V, Schuh A, Kaye J, et al. Application of the Brazilian version of the CDR scale in samples of dementia patients. Arq Neuropsiquiatr. 2006;64(2B):485-9. https://doi.org/10.1590/s0004-282x2006000300025
    https://doi.org/10.1590/s0004-282x200600...
    ; The Clinical Dementia Rating – Sum Of Boxes (CDR-SOB), which simplifies scoring by summing each domain, was used2525. Maia ALG, Godinho C, Ferreira ED, Almeida V, Schuh A, Kaye J, et al. Application of the Brazilian version of the CDR scale in samples of dementia patients. Arq Neuropsiquiatr. 2006;64(2B):485-9. https://doi.org/10.1590/s0004-282x2006000300025
    https://doi.org/10.1590/s0004-282x200600...
    ,2626. O’Bryant SE, Waring SC, Cullum CM, Hall J, Lacritz L, Massman PJ, et al. Staging dementia using clinical dementia rating scale sum of boxes scores: A Texas Alzheimer’s research consortium study. Arch Neurol. 2008;65(8):1091-5. https://doi.org/10.1001/archneur.65.8.1091
    https://doi.org/10.1001/archneur.65.8.10...
    ;

  • Neuropsychiatric Inventory Questionnaire (NPI-Q): The abbreviated version of the NPI, used to assess BPSD based on information provided by caregivers, was employed2727. Camozzato AL, Godinho C, Kochhann R, Massochini G, Chaves ML. Validação da versão brasileira do Questionário do Inventário Neuropsiquiátrico (Q-INP). Arq Neuropsiquiatr. 2015;73(1):41-5. https://doi.org/10.1590/0004-282X20140177
    https://doi.org/10.1590/0004-282X2014017...
    . The NPI-Q measures 12 domains of neuropsychiatric symptoms (delusions, hallucinations, agitation/aggression, dysphoria/depression, anxiety, euphoria/elation, apathy/indifference, disinhibition, irritability/lability, aberrant motor behaviors, nighttime behavioral disturbances, and appetite/eating disturbances)2727. Camozzato AL, Godinho C, Kochhann R, Massochini G, Chaves ML. Validação da versão brasileira do Questionário do Inventário Neuropsiquiátrico (Q-INP). Arq Neuropsiquiatr. 2015;73(1):41-5. https://doi.org/10.1590/0004-282X20140177
    https://doi.org/10.1590/0004-282X2014017...
    ,2828. Kaufer DI, Cummings JL, Ketchel P, Smith V, MacMillan A, Shelley T, et al. Validation of the NPI-Q, a brief clinical form of the Neuropsychiatric Inventory. J Neuropsychiatry Clin Neurosci. 2000;12(2):233-9. https://doi.org/10.1176/jnp.12.2.233
    https://doi.org/10.1176/jnp.12.2.233...
    . Using a Likert scale, the instrument measures the severity of symptoms and fatigue that these symptoms cause to caregivers2727. Camozzato AL, Godinho C, Kochhann R, Massochini G, Chaves ML. Validação da versão brasileira do Questionário do Inventário Neuropsiquiátrico (Q-INP). Arq Neuropsiquiatr. 2015;73(1):41-5. https://doi.org/10.1590/0004-282X20140177
    https://doi.org/10.1590/0004-282X2014017...
    ,2828. Kaufer DI, Cummings JL, Ketchel P, Smith V, MacMillan A, Shelley T, et al. Validation of the NPI-Q, a brief clinical form of the Neuropsychiatric Inventory. J Neuropsychiatry Clin Neurosci. 2000;12(2):233-9. https://doi.org/10.1176/jnp.12.2.233
    https://doi.org/10.1176/jnp.12.2.233...
    .

The following instruments were employed to assess caregivers pre- and post-intervention:
  • Self-Reporting Questionnaire (SRQ-20): screening for common mental disorders (non-psychotic). The SRQ-20 contains 20 straightforward questions with binary responses2929. Mari JJ, Williams P. A validity study of a psychiatric screening questionnaire (SRQ-20) in primary care in the city of Sao Paulo. Br J Psychiatry. 1986;148:23-6. https://doi.org/10.1192/bjp.148.1.23
    https://doi.org/10.1192/bjp.148.1.23...
    ;

  • Zarit Burden Interview (ZBI): assesses the burden on caregivers associated with caring for patients with functional and behavioral disabilities and is the most widely used scale to assess the burden caregivers of dementia patients3030. Scazufca M. Brazilian version of the Burden Interview scale for the assessment of burden of care in carers of people with mental illness. Rev Bras Psiquiatr. 2002;24(1):12-7. https://doi.org/10.1590/S1516-44462002000100006
    https://doi.org/10.1590/S1516-4446200200...
    ,3131. Hébert R, Bravo G, Préville M. Reliability, validity and reference values of the zarit bu den interview for assessing informal caregivers of community dwelling older persons with dementia. Can J Aging. 2000;19(4):494-507. https://doi.org/10.1017/S0714980800012484
    https://doi.org/10.1017/S071498080001248...
    . The instrument comprises 22 items and scores range from 0-43030. Scazufca M. Brazilian version of the Burden Interview scale for the assessment of burden of care in carers of people with mental illness. Rev Bras Psiquiatr. 2002;24(1):12-7. https://doi.org/10.1590/S1516-44462002000100006
    https://doi.org/10.1590/S1516-4446200200...
    . Higher final scores indicate greater burden3030. Scazufca M. Brazilian version of the Burden Interview scale for the assessment of burden of care in carers of people with mental illness. Rev Bras Psiquiatr. 2002;24(1):12-7. https://doi.org/10.1590/S1516-44462002000100006
    https://doi.org/10.1590/S1516-4446200200...
    ,3131. Hébert R, Bravo G, Préville M. Reliability, validity and reference values of the zarit bu den interview for assessing informal caregivers of community dwelling older persons with dementia. Can J Aging. 2000;19(4):494-507. https://doi.org/10.1017/S0714980800012484
    https://doi.org/10.1017/S071498080001248...
    .

After initial assessment of residents and caregivers, a descriptive analysis of the sociodemographic variables of both groups was carried out. The χ2test of independence was applied to determine significant associations between the categorized variables. Spearman’s correlation (rho) test was employed to determine correlations between dimension scores on the scales used. MANOVA was applied to explore the relationships between outcomes. Bootstrapping procedures were performed (1,000 resamples; CI: 95% BCa) to obtain greater confidence in results and also to attain a more robust 95% confidence interval for the difference between means3232. Field A. Discovering statistics using IBM SPSS statistics. 5th ed. New York: SAGE Publications; 2018..

Post-intervention data for caregivers were analyzed using the Jacobson & Truax (JT) Method3333. Jacobson NS, Truax P. Clinical significance: a statistical approach to defining mea ingful change in psychotherapy research. J Consult Clin Psychol. 1991;59(1):12-9. https://doi.org/10.1037//0022-006x.59.1.12
https://doi.org/10.1037//0022-006x.59.1....
. For the analyses, the statistical significance found from pre-test to post-test was used to calculate the Reliable Change Index (RCI). The standard error of difference was calculated using standard deviation and the reliability index of the measuring instrument (Cronbach alpha) from previous studies performed on a representative sample of the population3333. Jacobson NS, Truax P. Clinical significance: a statistical approach to defining mea ingful change in psychotherapy research. J Consult Clin Psychol. 1991;59(1):12-9. https://doi.org/10.1037//0022-006x.59.1.12
https://doi.org/10.1037//0022-006x.59.1....
.

RESULTS

The sample comprised 72 residents, 72.22% (n=52) female and 27.78% (n=20) male, aged 61–98 years (mean age=82.33, SD=8.14 years), and predominantly widowed (62.5%). Overall, 34.72% had 4–7 years of formal education and 31.94% had 8–11 years. AD was the most prevalent type of dementia (62.5%) in both private and philanthropic facilities (71.1 and 48.1%, respectively).

The MMSE was used to determine cognitive function of dementia conditions. On the exam, 93% of the residents scored <18 points — with cut-off defined according to education — indicating cognitive impairment. The KATZ scale was used to assess functional status, where 61% of residents exhibited significant dependence and 36% partial dependence. The CDR scale was applied as a clinical measure of dementia, showing that 50% of the sample had signs of severe dementia, 36% moderate dementia, and 13.8% mild dementia.

The NPI-Q was used to evaluate BPSD in aged participants. The prevalence of each symptom is depicted in Figure 1.

Figure 1.
Prevalence of behavioral and psychological symptoms of dementia according to presence of symptom in residents.

The relationship between neuropsychiatric symptoms (NPI-Q), screening of cognitive function and dementia conditions (MMSE), functional status (KATZ), and clinical assessment of dementia (CDR) of residents was investigated using Spearman’s correlation coefficient (rho). No significant correlation was found between results on the NPI-Q scale and the other variables, with high levels of common variance (94 to 75%). A strong positive correlation was found between scores on the MMSE and the Katz (rho=0.69, n=72, p<0.001), while a strong negative correlation of scores on the CDR scale with both the MMSE (rho=-0.71, n=72, p<0.001) and Katz (rho=0.86, n=72, p<0.001) was detected. The relationship between variables is shown in the correlation heat map (Figure 2).

Figure 2.
Spearman correlation heat map.

As for the group of caregivers, 49 (90.7%) were female and age range was 18–60 years (mean 33.9; SD±10.80 years). Overall, 40.7% reported being single. With regard to years of education, the caregivers that reported having 12–13 years and 8–11 of education each represented 42.6% of the sample, where only 3.7% stated having ≤4 years of education. The majority (72%) reported holding only 1 job. For employment setting, 55.6% were engaged at private LTCFs and 44.6% at philanthropic LTCFs and most worked (75.93%) for ≥40 hours per week.

Regarding aspects related to caregivers’ health, the estimates of the presence of common mental disorder (CMD) and burden in caregivers from the two types of facility investigated are given in Table 1.

Table 1.
Prevalence of common mental disorder and burden by long-term care facility type.

The SRQ-20 was used to screen for non-psychotic mental disorders. Mean score on the SRQ-20 for the overall sample was 5.54 (±4.4), and 33.3% had scores suggesting CMD. By type of facility, 20% of caregivers that worked in private LTCFs exhibited signs of CMD, versus 50% of those at philanthropic facilities. The ZBI scale was applied to determine caregiver burden. For the total sample, the mean score on the ZBI scale was 20.98 (±10.69) and 36.11% exhibited burden. By type of facility, 26.6% of caregivers working in private institutions had signs of burden versus 75% of those in philanthropic facilities.

In the present study, the chi-square test revealed a significant association between prevalence of caregiver burden and LTCF type, i.e., private or philanthropic (c2(1)=9.495, p=0.003). An association was also found between prevalence of burden and positive screening for CMD or otherwise (c2(1)=12.476, p=0.001).

Multivariate Analysis of Variance (MANOVA) was performed to determine the extent to which levels of non-psychotic mental disorders measured by the SRQ-20 scale and burden measured by the ZBI scale varied for the 2 types of LTCF (private and philanthropic). The descriptive statistics for the groups are shown in Table 2.

Table 2.
Estimates by group and scale (Self-Reporting Questionnaire-20 and Zarit Burden Interview).

The results of the MANOVA revealed a main effect for LTCF type (F (2.51)=10.163, p≤0.001; Pillai’s Trace=0.85; h2=0.28) on both scales. When analyzed independently, caregivers from philanthropic LTCF had statistically higher scores on the ZBI scale (M=27.25) compared to caregivers from private LTCF (M=15.97) (F (1,52)=20.248; p=0.000). There was a large difference in effect size (h=0.28).

Similarly, MANOVA results showed that caregivers from philanthropic LTCF had statistically higher scores on the SRQ-20 scale (M=7.17) compared to caregivers from private LTCF (M=3.70) (F (1,52)=9.408, p=0.003). Again, the effect size was large (h2=0.15). Results on the test determining difference in levels of burden and CMD between caregivers working at private versus philanthropic LTCF are presented in Table 3, along with the respective confidence intervals via bootstrapping.

Table 3.
Parameter estimates for SRQ-20 and ZBI by long-term care type.

Ensuing data refers to the post-intervention performed with caregivers in the intervention group. For these analyses, as outlined in the Methods section, the Jacobson-Truax method was used to obtain detailed individualized results for each participant.

SRQ-20 was used to screen for non-psychotic mental disorders. Mean SRQ-20 score in the intervention group was 7.07 (SD=4.04) pre-intervention versus 5.71 (SD=4.28) post-intervention. The scores, reliable change index, and status obtained are given in Table 4.

Table 4.
Estimates of scores, reliable change index and status on Self-Reporting Questionnaire-20.

Participants 5 and 6 showed improvement attributable to the intervention. Participant 12 showed worsening, while for participants 1, 2, 3, 4, 7, 8, 9, 10, 11, 13, and 14, no confirmations of improvement or worsening due to the intervention could be made (absence of change). The corresponding graphic is depicted in Figure 3.

Figure 3.
Dispersion of change pre-and post-intervention on Self-Reporting Questionnaire-20.

The ZBI scale was applied to determine burden/overload of caregivers of the residents. The mean score on the ZBI scale was 26.85 (SD=8.45) pre-intervention versus 20.92 (SD=6.01) post-intervention. The scores and status of participants are presented in Table 5.

Table 5.
Estimates of scores, reliable change index and status on Zarit Burden Interview scale.

Participants 4, 5, 6, 8, 9, and 11 showed improvements attributable to the intervention. Participant 12 showed worsening, while for participants 1, 2, 3, 7, 10, 13, and 14, no confirmations of improvement or worsening due to the intervention could be made. The corresponding graphic is depicted in Figure 4.

Figure 4.
Dispersion of change pre- and post-intervention on Zarit Burden Interview scale.

DISCUSSION

The results found for the sociodemographic profile of the residents corroborate data from previous studies of the Brazilian aged population, showing greater life expectancy among women (owing to genetic, hormonal, and environmental factors) who, upon living longer, are more likely to be institutionalized3434. Oliveira MPF. Assistência farmacêutica a idosos institucionalizados do Distrito Federal [dissertação]. Brasília: Universidade de Brasília, 2008.

35. Converso MER, Iartelli I. Caracterização e análise do estado mental e funcional de idosos institucionalizados em instituições públicas de longa permanência. J Bras Psiquiatr. 2007;56(4):267-72. https://doi.org/10.1590/S0047-20852007000400005
https://doi.org/10.1590/S0047-2085200700...

36. Correr CJ, Pontarolo R, Ferreira LC, Baptistão SAM. Riscos de problemas relacionados com medicamentos em pacientes de uma instituição geriátrica. Rev Bras Cienc Farm. 2007;43(1):55-62. https://doi.org/10.1590/S1516-93322007000100007
https://doi.org/10.1590/S1516-9332200700...
-3737. Mello BLD, Haddad MCL, Dellaroza MSG. Avaliação cognitiva de idosos insttucionalizados. Acta Sci., Health Sci. 2012;34(1):95-102. https://doi.org/10.4025/actascihealthsci.v34i1.7974
https://doi.org/10.4025/actascihealthsci...
.

Some studies have characterized the cognitive profile of institutionalized older people and, in general, results show a higher prevalence of signs of cognitive decline among institutionalized individuals3737. Mello BLD, Haddad MCL, Dellaroza MSG. Avaliação cognitiva de idosos insttucionalizados. Acta Sci., Health Sci. 2012;34(1):95-102. https://doi.org/10.4025/actascihealthsci.v34i1.7974
https://doi.org/10.4025/actascihealthsci...

38. Plati MCF, Covre P, Lukasova K, Macedo EC. Depressive symptoms and cognitive performance of the elderly: relationship between institutionalization and activity programs. Braz J Psychiatry. 2006;28(2):118-21. https://doi.org/10.1590/s1516-44462006000200008
https://doi.org/10.1590/s1516-4446200600...
-3939. Marinho PEM, Melo KPB, Apolinário AD, Bezerra E, Freitas J, Melo DM, et al. Undertreatment of depressive symptomatology in the elderly living in long stay institutions (LSIs) and in the community in Brazil. Arch Gerontol Geriatr. 2010;50(2):151-5. https://doi.org/10.1016/j.archger.2009.03.002
https://doi.org/10.1016/j.archger.2009.0...
.

Regarding BPSD, the literature reports rates in LTCF of 75-86%4040. Ryden MB. Agressive behavior in persons with dementia who live in the community. Alzheimer Dis Assoc Disord. 1988;2(4):342-55. https://doi.org/10.1097/00002093-198802040-00003
https://doi.org/10.1097/00002093-1988020...
,4141. Cohen-Mansfield J. Agitated behaviors in the elderly. II. Preliminary results in the cognitively deteriorated. J Am Geriatric Soc. 1986;34(10):722-7. https://doi.org/10.1111/j.1532-5415.1986.tb04303.x
https://doi.org/10.1111/j.1532-5415.1986...
. The symptoms which most commonly lead older adults with dementia to be institutionalized are irritability (100%), apathy (80%), verbal aggression (80%), anxiety (74%), depression (54%), agitation (47%), hallucinations (40%), disinhibition and delirium (34%)4040. Ryden MB. Agressive behavior in persons with dementia who live in the community. Alzheimer Dis Assoc Disord. 1988;2(4):342-55. https://doi.org/10.1097/00002093-198802040-00003
https://doi.org/10.1097/00002093-1988020...

41. Cohen-Mansfield J. Agitated behaviors in the elderly. II. Preliminary results in the cognitively deteriorated. J Am Geriatric Soc. 1986;34(10):722-7. https://doi.org/10.1111/j.1532-5415.1986.tb04303.x
https://doi.org/10.1111/j.1532-5415.1986...
-4242. Mangone CA, Bueno AA, Allegri R, Arizaga R, Nitrini R, Ventura R, et al. Behavioral and psychological symptoms of dementia in Latin America. Int Psychogeriatr, 2000;12(S1):415-8. https://doi.org/10.1017/S1041610200007377
https://doi.org/10.1017/S104161020000737...
.

In terms of the demographic characteristics of caregivers, with respect to gender, the current findings corroborate findings of previous studies showing that the sample comprised predominantly women, irrespective of type of facility (philanthropic or private)4343. Ribeiro MTF, Ferreira RC, Ferreira EF, Magalhães CS, Moreira AN. Perfil dos cuidadores de idosos nas instituições de longa permanência de Belo Horizonte, MG. Ciênc Saúde Coletiva. 2008;13(4):1285-92. https://doi.org/10.1590/S1413-81232008000400025
https://doi.org/10.1590/S1413-8123200800...
,4444. Mello ALSF. Cuidado odontológico provido a pessoas idosas residentes em instituições geriátricas de pequeno porte em Porto Alegre-RS: a retórica, a prática e os métodos [dissertação]. Porto Alegre: Faculdade de Odontologia, Universidade Federal do Rio Grande do Sul, 2001.. The social basis of the role of caregiver may explain the overwhelming female presence among caregivers observed in the majority of studies4343. Ribeiro MTF, Ferreira RC, Ferreira EF, Magalhães CS, Moreira AN. Perfil dos cuidadores de idosos nas instituições de longa permanência de Belo Horizonte, MG. Ciênc Saúde Coletiva. 2008;13(4):1285-92. https://doi.org/10.1590/S1413-81232008000400025
https://doi.org/10.1590/S1413-8123200800...
,4444. Mello ALSF. Cuidado odontológico provido a pessoas idosas residentes em instituições geriátricas de pequeno porte em Porto Alegre-RS: a retórica, a prática e os métodos [dissertação]. Porto Alegre: Faculdade de Odontologia, Universidade Federal do Rio Grande do Sul, 2001..

Prior to the present investigation, there were no studies in the literature assessing CMDs in this population. However, a study of informal carers of aged adults with dementia found a CMD prevalence of 62.2%, i.e., higher than the 20-56% rate reported for the general Brazilian population4545. Duarte ESR. Transtorno mental comum em familiares cuidadores de pacientes com demência [dissertação]. Botucatu: Faculdade de Medicina de Botucatu, Universidade Estadual Paulista, 2018.,4646. Santos EG, Siqueira MM. Prevalência dos transtornos mentais na população adulta brasileira: uma revisão sistemática de 1997 a 2009. J Bras Psiquiatr. 2010;59(3):238-46. https://doi.org/10.1590/S0047-20852010000300011
https://doi.org/10.1590/S0047-2085201000...
.

A randomized trial exploring information and support entailing 3 stages (assessment, psychoeducation, and training to deal with behavioral problems) reported no change between groups in SRQ-20 performance but found a significant difference in caregiver burden4747. Guerra M, Ferri CP, Fonseca M, Banerjee S, Prince M. Helping carers to care: the 10/66 dementia research group’s randomized control trial of a caregiver intervention in Peru. Braz J Psychiatry. 2011;33(1):47-54. https://doi.org/10.1590/s1516-44462010005000017
https://doi.org/10.1590/s1516-4446201000...
.

Caring for patients with dementia is associated with burden/burnout of caregivers1010. Zarit SH. Interventions with family caregivers. In: Zarit SH, Knight BG, eds. A guide to psychotherapy and aging: effective clinical interventions in a life-stage context. Washigton: American Psychological Association; 1996. p. 139-59. https://doi.org/10.1037/10211-006
https://doi.org/10.1037/10211-006...
,4848. Dunkin JJ, Anderson-Hanley C. Dementia caregiver burden: a review of the literature and guidelines for assessment and intervention. Neurology. 1998;51(1 Suppl 1):S53-60; discussion S65-7. https://doi.org/10.1212/wnl.51.1_suppl_1.s53
https://doi.org/10.1212/wnl.51.1_suppl_1...
. The degree of overload experienced by caregivers depends on a number of factors, such as psychological or emotional health, physical morbidities, social life and income, in additional to neuropsychiatric symptoms of the individual being cared for4848. Dunkin JJ, Anderson-Hanley C. Dementia caregiver burden: a review of the literature and guidelines for assessment and intervention. Neurology. 1998;51(1 Suppl 1):S53-60; discussion S65-7. https://doi.org/10.1212/wnl.51.1_suppl_1.s53
https://doi.org/10.1212/wnl.51.1_suppl_1...
.

Caregivers from philanthropic institutions demonstrated greater burden when compared to caregivers from private institutions. It is important to consider that, in the municipality studied, the number of aged people assisted by a caregiver in philanthropic LTCF is greater, that is, a caregiver takes care of several aged people. In private LTCF there is a smaller number of older people under the care of caregivers.

Overload and the development of physical or psychic symptoms are commonly presented by those caring for older people with dementia4949. Gallicchio L, Siddiqi N, Langenberg P, Baumgarten M. Gender differences in burden and depression among informal caregivers of demented elders in the community. Int J Geriatr Psychiatry. 2002;17(2):154-63. https://doi.org/10.1002/gps.538
https://doi.org/10.1002/gps.538...
. Post-intervention results in the ZBI showed improvement in terms of reduction in perceived burden. Likewise, a psychoeducational intervention of an informational nature also showed a significant change in perceived burden and in beliefs about caring, showing improvement in the well-being of the caregivers assessed5050. Hepburn KW, Lewis M, Sherman CW, Tornatore J. The savvy caregiver program: developing and testing a transportable dementia family caregiver training program. Gerontologist. 2003;43(6):908-15. https://doi.org/10.1093/geront/43.6.908
https://doi.org/10.1093/geront/43.6.908...
.

Due to the pandemic, the psychoeducational interventional was carried out online and the study had inherent bias due to loss of caregivers who left the LTCF. Additional bias arose because only caregivers present at baseline assessment were selected for the intervention, i.e., not all participants selected to form the original sample remained in the study until endpoint. Another limitation of the study was the relatively small sample size of caregivers, where larger samples can yield statistically significant results. The intervention results will be presented in a new article that is currently being prepared.

However, the results revealed the prevalence of BPSD in older residents with dementia institutionalized in the city of Botucatu. Moreover, the findings showed the presence of overload and other mental health problems of caregivers, particularly within philanthropic facilities, while also underscoring the importance of psychoeducational interventions for caregivers in reducing overload. This study proved important in as far as caregivers of aged adults with dementia typically receive no training or guidance on the disease and are unaware of the impact of caregiving on their mental health. Although delivered remotely, the intervention helped improve caregivers’ perceived overload.

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  • Funding: none.

Publication Dates

  • Publication in this collection
    11 Dec 2023
  • Date of issue
    2023

History

  • Received
    22 Mar 2023
  • Accepted
    04 Aug 2023
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E-mail: revistadementia@abneuro.org.br | demneuropsy@uol.com.br