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Challenges and limitations of using ventilator-free days as an outcome in critical care trials

The use of ventilator-free days (VFDs) as an outcome measure is increasingly popular in critical care research.(11 Belenguer-Muncharaz A, Díaz-Tormo C, Granero-Gasamans E, Mateu-Campos ML. Protocol-directed weaning versus conventional weaning from mechanical ventilation for neurocritical patients in an intensive care unit: a nonrandomized quasi-experimental study. Crit Care Sci. 2023;35(1):44-56.

2 Ranzani O, Pereira AJ, Santos MC, Corrêa TD, Ferraz LJ, Cordioli E, et al. Statistical analysis of a cluster-randomized clinical trial on adult general intensive care units in Brazil: TELE-critical care verSus usual Care On ICU PErformance (TELESCOPE) trial. Rev Bras Ter Intensiva. 2022;34(1):87-95.
-33 Yehya N, Harhay MO, Curley MA, Schoenfeld DA, Reeder RW. Reappraisal of ventilator-free days in critical care research. Am J Respir Crit Care Med. 2019;200(7):828-36.) This composite outcome simultaneously reflects patient survival and the time not spent on mechanical ventilation (MV) within a specified timeframe, which usually extends from randomization up to Day 28. For patients who do not survive this period, VFDs are recorded as zero.

Composite outcomes, such as those combining death, myocardial infarction, or stroke, are commonly used in fields such as cardiology due to their ability to enhance the statistical power of clinical trials while focusing on patient-relevant events. In intensive care, where the key outcomes often include the duration of MV, other organ support measures, and hospital stay, the necessity of integrating binary outcomes such as mortality with these continuous variables becomes apparent. The measure of VFDs was proposed more than 20 years ago to effectively merge these outcome types. It has been the most widely used composite outcome in trials of MV and acute respiratory distress syndrome (ARDS). However, in recent years, several authors have called attention about the limitations of VFDs, and potential alternative statistical approaches have been proposed.(33 Yehya N, Harhay MO, Curley MA, Schoenfeld DA, Reeder RW. Reappraisal of ventilator-free days in critical care research. Am J Respir Crit Care Med. 2019;200(7):828-36.

4 Novack V, Beitler JR, Yitshak-Sade M, Thompson BT, Schoenfeld DA, Rubenfeld G, et al. Alive and ventilator free: a hierarchical, composite outcome for clinical trials in the acute respiratory distress syndrome. Crit Care Med. 2020;48(2):158-66.
-55 Renard Triché L, Futier E, De Carvalho M, Piñol-Domenech N, Bodet-Contentin L, Jabaudon M, et al. Sample size estimation in clinical trials using ventilator-free days as the primary outcome: a systematic review. Crit Care. 2023;27(1):303.)

Among the main criticisms of VFDs are that it equals death to remaining on MV for more than 28 days, two outcomes that are valued very differently by patients, relatives, and clinicians.(33 Yehya N, Harhay MO, Curley MA, Schoenfeld DA, Reeder RW. Reappraisal of ventilator-free days in critical care research. Am J Respir Crit Care Med. 2019;200(7):828-36.,44 Novack V, Beitler JR, Yitshak-Sade M, Thompson BT, Schoenfeld DA, Rubenfeld G, et al. Alive and ventilator free: a hierarchical, composite outcome for clinical trials in the acute respiratory distress syndrome. Crit Care Med. 2020;48(2):158-66.) Another problem of VFDs is the complexity of calculating a realistic sample size when using it as the primary outcome, as recently shown by Renard Triché et al.(55 Renard Triché L, Futier E, De Carvalho M, Piñol-Domenech N, Bodet-Contentin L, Jabaudon M, et al. Sample size estimation in clinical trials using ventilator-free days as the primary outcome: a systematic review. Crit Care. 2023;27(1):303.) Estimating the expected VFDs for a given population can be extremely complex when planning a trial, potentially leading to inadequate decisions about the primary outcome(66 Thille AW, Gacouin A, Coudroy R, Ehrmann S, Quenot JP, Nay MA, Guitton C, Contou D, Labro G, Reignier J, Pradel G, Beduneau G, Dangers L, Saccheri C, Prat G, Lacave G, Sedillot N, Terzi N, La Combe B, Mira JP, Romen A, Azais MA, Rouzé A, Devaquet J, Delbove A, Dres M, Bourenne J, Lautrette A, de Keizer J, Ragot S, Frat JP; REVA Research Network. Spontaneous-breathing trials with pressure-support ventilation or a T-piece. N Engl J Med. 2022;387(20):1843-54.) or the determination of an insufficient sample size.(55 Renard Triché L, Futier E, De Carvalho M, Piñol-Domenech N, Bodet-Contentin L, Jabaudon M, et al. Sample size estimation in clinical trials using ventilator-free days as the primary outcome: a systematic review. Crit Care. 2023;27(1):303.)

An additional challenge is estimating the potential contribution of mortality versus duration of MV to the expected differences in VFDs. In 2019, Yehya et al. published a comprehensive discussion about the use of VFDs as an outcome in critical care trials.(33 Yehya N, Harhay MO, Curley MA, Schoenfeld DA, Reeder RW. Reappraisal of ventilator-free days in critical care research. Am J Respir Crit Care Med. 2019;200(7):828-36.) In that publication, they compared various statistical approaches to analyze VFDs in different potential scenarios of changes in mortality and MV duration. In their study published in Critical Care Science, Serpa-Neto et al. further explored novel statistical approaches to analyze VFDs, such as median regression and cumulative logistic regression. In addition, they analyzed hierarchical composite outcomes such as the win ratio, conditional approaches, or truncated tests, which include mortality and MV duration but prioritize mortality as the most relevant outcome. By running simulations in different potential scenarios involving treatment effects on these outcomes, they analyzed the performance of several statistical approaches to evaluate a composite outcome that integrates mortality and duration of MV.(77 Serpa Neto A, Bailey M, Shehabi Y, Hodgson CL, Bellomo R. Alternative approaches to analyzing ventilator-free days, mortality and duration of ventilation in critical care research. Critical Care Science. 2024;36:20240246en.) Their analysis offers insight into the complexity of handling the dual aspects of mortality and ventilation duration. This work may have implications not only for trialists but also for clinicians.

For trialists, the findings suggest a nuanced approach to choosing primary outcomes in intensive care trials. Although VFDs present certain limitations, their use may be justified under specific conditions: first, when the mortality rate is too low for mortality alone to serve as a practical primary outcome; second, when there is a reasonable expectation that the intervention will reduce the time spent on MV among survivors combined with a beneficial or neutral effect on mortality. When VFDs or other composite outcomes, which include mortality and duration of MV, are selected as the primary outcome, the simulated scenario results offered by Serpa-Neto et al. can guide the selection of the most appropriate statistical method.(77 Serpa Neto A, Bailey M, Shehabi Y, Hodgson CL, Bellomo R. Alternative approaches to analyzing ventilator-free days, mortality and duration of ventilation in critical care research. Critical Care Science. 2024;36:20240246en.) Techniques such as Fine and Gray regression, cumulative logistic regression, the win ratio, and the truncated approach demonstrate robust power in scenarios where the treatment effects range from neutral to strong for mortality and from weak to strong for the duration of ventilation. However, if these assumptions are not met, then choosing a composite outcome may lead to a loss in statistical power.

This was the case we recently experienced when planning a multicenter randomized controlled trial comparing prolonged versus intermittent prone positioning for moderate-to-severe ARDS. A prolonged prone position is a strategy aimed at optimizing the beneficial effects of the prone position. During the discussion of the primary outcome selection, we had to choose between aiming at mortality reduction alone or a composite outcome that included the duration of MV. At first glance, a composite approach was appealing for increasing statistical power. However, the PROSEVA trial demonstrated that prone positioning has a strong effect on mortality but no clear effect on the duration of MV(88 Guerin C, Reignier J, Richard JC, Beuret P, Gacouin A, Boulain T, Mercier E, Badet M, Mercat A, Baudin O, Clavel M, Chatellier D, Jaber S, Rosselli S, Mancebo J, Sirodot M, Hilbert G, Bengler C, Richecoeur J, Gainnier M, Bayle F, Bourdin G, Leray V, Girard R, Baboi L, Ayzac L; PROSEVA Study Group. Prone positioning in severe acute respiratory distress syndrome. N Engl J Med. 2013;368(23):2159-68.) (Table 1). Inconsistent treatment effects on mortality and duration of MV have been shown in a number of trials aimed at increasing lung protection in ARDS patients, which have resulted in either beneficial or detrimental impacts on mortality but no change in the duration of MV (e.g., the ARMA, Oscillate, and ART trials)(99 Acute Respiratory Distress Syndrome Network; Brower RG, Matthay MA, Morris A, Schoenfeld D, Thompson BT, Wheeler A. Ventilation with lower tidal volumes as compared with traditional tidal volumes for acute lung injury and the acute respiratory distress syndrome. N Engl J Med. 2000;342(18):1301-8.

10 Ferguson ND, Cook DJ, Guyatt GH, Mehta S, Hand L, Austin P, Zhou Q, Matte A, Walter SD, Lamontagne F, Granton JT, Arabi YM, Arroliga AC, Stewart TE, Slutsky AS, Meade MO; OSCILLATE Trial Investigators; Canadian Critical Care Trials Group. High-frequency oscillation in early acute respiratory distress syndrome. N Engl J Med. 2013;368(9):795-805.
-1111 Writing Group for the Alveolar Recruitment for Acute Respiratory Distress Syndrome Trial (ART) Investigators; Cavalcanti AB, Suzumura EA, Laranjeira LN, Paisani DM, Damiani LP, Guimarães HP, et al. Effect of lung recruitment and titrated positive end-expiratory pressure (PEEP) vs low PEEP on mortality in patients with acute respiratory distress syndrome: a randomized clinical trial. JAMA. 2017;318(14):1335-45.) (Table 1). In particular, some trials suggest treatment effect on the duration of MV and mortality pointing to opposite directions, such as ARMA (lower mortality but longer duration of MV) and LaSRS (higher mortality but shorter duration of MV).(99 Acute Respiratory Distress Syndrome Network; Brower RG, Matthay MA, Morris A, Schoenfeld D, Thompson BT, Wheeler A. Ventilation with lower tidal volumes as compared with traditional tidal volumes for acute lung injury and the acute respiratory distress syndrome. N Engl J Med. 2000;342(18):1301-8.,1212 Steinberg KP, Hudson LD, Goodman RB, Hough CL, Lanken PN, Hyzy R, Thompson BT, Ancukiewicz M; National Heart, Lung, and Blood Institute Acute Respiratory Distress Syndrome (ARDS) Clinical Trials Network. Efficacy and safety of corticosteroids for persistent acute respiratory distress syndrome. N Engl J Med. 2006;354(16):1671-84.) If the intervention to be tested decreases mortality but has no effect on the duration of MV, the use of a composite endpoint such as VFDs for the primary outcome, instead of mortality alone, will result in a loss of statistical power.

Table 1
Mortality and duration of mechanical ventilation in acute respiratory distress syndrome trials

For clinicians, the work of Serpa-Neto et al. may facilitate understanding the caveats of interpreting VFDs (and other free-day-related outcomes), as well as their inherent strengths and limitations. First, clinicians should perform a critical appraisal of trials using VFDs and other composite endpoints as the primary outcome to determine which were the previous assumptions that justified this option. Second, instead of just looking at whether the trial was "positive" or "negative", they should routinely scrutinize both the composite outcome and the individual components to gain insights about the real impact of the intervention tested in the trial. This point is particularly relevant for preventing the perception-distortion effect potentially associated with the appraisal of VFDs. This cognitive bias was elegantly introduced by Serpa-Neto et al. to highlight how a relative change in VFDs may lead to under- or overestimation of the clinical relevance of the effects of an intervention if the judgment is based solely on the absolute numbers of VFDs presented, without a thorough examination of the implicit determinants.(77 Serpa Neto A, Bailey M, Shehabi Y, Hodgson CL, Bellomo R. Alternative approaches to analyzing ventilator-free days, mortality and duration of ventilation in critical care research. Critical Care Science. 2024;36:20240246en.)

REFERENCES

  • 1
    Belenguer-Muncharaz A, Díaz-Tormo C, Granero-Gasamans E, Mateu-Campos ML. Protocol-directed weaning versus conventional weaning from mechanical ventilation for neurocritical patients in an intensive care unit: a nonrandomized quasi-experimental study. Crit Care Sci. 2023;35(1):44-56.
  • 2
    Ranzani O, Pereira AJ, Santos MC, Corrêa TD, Ferraz LJ, Cordioli E, et al. Statistical analysis of a cluster-randomized clinical trial on adult general intensive care units in Brazil: TELE-critical care verSus usual Care On ICU PErformance (TELESCOPE) trial. Rev Bras Ter Intensiva. 2022;34(1):87-95.
  • 3
    Yehya N, Harhay MO, Curley MA, Schoenfeld DA, Reeder RW. Reappraisal of ventilator-free days in critical care research. Am J Respir Crit Care Med. 2019;200(7):828-36.
  • 4
    Novack V, Beitler JR, Yitshak-Sade M, Thompson BT, Schoenfeld DA, Rubenfeld G, et al. Alive and ventilator free: a hierarchical, composite outcome for clinical trials in the acute respiratory distress syndrome. Crit Care Med. 2020;48(2):158-66.
  • 5
    Renard Triché L, Futier E, De Carvalho M, Piñol-Domenech N, Bodet-Contentin L, Jabaudon M, et al. Sample size estimation in clinical trials using ventilator-free days as the primary outcome: a systematic review. Crit Care. 2023;27(1):303.
  • 6
    Thille AW, Gacouin A, Coudroy R, Ehrmann S, Quenot JP, Nay MA, Guitton C, Contou D, Labro G, Reignier J, Pradel G, Beduneau G, Dangers L, Saccheri C, Prat G, Lacave G, Sedillot N, Terzi N, La Combe B, Mira JP, Romen A, Azais MA, Rouzé A, Devaquet J, Delbove A, Dres M, Bourenne J, Lautrette A, de Keizer J, Ragot S, Frat JP; REVA Research Network. Spontaneous-breathing trials with pressure-support ventilation or a T-piece. N Engl J Med. 2022;387(20):1843-54.
  • 7
    Serpa Neto A, Bailey M, Shehabi Y, Hodgson CL, Bellomo R. Alternative approaches to analyzing ventilator-free days, mortality and duration of ventilation in critical care research. Critical Care Science. 2024;36:20240246en.
  • 8
    Guerin C, Reignier J, Richard JC, Beuret P, Gacouin A, Boulain T, Mercier E, Badet M, Mercat A, Baudin O, Clavel M, Chatellier D, Jaber S, Rosselli S, Mancebo J, Sirodot M, Hilbert G, Bengler C, Richecoeur J, Gainnier M, Bayle F, Bourdin G, Leray V, Girard R, Baboi L, Ayzac L; PROSEVA Study Group. Prone positioning in severe acute respiratory distress syndrome. N Engl J Med. 2013;368(23):2159-68.
  • 9
    Acute Respiratory Distress Syndrome Network; Brower RG, Matthay MA, Morris A, Schoenfeld D, Thompson BT, Wheeler A. Ventilation with lower tidal volumes as compared with traditional tidal volumes for acute lung injury and the acute respiratory distress syndrome. N Engl J Med. 2000;342(18):1301-8.
  • 10
    Ferguson ND, Cook DJ, Guyatt GH, Mehta S, Hand L, Austin P, Zhou Q, Matte A, Walter SD, Lamontagne F, Granton JT, Arabi YM, Arroliga AC, Stewart TE, Slutsky AS, Meade MO; OSCILLATE Trial Investigators; Canadian Critical Care Trials Group. High-frequency oscillation in early acute respiratory distress syndrome. N Engl J Med. 2013;368(9):795-805.
  • 11
    Writing Group for the Alveolar Recruitment for Acute Respiratory Distress Syndrome Trial (ART) Investigators; Cavalcanti AB, Suzumura EA, Laranjeira LN, Paisani DM, Damiani LP, Guimarães HP, et al. Effect of lung recruitment and titrated positive end-expiratory pressure (PEEP) vs low PEEP on mortality in patients with acute respiratory distress syndrome: a randomized clinical trial. JAMA. 2017;318(14):1335-45.
  • 12
    Steinberg KP, Hudson LD, Goodman RB, Hough CL, Lanken PN, Hyzy R, Thompson BT, Ancukiewicz M; National Heart, Lung, and Blood Institute Acute Respiratory Distress Syndrome (ARDS) Clinical Trials Network. Efficacy and safety of corticosteroids for persistent acute respiratory distress syndrome. N Engl J Med. 2006;354(16):1671-84.

Publication Dates

  • Publication in this collection
    10 May 2024
  • Date of issue
    2024

History

  • Received
    12 Mar 2024
  • Accepted
    14 Mar 2024
Associação de Medicina Intensiva Brasileira - AMIB Rua Arminda, 93 - 7º andar - Vila Olímpia, CEP: 04545-100, Tel.: +55 (11) 5089-2642 - São Paulo - SP - Brazil
E-mail: ccs@amib.org.br