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Plato’s Phaedo and “the Art of Glaucus”: Transcending the Distortions of Developmentalism

Abstract:

In a 1985 article, Diskin Clay offered a modern solution to an ancient problem: instead of choosing between the scholiast’s two different explanations of “the art of Glaucus,” he offered a more textual explanation based on Socrates’ image of the distorted appearance of the embodied soul inRepublicX. This paper’s thesis is that we should reconsider the way we read Socrates’ last discourse by privileging its dramatic and didactic aspects in a manner that allows us to give Clay’s insights the weight they deserve. This is preferable to regardingPhaedoas an outgrown stage of Plato’s development rather than the dramatic culmination of the dialogues as a whole, and the hegemonic hermeneutic based on chronological order of composition has made this great dialogue’s original form as unrecognizable as the ocean has made Glaucus.

Keywords:
Plato; Phaedo; developmentalism

The doubled reference to “the art of Glaucus” at the beginning of the final myth in Phaedo (Phd. 108d4 and 108d6)1 1 References are to Burnet, 1901, Duke, 1995, and Slings, 2003. Abbreviations for the dialogues are based on the Greek-English Lexicon (LSJ), xxxiii. has puzzled readers since antiquity (Greene, 1938GREENE, W. C. (ed.) (1938). Scholia Platonica. Haverford, American Philological Society., 15 and Eusebius, Contra Marcellum, 15.5-21), but Diskin Clay broke new ground with the claim that the allusion was not to some lost proverb (Burnet, 1911BURNET, J. (ed.) (1911). Plato. Plato’s Phaedo ; edited with Introduction and Notes. Oxford, Clarendon Press ., 150), but rather to Plato’s Republic (Clay, 1985 CLAY, D. (1985). The Art of Glaukos (Plato Phaedo 108d4-9). American Journal of Philology 106, no. 2, p. 230-236.). In retrospect, the connection seems obvious: in Republic 10, Glaucus is mentioned not only in the context of the soul’s “true” or even “truest nature” (R. 611b1 and 612a3) but of its immortality (R. 610e10-611b10), whilst the first part of the myth that follows the allusion to “the art of Glaucus” in Phaedo (Phd. 108e4-110a8) repeatedly echoes the imagery Socrates had used to describe the submerged and thus unrecognizable Glaucus (Burger, 1984BURGER, R. (1984). The Phaedo: A Platonic Labyrinth. New Haven, Yale University Press., 268 n. 17). Drawing attention to a further connection between the geographical myth in Phaedo and Republic based on the Allegory of the Cave (Clay, 1985CLAY, D. (1985). The Art of Glaukos (Plato Phaedo 108d4-9). American Journal of Philology 106, no. 2, p. 230-236., 235; cf. Green, 2014GREEN, C. T. (2014). Is Platonic Rebirth Pointless? In: HEATH, M., GREEN, C. T., and SERRANITO, F. (eds.), Religion and Belief: A Moral Landscape. Newcastle upon Tyne, Cambridge Scholars Publishing, p. 57-75., 71-74), Clay also connected its imagery to the great speech of Socrates in Phaedrus (cf. Phd. 109d2 and Phdr. 249c3-4) (Clay, 1985CLAY, D. (1985). The Art of Glaukos (Plato Phaedo 108d4-9). American Journal of Philology 106, no. 2, p. 230-236., 235 n. 11l; Burger, 1984BURGER, R. (1984). The Phaedo: A Platonic Labyrinth. New Haven, Yale University Press., 195 and 268 n. 18; Green, 2014GREEN, C. T. (2014). Is Platonic Rebirth Pointless? In: HEATH, M., GREEN, C. T., and SERRANITO, F. (eds.), Religion and Belief: A Moral Landscape. Newcastle upon Tyne, Cambridge Scholars Publishing, p. 57-75., 72), and here again, the connection seems obvious in retrospect, not least of all because a hermeneutic circle is completed when the reader considers the way Plato connects Phaedrus to Republic 10 (cf. R. 611d3 and Phdr. 250c6). Even more curious than the failure of the ancients to consider “the art of Glaucus” in the context of Plato’s only other reference to someone of that name (Clay, 1985CLAY, D. (1985). The Art of Glaukos (Plato Phaedo 108d4-9). American Journal of Philology 106, no. 2, p. 230-236., 234; Green, 2014GREEN, C. T. (2014). Is Platonic Rebirth Pointless? In: HEATH, M., GREEN, C. T., and SERRANITO, F. (eds.), Religion and Belief: A Moral Landscape. Newcastle upon Tyne, Cambridge Scholars Publishing, p. 57-75., 70), is the lack of attention that Clay’s brief but brilliant article has received from modern readers (but see Green, 2014GREEN, C. T. (2014). Is Platonic Rebirth Pointless? In: HEATH, M., GREEN, C. T., and SERRANITO, F. (eds.), Religion and Belief: A Moral Landscape. Newcastle upon Tyne, Cambridge Scholars Publishing, p. 57-75., 70 and Sedley, 2010SEDLEY, D. (ed.) (2010). Plato: Meno and Phaedo, translated by Alex Long. Cambridge/New York, Cambridge University Press., 105 n. 59). My purpose here is to explain that lack of attention by comparing Plato’s Phaedo itself to the submerged and distorted Glaucus of Republic 10, and then to argue that we need a new “art of Glaucus” to catch sight of its true or original nature (R. 611c7-d1). Applying this new art requires a thorough-going critique of developmentalism.

It is true that great progress has been made in advancing this critique in the last thirty years. Important work by Jacob Howland and Catherine Zuckert, both working in the Straussian tradition (Howland 1991Howland, J. (1991). Re-Reading Plato: The Problem of Platonic Chronology.Phoenix45, n.3, 189-214.; Zuckert 2009), by Debra Nails under the influence of Holger Thesleff (Nails, 1994Nails, D. (1994). Plato’s “Middle” Cluster. Phoenix , 48, n.1, p.62-67.), and arguably even the reference to “an ideal reading order” in Charles H. Kahn (Kahn, 1996KAHN, C. H. (1996). Plato and the Socratic Dialogue: The Philosophical Use of Literary Form. Cambridge, Cambridge University Press ., 48; cf. Cooper and Hutchinson, 1997COOPER, J. M. and HUTCHINSON, D. S. (eds.) (1997). Plato. Plato, Complete Works; edited with an Introduction and Notes. Chicago, Hackett., xii-xviii and xxiv), have shaken developmentalism’s absolute hegemony. But Plato’s Phaedo remains peculiarly susceptible to being construed as representing an outgrown stage of “Plato’s development” (Jorgenson, 2018JORGENSON, C. (2018). The Embodied Soul in Plato’s Later Thought. Cambridge, Cambridge University Press .), and therefore a re-interpretation of that dialogue, taking its start from Clay’s breakthrough-and using a number of “late” dialogues, including Parmenides, to do so-will tend to advance and perhaps begin to complete a project ably initiated by others.

A re-interpretation of Phaedo must begin with challenging the traditional dichotomy between “developmentalism” and “unitarianism,” both of which alternatives depend on either asserting or denying Plato’s intellectual development over time. In the developmentalist alternative, Phaedo is a paradigmatically “middle period” work, and thus ripe for being outgrown in an intellectual sense. The alternative to this distinction on offer here is to separate Plato’s philosophical position-let’s call that “Platonism” -from the intellectual development of the student. With Plato understood as a teacher, and Phaedo understood as a pedagogically “late dialogue,” it is possible to combine the student’s development with the teacher’s unitarian purpose, i.e., to teach Platonism.

One of Clay’s most illuminating insights arises from dividing explanations of “the art of Glaucus” into two kinds: those that indicate the presence of the philosopher Paul Friedländer called “Plato the geographer” (Friedländer, 1958FRIEDLÄNDER, P; MEYERHOFF, H. (trans.) (1958). Plato: An Introduction. New York, Pantheon., 261-85) and those, like his own, that depend on recognizing “Plato the transcendentalist” (Clay, 1985CLAY, D. (1985). The Art of Glaukos (Plato Phaedo 108d4-9). American Journal of Philology 106, no. 2, p. 230-236., 233). The former is on display when Reginald Hackforth translated or glossed ἡ Γλαύκου τέχνη as “a scientific genius” and “a great scientist” (Hackforth, 1955HACKFORTH, R. (1955). Plato. Plato’s Phaedo : Translated with Introduction and Commentary. Cambridge, Cambridge University Press ., 169 n. 2): he was assuming that this art would yield empirical exactitude about the visible world. The latter, by contrast, emerges when the geological myth is read not as an advertisement for, e.g., the atmosphere-transcending Hubble space station or the clear skies of Egypt (cf. Epin. 986e9-987a6), but rather as a kind of anti-cosmology (cf. Phd. 114d8-115a3), in which our vision of the heavens is just as distorted as is the perception of Glaucus, and thus of our own souls, in Republic (note ἑαυτῶν at R. 515a6). Consider the following observation by Catherine Zuckert (Zuckert, 2009ZUCKERT, C. H. (2009). Plato’s Philosophers: The Coherence of the Dialogues. Chicago , University of Chicago Press., 834):

In contrast to the Athenian (and Timaeus), however, Socrates does not base his belief in the existence of gods on observations of the regular, hence intelligible, movements of the heavens. On the contrary, in the Phaedo we hear him remind his close associates that human beings cannot directly, accurately, or completely observe the intelligible order of the heavens, so long as their minds are dulled and confused by their senses.

Although our vision is turned outwards toward the heavens in the Phaedo myth, and inwards toward the soul in the Glaucus image of Republic 10, Clay makes the crucial observation (Clay, 1985CLAY, D. (1985). The Art of Glaukos (Plato Phaedo 108d4-9). American Journal of Philology 106, no. 2, p. 230-236., 234):

To understand Plato’s allusion to the seagod Glaukos in the Phaedo, we must turn with Glaukon to the perspectives of the Republic, where the human eye is raised up from ‘the sea in which it now dwells’ (R. 611e5). Here Glaukos is seen in barely recognizable form from a world above; in the Phaedo the perspective is reversed.

In both cases, we are confronted with a defect of vision, and connecting the two suggests that the ἡ Γλαύκου τέχνη is less likely to be the empirical art of “Plato the geographer”-an art that would allow him or some other “scientific genius” to see physical things more accurately-than an indication that “Plato the transcendentalist” believes our embodied state precludes the possibility of seeing the true form of Glaucus, our own souls, or the caelestia. Read as an anti-cosmology, the geological myth in Phaedo thus confirms Cicero’s famous description of Socrates (Tusculan Disputations 5.10-11), thanks to whom philosophy abandoned its Presocratic pretensions and returned to the city, and ultimately to the prison-house, where Socrates will take his final leave of us.

I would like to suggest that Γλαύκου in the phrase ἡ Γλαύκου τέχνη should be interpreted as an objective genitive, i.e., not as a reference to some desiderated art possessed by Glaucus but rather as the art of seeing Glaucus’ true nature despite the distortion created by his submarine appearance or rather on our soul-blinding reliance on sense-perception in general (Phd. 99d4-e4). But my purpose is not to show how an account based on the Glaucus of Republic 10 can be squared with the geographical myth in Phaedo but rather to illuminate the lingering power of developmentalism as the principal obstacle blocking the path to any account of this kind. Despite the fact that Plato chose to interweave late dialogues like Sophist and Statesman into the series of early or middle ones that begins with Euthyphro and ends with Phaedo, a still-powerful orthodoxy not only prevents us from reading the latter as Plato’s Socratic response to the cosmological aspirations already voiced by other characters in Timaeus and Laws, but also precludes Clay’s application of passages from Phaedrus and Republic to the interpretation of Phaedo on the grounds that it was written earlier than either (cf. Ross, 1951ROSS, W. D. (1951). Plato’s Theory of Ideas. Oxford, Clarendon Press ., 2).

Here, then, is where a pedagogical or student-oriented sense of “developmentalism” enters the picture: instead of placing Phaedo in the middle of Plato’s intellectual development, the re-interpretation attempted here places it at the end of the student’s. In order to rescue Phaedo from the distortions wrought by “Plato’s development”-i.e., by “developmentalism” as conventionally opposed to “unitarianism”-my re-interpretation depends on the claim that whenever Plato may have written his immortal Phaedo, he expected his readers to have already read not only Republic and Phaedrus but Parmenides as well. As a result, I am not party to the following description based on the conception of “developmentalism” that I reject (Prior, 1985PRIOR, W. J. (1985). Unity and Development in Plato’s Metaphysics. LaSalle, Open Court., 168):

All parties to the dispute over the nature of Plato’s development would agree that the Euthyphro is an early dialogue; that the Phaedo and Republic are dialogues dating to Plato’s middle period, and that the Phaedo is the earlier of the two; that the Parmenides post-dates the Republic.

In short, my paper’s thesis is that we should reconsider the way we read Socrates’ last discourse in the light of the student’s intellectual development and Plato’s unitarian purpose, privileging its dramatic and didactic aspects in a manner that will allow us to give Clay’s insights the weight they deserve. By contrast, a hermeneutic that regards Phaedo as an outgrown stage of Plato’s development, and not as the dramatic culmination of the dialogues as a whole, has made this great dialogue’s original form as unrecognizable as the ocean brine has made the sea-god Glaucus.

As the quotation from Prior indicates, we are all familiar with the broad outlines of the current εἰκὼς μῦθος (Ti. 29d2) based on Order of Composition (see Gerson, 2000GERSON, L. (2000). Plato Absconditus. In: PRESS, G. (ed.), Who Speaks for Plato? Lanham, Rowman and Littlefield Publishers, p. 201-210., 201), and thus with its relevant consequences. Although the discussion of Recollection in Phaedo is allowed to refer back to Meno (Gallop, 1975GALLOP, D. (1975). Plato. Phaedo; Translated with Notes. Oxford, Clarendon Press. , 115),2 2 I will be using the terminology of Gallop, 1975 as follows: as follows: “the Cyclical Argument” (69e6-72e1), 103-13; “the Recollection Argument” (72e3-78b3), 113-37; “the Affinity Argument” (78b4-84b8), 137-46; and “the Final Argument” (102a10-107b10), 192-222. the reference to other arguments for immortality in Republic 10 (R. 611b9-10) is considered a retrospective reference to Phaedo (see Bostock, 1986BOSTOCK, D. (1986). Plato. Plato’s Phaedo. Oxford, Clarendon Press., 3) and thus an attempt like Clay’s to reverse this order-i.e., to elucidate Phaedo on the basis of passages from Republic or Phaedrus-becomes suspect in principle (see Hackforth, 1955HACKFORTH, R. (1955). Plato. Plato’s Phaedo : Translated with Introduction and Commentary. Cambridge, Cambridge University Press ., 11). Of even greater philosophical substance is the alleged relationship between Phaedo and Parmenides: having introduced the Theory of Forms in the earlier dialogue, Plato is presented as having abandoned it, in its Phaedo-form at least, in the later one (Bostock, 1986BOSTOCK, D. (1986). Plato. Plato’s Phaedo. Oxford, Clarendon Press., 206-207; cf. Ryle, 1966RYLE, G. (1966). Plato’s Progress. Cambridge, Cambridge University Press . , 8-17). Especially among Anglophone scholars, it remains almost impossible to read Phaedo without this story in already mind, and it is therefore no accident that David Bostock’s commentary begins with a section on chronology of composition (Bostock, 1986, 1-5). The obvious dramatic incongruities entailed by this story-Socrates’ repeated insistence in Phaedo that the Theory has frequently been his theme (Phd. 76d7-9 and 100b1-7), as well as the more general circumstance that Plato depicts a young Socrates being exposed to a critique of this theory in Parmenides-are generally overlooked (but see Dorter, 1989DORTER, K. (1989). The Theory of Forms and Parmenides I. In: ANTON, J.; PREUS, A. (eds.), Essays in Ancient Greek Philosophy III: Plato. Albany, State University of New York Press, p. 183-202., 183-84), and few scholars are willing to consider the possibility that no matter when Plato may have written Phaedo, he intended it to be read by those who were already familiar with Parmenides. Taught to imagine the octogenarian Plato striving, perhaps unsuccessfully, to finish the ponderous Laws (Diogenes Laertius, Lives of Eminent Philosophers, 3.37), we generally overlook the possibility that he might just as plausibly have devoted his advanced years-what Cicero described as his placida et lenis senectus (De senectute 13)-to revising and beautifying his dialogues as a whole (as per Dionysius of Halicarnassus, De compositione verborum, 3.16).

The result is that Plato is presently caught in a hermeneutic cross-fire: reading Phaedo with the knowledge that its own author will eventually revise or abandon the Theory of Forms that undergirds the Final Argument, we nevertheless assume that Plato himself regarded that argument as adequate whilst writing it. We need not embrace this divisive conception, however, and-to recur to the metaphor at the center of this paper-whenever we do so uncritically, we subject “the true nature” of Socrates’ last discourse to the distortions of developmentalism (as conventionally understood), encrusting it with disfiguring barnacles, seaweed, and rocks (R. 611d3-4). Consider a parallel case of dividing author from reader by Dorothea Frede (Frede, 1999FREDE, D. (1999). Plato on What the Body’s Eye Tells theMind ’s Eye. Proceedings of the Aristotelian Society 99, p. 191-209.): in her discussion of Phaedo 65d9-e6, she first points out, accurately, that Socrates’ “assumption of separate Forms of health, strength and tallness must seem quite suspicious” (Frede, 1999FREDE, D. (1999). Plato on What the Body’s Eye Tells theMind ’s Eye. Proceedings of the Aristotelian Society 99, p. 191-209., 194), and then continues:

In the Phaedo Socrates asserts time and again that the mind will be better able to pursue such questions after death when it is free from all earthly encumbrances. But this result seems to take us full circle. It brings us right back to the dubiousness of the doubtful cases. How can there be health when there is no body, or strength or tallness? What sense does it make to say that the mind will have better understanding of them in a life after death? (Frede, 1999FREDE, D. (1999). Plato on What the Body’s Eye Tells theMind ’s Eye. Proceedings of the Aristotelian Society 99, p. 191-209., 197).

These are excellent questions, and the relevant difference between my position and Frede’s turns only on the degree of Plato’s awareness of the resulting incongruities: she claims that “Plato seems to be totally unaware of the absurdity of assuming Health or Strength or Tallness as such, without any bodies whose health, strength, or tallness are thereby explained” (Frede, 1999FREDE, D. (1999). Plato on What the Body’s Eye Tells theMind ’s Eye. Proceedings of the Aristotelian Society 99, p. 191-209., 195). Of particular consequence is the fact that the word μέγεθος, which Frede translates here as “tallness,” figures prominently in both “the Third Man” of Parmenides (Prm. 132a1-b2) and the Final Argument of Phaedo (Phd. 100e5-6). My claim is that we need not divide ourselves from Plato, or Plato from himself, but rather admit the possibility that Plato intended his readers to see the same problem Frede saw, and likewise to be familiar with further problems associated with μέγεθος in Parmenides before meeting the Final Argument in Phaedo. And as Clay’s discussion of “the art of Glaucus” suggests, Plato also expects that dialogue’s readers to have already read his Republic.

This claim becomes more plausible when we consider the fact that Socrates introduces the Theory of Forms in the Final Argument in a manner that-to borrow Frede’s words again-“must seem quite suspicious” to a reader already familiar with Parmenides and Republic:

I will go back to those much-spoken-of things and begin from them, having hypothesized [ὑποθέμενοι] something to be beautiful in and of itself and good [ἀγαθόν] and big [μέγα] and all the others. (Phd. 100b4-7; translation mine).

In addition to the hammered insistence that Socrates is discussing matters that he has often discussed before, two other things deserve comment. The first is that joining good and beautiful to “big” is significant not only because of the decisive role the latter plays in “the Third Man” (Prm.132a3 and 132a7; cf. 132a10-11), but also in relation to the doubled reference in Parmenides to the beautiful, the good, and the just (Prm. 129b7-9 and 135c9), a triad that emerges in Gorgias (Grg. 459c6-460a2), flourishes in Republic 7 (R. 520c5) and Phaedrus (Phdr. 278a3-4), and has already appeared in Phaedo itself (Phd. 65d4-8). And the use of ὑποθέμενοι in the context of the word ἀγαθόν creates a second, and even more important contrast, this time with Republic 6: there, the Idea of the Good is the un-hypothetical principle of the First and highest part of the Divided Line (cf. 509b6-8, 511b2-c2, and 532a1-b3) whilst the word ὑποθέμενοι has already appeared in the preceding speech in Phaedo (Phd. 100a3-4) in close proximity to the word for images (ἐν εἰκόσι at Phd. 100a2), the other distinguishing methodological feature of the Second Part of the Divided Line (cf. R. 509b4-6 and 509b9-511b1).3 3 It is a failure to connect Socrates’ introduction to the Final Argument in Phd. (99d4-100c2) with the dianoetic or Second Part of the Divided Line—and not with the First, which is the only method suitable for reaching the Ideas—that vitiates the argument of Almeida, 2019, an otherwise substantial article; see especially 212-17.

A reading of Phaedo that precludes interpreting “the art of Glaucus” on the basis of Republic 10 likewise forecloses an interpretation of its Final Argument based on the Divided Line. These two foreclosures are both linked to the image of Glaucus by the true nature of the soul, or at least they would be so linked if it were acknowledged that the Shorter Way, which Socrates is following in Republic 4 (R. 435c9-d4), is based on the methods of the Second Part of the Divided Line.4 4 For the connection between the Second Part of the Divided Line and the Shorter Way, see Gutiérrez, 2017; the crucial step is to take seriously the first and non-mathematical description of the Line’s Second Part at R. 510b4-8. There Socrates uses the City as an image (R. 368c8-d7), and by hypothesizing the Law of Non-Contradiction (R. 437a5; see Gutiérrez, 2017GUTIÉRREZ, R. (2017). El Arte de la Conversión: Un estudio sobre la Républica de Platón. Lima, Pontificia Universidad Católica del Perú., 89-94), generates an account of the tripartite soul that renders justice choice-worthy even if there are no post-mortem consequences to be considered (R. 366d5-367a5), while in Phaedo, he proves to another pair of matched interlocutors, and by means of yet another triad, that post-mortem continuance accrues to the soul regardless of its practice of justice. Given these parallels, perhaps the greatest non-ironic contrast between the two arguments is their location in their respective dialogues: in Republic, the Longer Way follows the Shorter, whereas in Phaedo, the Affinity Argument-which requires the philosopher to master the practice of death (Phd. 64a4-6, 67e5-7, and 80e2-81a3), emancipate herself from the body (Phd. 67c5-e4 and 80d5-81a11), and overcome the desire that leads to repeated incarnations (Phd. 81b1-e2) -precedes the Final Argument. It is this arrangement that explains Socrates’ reference to Penelope at the loom (Phd. 84a2-b7): in using her as a negative example, he tells his audience that once philosophy has managed to loosen (λύειν at 84a4) our soul’s attachment to the body, it would be senseless to give it back over to pleasures and pains (84a2-7). With respect to the Affinity Argument, the Final Argument reweaves what Socrates himself has just loosened.

The dubious claim that there is any meaningful sense in which the number Three can really be One is a particularly important link between the Shorter Way in Republic and the Final Argument of Phaedo. In Republic 4, the description of the just soul reaches its climax when Socrates describes it as “a one out of many” (R. 443e1-2), a claim that precedes the discussion of arithmetic in Republic 7, where the infinitely repeatable but also part-less and indivisible One (R. 525d8-526a7), reappearing as the philosopher’s monad in Philebus (Phlb. 56d4-e6), becomes the basis of every number, even and odd (see Denyer, 2008DENYER, N. (2008). Plato, Protagoras. Cambridge, UK, Cambridge University Press., 192), and more importantly is identified as an indispensible propaedeutic for emancipating the soul from the sensible realm of Becoming (R. 524d1-525a8). Despite the Problem of the One and the Many (Phlb. 14c8-10; cf. Waterfield, 1980WATERFIELD, R. A. H. (1980). The Place of the Philebus in Plato’s Dialogues. Phronesis, 25, no. 3, p. 270-305., 304 n. 69 with Scheinproblem at Frede, 1997FREDE, D. (1997). Plato. Philebos. Übersetzung und Kommentar. Göttingen, Vandenhoeck & Ruprecht., 115), another unitary Triad reappears in the Final Argument of Phaedo-much as Glaucus will reappear after it is concluded-and does so in order that, having “occupied” three things, it can bring along in its wake an even-excluding oddness that Socrates then uses to prove that soul brings a death-excluding life to the things it occupies (Bae, 1996BAE, E. (1996). Soul and Intermediates in Plato’s Phaedo. Ph.D. Dissertation. University of California, Los Angeles.). Glaucus appears in Republic 10 to remind the reader that Socrates described only the soul’s present appearance in Republic 4, not its original nature (R. 611a10-b8). Glaucus reappears in Phaedo not only because “Plato the transcendentalist” wants to hammer home the inadequacy of Presocratic physics with the geological myth that follows, but also in order to remind us that without being mindful of the Divided Line in Republic 6, we are apt to take both the Shorter Way and the Final Argument as adequate, ignoring the fact that both depend on the methods associated with its Second Part, and thus depend on images and rely on hypotheses (Altman, 2012ALTMAN, W. H. F. (2012) Plato the Teacher: The Crisis of the Republic. Lanham, Lexington., 141). My claim, by contrast, is not only that Plato didn’t regard its Final Argument as adequate but that he expects his students, coming to Phaedo “late,” to recognize for themselves why they shouldn’t do so. But we cannot recognize any of this unless we interpret Phaedo in the light of Republic, Parmenides, and Philebus, something that the conventional understanding of “developmentalism” has made it impossible to do. It is this conventional understanding that must be rethought, and as an alternative, I am arguing for a student-centered conception of “developmentalism” that reveals Plato’s “unitarian” purpose.

Although the Final Argument has persuaded few readers that the soul is immortal (Cicero, Tusculan Disputations, 1.24), it has managed to persuade a great many scholars that Plato embraced what Aristotle calls ἀσύμβλητοι ἀριθμοί (Wilson, 1904WILSON, J. C. (1904). On the Platonist Doctrine of the ἀσύμβλητοι ἀριθμοί. Classical Review 18, n. 5, p. 247-260.), also known as “eidetic” (as opposed to “monadic”) numbers (see Klein, 1985KLEIN, J. (1985). The Concept of Number in Greek Mathematics and Philosophy (1939). In: KLEIN, J., Lectures and Essays. Annapolis, St. John’s College Press, p. 43-52., 45-48). Despite the elementary arithmetic lesson of Republic 7, the philosopher’s monads of Philebus, and Aristotle’s monad-based critique of ἀσύμβλητοι ἀριθμοί in Metaphysics M-N (see Annas, 1976ANNAS, J. (1976). Aristotle. Aristotle’s Metaphysics, Books M and N; Translated with Introduction and Notes. Oxford, Clarendon Press. , 162-76), many have followed the path John Cook Wilson laid out in 1904 (Cherniss, 1944CHERNISS, H. (1944). Aristotle’s Criticism of Plato and the Academy, volume 1. Baltimore, Johns Hopkins University Press. , 513-24), maintaining that Plato’s numbers were exclusively eidetic, and thus that each “one” of them was a unitary Form (Shorey, 1903SHOREY, P. (1903). The Unity of Plato’s Thought. Chicago, University of Chicago Press., 83). Taking this position on “Plato’s philosophy of mathematics” (see Wedberg, 1955WEDBERG, A. (1955). Plato’s Philosophy of Mathematics . Stockholm, Almqvist & Wiksell. and Pritchard, 1995PRITCHARD, P. (1995). Plato’s Philosophy of Mathematics. Sankt Augustin, Academia.) has led most of those who embrace it to reject Aristotle’s frequently repeated claim that Plato regarded mathematical objects (τὰ μαθηματικά) as “intermediate [μετάξυ]” (see Ross, 1925, 1.166; cf. Morrow, 1952MORROW, G. R. (1952). Review of David Ross, Plato’s Theory of Ideas. Ethics 62, no. 2, p. 147-149., 148) between Forms and sensible objects. Since the unitary Triad that brings oddness in its wake in the Final Argument is the best evidence for Plato’s embrace of eidetic number in the dialogues (Wedberg, 1955WEDBERG, A. (1955). Plato’s Philosophy of Mathematics . Stockholm, Almqvist & Wiksell. , 120-22 and 131-35; Pritchard, 1995PRITCHARD, P. (1995). Plato’s Philosophy of Mathematics. Sankt Augustin, Academia., 73-78 and 153-54; Ross, 1951ROSS, W. D. (1951). Plato’s Theory of Ideas. Oxford, Clarendon Press ., 180-81; Annas, 1975ANNAS, JULIA (1975). “On the ‘Intermediates.’” Archiv für Geschichte der Philosophie 57, no. 2, p. 146-166. , 150), Phaedo has played a prominent role in the ongoing and still unresolved debate about “intermediates” in Plato (see Gerson, 2013GERSON, L. (2013). From Plato to Platonism. Ithaca, NY and London, Cornell University Press., 21 n. 39; cf. Adam, 1902ADAM, J . (trans.) (1902). Plato. The Republic of Plato. Cambridge, Cambridge University Press., 2.115), aptly called “the longest running show in town” (Shiner, 1983SHINER, R. A. (1983). Knowledge in Philebus 55c-62a: A Response. Canadian Journal of Philosophy, Supplementary Volume 9, p. 171-183., 173 n. 5).5 5 For more up-to-date bibliography than Shiner, 1983, 180-183, see Arsen, 2012, 200-23. Increasing the importance of Phaedo in this debate is the fact that some prominent scholars have also found evidence for Plato’s embrace of the “intermediates” in the famous words αὐτὰ τὰ ἴσα (Phd. 74c1) in the Recollection Argument (Burnet, 1911BURNET, J. (ed.) (1911). Plato. Plato’s Phaedo ; edited with Introduction and Notes. Oxford, Clarendon Press ., 56; Cornford, 1939CORNFORD, F. M. (1939). Plato and Parmenides: Parmenides’ Way of Truth and Plato’s Parmenides. London, Kegan Paul, Trench, Trübner & Co., 71; Hackforth, 1955HACKFORTH, R. (1955). Plato. Plato’s Phaedo : Translated with Introduction and Commentary. Cambridge, Cambridge University Press ., 69 n. 2; Bluck, 1955BLUCK, R. S. (1955). Plato. Plato’s Phaedo: a translation with Introduction, Notes and Appendices. Indianapolis, Bobbs-Merrill., 67 n. 3).6 6 As pointed out in Ackrill, 1953, 553-54, the case of Ross, 1951 is complicated: cf. 25 and 60. Up-to-date on the controversy is Lee, 2012, but since the heyday of the debate was in the middle of the last century, see also Apolloni, 1989, 127-28, and especially Löhr, 1990, 42-64. This mixed message should be regarded as both deliberate on Plato’s part and instructive, on which see Rist, 1964RIST, J. M. (1964). Equals and Intermediates in Plato. Phronesis 9, n. 1, p. 27-37., 37 (emphasis mine):

we may conclude not only that αὐτὰ τὰ ἴσα can not be intermediates, but that, despite difficulties in his conception of mathematical Forms, which a separation of ‘mathematicals’ from Ideas would have dispelled, Plato cannot be shown to have made such a separation in the dialogues.

An old debate about Plato’s so-called “philosophy of mathematics” has but little connection to what most of us currently find interesting in Phaedo, but it really goes to the heart of the matter: the true purpose of Plato’s immortal dialogue on immortality. My claim is that Plato’s Phaedo is not designed to prove that our souls are immortal regardless of how we live our mortal lives, but rather to persuade us to acquire immortality by following Socrates back down into the Cave in full knowledge-thanks to the art of Glaucus-that the sensible world is nothing more (Green, 2014GREEN, C. T. (2014). Is Platonic Rebirth Pointless? In: HEATH, M., GREEN, C. T., and SERRANITO, F. (eds.), Religion and Belief: A Moral Landscape. Newcastle upon Tyne, Cambridge Scholars Publishing, p. 57-75., 72; note the references to Clay, 1985CLAY, D. (1985). The Art of Glaukos (Plato Phaedo 108d4-9). American Journal of Philology 106, no. 2, p. 230-236.), and that our soul, no longer imaged as tripartite, can only become itself among the Ideas (Phd. 81a4-11). When Phaedo is read as the culmination of the Platonic dialogues as a whole, its Final Argument can be recognized as deliberately inadequate not simply because it fails to prove that the soul will survive multiple incarnations, but more importantly because the dialogue’s true purpose is to persuade us to overcome the desire that leads to its reincarnation (Phd. 81b1-e2), and thus to emancipate ourselves from the submerged semi-vision imposed by the body-a semi-vision responsible for both the tripartition of the soul and for the somatic concerns of “Plato the geographer” (cf. Phd. 81b4-5)-by becoming immortal through philosophy, revealed in Phaedo as the practice of death. It is only the Affinity Argument that reminds us of how this is to be accomplished, and to accomplish it we must rise up to the fully transcendent Ideas-the un-hypothetical Idea of the Good in particular-by breaching the aquatic surface of the merely sensible. Although useful for reaching that surface from below, the logically archaic monad,7 7 For the equation of the Idea of the Good and the One, see Krämer, 1966, 41; for a response, likewise based on R. 534b8-d1, see Altman, 2016, p.251, n.176. cause of Number in general and not merely of the odd numbers alone (Phd. 105c4-6), is no closer to the intelligible and transcendent than to the visible and physical. It is only by acquiring the capacity to recognize where to draw the dividing line between the Ideas and merely hypothesized images like “the One,” “equality” (Geach, 1956GEACH, P. T. (1956). The Third Man Again. Philosophical Review 65, no. 1, p. 72-82. , 76), “bigness,” (Frede, 1999FREDE, D. (1999). Plato on What the Body’s Eye Tells theMind ’s Eye. Proceedings of the Aristotelian Society 99, p. 191-209.) and “the triad” that the soul will only recover its archaic nature.

The ἀκμή of deliberate inadequacy in the Final Argument is reached at Phd. 105c4-6, where Socrates claims, in accordance with “the subtler [κομψοτέρον] theory,” that the monad is the cause of oddness. Plato had ensured almost from the start (Alc.2 140a7-9) that every neophyte would reject the preceding claim (Phd. 105c2-4) that it is not by disease that we are diseased, but rather by fever, and therefore that his very next claim requires the closest possible scrutiny, served up by Eunshil Bae:

before he launches on the Final argument Socrates criticizes other causal explanations given by scientists or materialists [100e8-101c2]. The criticism revealed that he tacitly endorses the following principle of causation: ‘If something is responsible for making others F, it is itself to be characterized as F.’ This was clear, for instance, in his objection to citing a small head as the cause of something’s being large [101b1]. (Bae, 1996BAE, E. (1996). Soul and Intermediates in Plato’s Phaedo. Ph.D. Dissertation. University of California, Los Angeles., 181-82).

It is by construing “the monad as the cause of oddness” (Hackforth, 1955HACKFORTH, R. (1955). Plato. Plato’s Phaedo : Translated with Introduction and Commentary. Cambridge, Cambridge University Press ., 158 n. 2) that Plato points again to the inadequacy of the Final Argument: it does so by (1) falsely configuring “one” as odd, (2) creating an equivocation on μόνας (cf. Gallop, 1975GALLOP, D. (1975). Plato. Phaedo; Translated with Notes. Oxford, Clarendon Press. , 209 and 210), and (3) doing both simultaneously. Since “one” is not a number, it cannot be odd; since “three” is a number, it cannot be one.

It is the singular “equality” (ἡ ἰσότης) and the oft-repeated “the equal itself” (αὐτὸ τὸ ἴσον beginning at 74a12) that causes the trouble, not αὐτὰ τὰ ἴσα, and it was the great service of P. T. Geach to point out that the latter was a preferable formulation (Geach, 1956GEACH, P. T. (1956). The Third Man Again. Philosophical Review 65, no. 1, p. 72-82. , 76). Conversely, it is loyalty to a unified plurality like αὐτὸ τὸ ἴσον that bedevils Gregory Vlastos’s reply: “But that the expression [sc. αὐτὰ τὰ ἴσα] does refer to the Form, Equality, is proved by the sequel in the text” (Vlastos, 1965VLASTOS, G.(1965) Postscript to the Third Man: A Reply to Mr. Geach in: ALLEN, R. E. (ed.). Studies in Plato’s Metaphysics. London, Routledge & Kegan Paul; New York, Humanities Press, p.279-291., 287-88). Equality-like both likeness and difference in this respect-exists only in relation to two or more things, and therefore a perfectly monadic “equality” without any parts is every bit as self-contradictory as an “atomic line” and for exactly the same reason: just as a line is intermediate between two points, so too is the equal either intermediate between “the greater and the less” (as at Phlb. 24e7-25b4 and Prm. 164e3-165a5) or-and this is the true Platonic solution-it is the very thing that led Aristotle to distinguish τὰ μαθηματικά from the Ideas: all of them were equal. And once we grasp that the paradigmatic equals (αὐτὰ τὰ ἴσα) are uniquely the philosopher’s monads out of which “the Odd and the Even” (Denyer, 2008DENYER, N. (2008). Plato, Protagoras. Cambridge, UK, Cambridge University Press., 192) are composed, we can then add a third deliberate self-contradiction to ἡ ἰσότης and “the atomic line,” likewise testing our grasp of the difference between Ideas and τὰ μαθηματικά: what Aristotle called ἀσύμβλητοι ἀριθμοί. And all three of these self-contradictions attracted Aristotle’s critical attention, and he refuted all three as if he were refuting Plato without fully realizing why it was so easy for him to do so.

Consider in this context Bostock’s argument that the reference to αὐτὰ τὰ ἴσα in the Recollection Argument cannot refer to the so-called “intermediates.”

So far in the Phaedo [sc. up to Phd. 74c1] Plato has spoken of sensible things, such as equal sticks and stones, and of forms, such as the form of equality. But we have been given no suggestion that there is also some third kind of entity intermediate between the two. If Plato meant to introduce a third kind of entity, he could not have imagined that the bare phrase ‘the equals themselves’ would reveal what he had in mind. Therefore, he did not mean to introduce a third kind of entity. The phrase must be intended to refer to something we have had before, and in that case it can only be an alternative expression for the form. (Bostock, 1986BOSTOCK, D. (1986). Plato. Plato’s Phaedo. Oxford, Clarendon Press., 80).

Here then is another example of how developmentalism has led to distortion. On my account, Plato is not introducing “a third kind of entity” in Phaedo; he has already done so in Republic 6-7, and has then built on that foundation in Phaedrus (Phdr. 249b6-c5), Parmenides, and Philebus. It is on the basis of Philebus, for example, that we can recognize why it is only the philosopher’s monads that are the necessarily plural basis for the enigmatic αὐτὰ τὰ ἴσα since all of them are the same (Phlb. 56e2-3). But even more importantly, it is only in Parmenides that “the One,” at once the ἀρχή of τὰ μαθηματικά and Plato’s solution to the Problem of the One and the Many, is explicitly connected to διάνοια (Prm. 143a6-9), already identified with the Second Part of the Divided Line (cf. Smith, 1996SMITH, N. D. (1996). Plato’s Divided Line. Ancient Philosophy 16, p. 25-46.). By echoing the language of the Line’s Second Part in the prelude to the Final Argument (Phd. 99d4-100b9), Plato is not only indicating why that argument must prove to be inadequate, but is challenging us to remember the only truly Platonic path to immortality: the Longer Way, lit by the Idea of the Good, that has led Socrates, in accordance with Justice, back down to the shadows and the hemlock.

In both dialogues, of course, there is an obvious alternative to this Longer Way, and the emergence of Glaucus at the end of Republic has the purpose of destabilizing what Plato must have recognized as the reader’s natural inclination to regard the tripartite soul of the Shorter Way, despite R. 435c9-d4, as his last word on the subject. But the problem became particularly acute beginning in nineteenth century: by placing Phaedo before Republic, the Order of Composition paradigm justifies an ongoing fascination with “Plato’s Moral Psychology” (Barney, Brennan, and Brittain, 2012BARNEY, R.; BRENNAN, T.; BRITTAIN, C. (eds.) (2012). Plato and the Divided Self. Cambridge, Cambridge University Press . ) and when Phaedo is reduced to the status of outgrown stage of “Plato’s development,” the revisionist significance of Glaucus in Republic 10 can be contested (see Burnyeat, 2000; Woolf, 2012WOOLF, R. (2012). How to See an Unencrusted Soul. In: BARNEY, R.; BRENNAN, T.; BRITTAIN, C. (eds.). Plato and the Divided Self. Cambridge, Cambridge University Press , p. 150-173. ). If tripartition were not taken as Plato’s “mature doctrine” (Ruprecht, 1999RUPRECHT, L. A., Jr. (1999). Symposia: Plato, the Erotic, and Moral Value. Albany, State University of New York Press . , 29), the links between Phaedo and the Glaucus image could at last be given their due.

In Republic, the image of Glaucus emerges in the context of the soul’s immortality; in Phaedo, a dialogue dedicated to that subject, it reappears in anticipation of the similarly submerged state Socrates goes on to describe in the geological myth. In Republic 10, Socrates remarks that it is only by looking to the soul’s φιλοσοφία (R. 611d6-612a7) that we can catch sight of Glaucus’ original form, and thus see the soul as something other than “how it appears at present” (R. 611c5 and 612a4-6), but it is only in Phaedo, where φιλοσοφία is finally revealed as the body- and sense-transcending “practice of death” (Phd. 81a2), that Plato teaches us-by precept, example, and by pedagogical challenge-how to accomplish this life-altering result (Grg. 481c3-4). Deftly enfolding the earlier Cyclical and Recollection Arguments into the dialogue’s Final Argument (Gallop, 1982GALLOP, D. (1982). Plato’s ‘Cyclical Argument’ Recycled. Phronesis 27, n. 3, p. 207-222. ), Plato restates the lesson of the Glaucus passage only in the Affinity Argument, climaxing as it does with the prophetic Swan Song (Gallop, 2003GALLOP, D. (2003). The Rhetoric of Philosophy: Socrates’ Swan Song. In: MICHELINI, A. N. (ed.), Plato as Author: The Rhetoric of Philosophy. Leiden and Boston, Brill, p. 313-332. , 229-31). There, the undistorted soul is once again revealed by its kinship with the divine, the deathless, and the eternal (R. 611e1-2), and it is this Apollonian Song that reveals Plato’s unitarian and characteristically Platonist position, while Plato’s Socrates, who sings it to us, is immortalized there as an emulation-inspiring example.

But thanks to its deliberate inadequacies with respect to proof, Phaedo is also a pedagogical challenge in the form of a final examination, and Plato forces us to look beyond the outward appearance of its Final Argument to the substance of our own souls and the merely aqueous world in which we temporarily find ourselves. Better than anyone else, he knows that most of his readers do not recognize that we are living in such a world, and as a generous teacher, he has valuable and salutary lessons even for those of us who don’t; hence the Shorter Way of Republic and the Final Argument of Phaedo. He allows us, for example, to consider the problem of participation in the theoretical and ultimately physical context of “the big in us” and “the triad,” and not only in the considerably simpler context-at once practical and exemplified-of the kind of causes that Socrates uses to explain his presence in the prison-house (Phd. 98d6-99a5; see Aristotle, Metaph. 1.9 991b3-4, based on Phd. 100b3-e7), those that make him our emulation-inspiring example. Plato has prepared us in Phaedo itself to deconstruct “the triad” with “the equals themselves” (Rist, 1964RIST, J. M. (1964). Equals and Intermediates in Plato. Phronesis 9, n. 1, p. 27-37., 29-30), and to see through “the beautiful itself, the good, and the big” by means not only of the earlier passage that Frede astutely identified as “quite suspicious” but also by the reference to the just, beautiful, and good right before it (Phd. 65d4-8). But he leaves the final decision to us, and is more intent on making philosophy immortal-even in the deceptive form of a bee’s stinger (Phd. 91b7-c6) -than on proving Platonism to be immortality’s gateway. On the other hand, “Plato the transcendentalist” knows that the more we ponder what he meant by “the art of Glaucus,” i.e., the more we read him as Clay did, the closer will we come to seeing the geometrical line that divides the sensible from the transcendent for what it really is: intermediate between the two. Plato has been teaching us this art of seeing, and in a form specifically geared to his culminating Phaedo, at least since Republic 6, and if we have acquired it, we will recognize that Plato’s last dialogue may have more to do with the purification of our souls than with proving them immortal. By emphasizing “the art of Glaucus,” the problem of αὐτὰ τὰ ἴσα, and the only One that is not Many, I have tried to show that regardless of Order of Composition, Plato intended us to read Phaedo after both Republic and Parmenides, and that only when we do so does it become possible to release the still imprisoned Socrates from the shackles of developmentalism.

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  • 1
    References are to Burnet, 1901BURNET, J. (ed.) (1901). Plato. Platonis Opera, volumes 2-5. Oxford, Clarendon Press ., Duke, 1995DUKE, A. et al. (eds.) (1995). Plato. Platonis Opera, volume 1. Oxford, Clarendon., and Slings, 2003SLINGS, S. R. (ed.) (2003). Platonis Rempublicam. Oxford, Clarendon Press .. Abbreviations for the dialogues are based on the Greek-English Lexicon (LSJ), xxxiii.
  • 2
    I will be using the terminology of Gallop, 1975 GALLOP, D. (1975). Plato. Phaedo; Translated with Notes. Oxford, Clarendon Press. as follows: as follows: “the Cyclical Argument” (69e6-72e1), 103-13; “the Recollection Argument” (72e3-78b3), 113-37; “the Affinity Argument” (78b4-84b8), 137-46; and “the Final Argument” (102a10-107b10), 192-222.
  • 3
    It is a failure to connect Socrates’ introduction to the Final Argument in Phd. (99d4-100c2) with the dianoetic or Second Part of the Divided Line—and not with the First, which is the only method suitable for reaching the Ideas—that vitiates the argument of Almeida, 2019ALMEIDA, N. E. D. (2019). “A Metafísica Platônica como Método das Formas.” Dissertatio 49, p. 175-245. , an otherwise substantial article; see especially 212-17.
  • 4
    For the connection between the Second Part of the Divided Line and the Shorter Way, see Gutiérrez, 2017GUTIÉRREZ, R. (2017). El Arte de la Conversión: Un estudio sobre la Républica de Platón. Lima, Pontificia Universidad Católica del Perú.; the crucial step is to take seriously the first and non-mathematical description of the Line’s Second Part at R. 510b4-8.
  • 5
    For more up-to-date bibliography than Shiner, 1983SHINER, R. A. (1983). Knowledge in Philebus 55c-62a: A Response. Canadian Journal of Philosophy, Supplementary Volume 9, p. 171-183., 180-183, see Arsen, 2012ARSEN, H. S. (2012). “A Case for the Utility of the Mathematical Intermediates.” Philosophia Mathematica III 20, p. 200-223., 200-23.
  • 6
    As pointed out in Ackrill, 1953ACKRILL, J. L. (1953). “Review of David Ross, Plato’s Theory of Ideas.” Mind 62, no. 248, p. 549-556., 553-54, the case of Ross, 1951ROSS, W. D. (1951). Plato’s Theory of Ideas. Oxford, Clarendon Press . is complicated: cf. 25 and 60. Up-to-date on the controversy is Lee, 2012LEE, D. C. (2012). Drama, Dogmatism, and the ‘Equals’ Argument in Plato’s Phaedo. Oxford Studies in Ancient Philosophy 44, p. 1-39., but since the heyday of the debate was in the middle of the last century, see also Apolloni, 1989APOLLONI, D. (1989). “A Note on αὐτὰ τὰ ἴσα.” Journal of the History of Philosophy 27, no. 1, p. 127-134. , 127-28, and especially Löhr, 1990LÖHR, G. (1990). Das Problem des Einen und Vielen in Platons Philebos. Göttingen, Vandenhoeck & Ruprecht ., 42-64.
  • 7
    For the equation of the Idea of the Good and the One, see Krämer, 1966KRÄMER, H. J. (1966). Über den Zusammenhang von Prinzipienlehre und Dialektik bei Platon; Zur Definition des Dialektikers Politeia 534 B-C. Philologus 110, p. 35-70. , 41; for a response, likewise based on R. 534b8-d1, see Altman, 2016ALTMAN, W. H. F. (2016) The Guardians in Action: Plato the Teacher and the Post-Republic Dialogues from Timaeus to Theaetetus. Lanham, Lexington ., p.251, n.176.

Publication Dates

  • Publication in this collection
    17 Dec 2021
  • Date of issue
    2021

History

  • Received
    04 Oct 2020
  • Accepted
    25 Mar 2021
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