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Non-resonant Permittivity Measurement Methods

Abstract

The measurement of the dielectric properties of materials has been applied in non-destructive tests, humidity measurement, soil analysis and even cancer detection. The methods have been developed for over 70 years based on the interaction of the electromagnetic waves with the material under test. This work presents a general model of scattering parameters for non-resonant methods of transmission/reflection and single-port reflection. Equations for determining permittivity are obtained. New equations for short-circuited load and coupled load in the double reflection method are presented.

Index Terms
Microwave measurements; permittivity; short-circuit transmission line method; transmission/reflection method

I. INTRODUCTION

The dielectric properties characterization is fundamental in engineering. This is employed in nondestructive test and evaluation [1[1] S. Kharkovsky and R, Microwave and Millimeter Wave Nondestructive Testing and Evaluation,” IEEE Instrumentation and Measurement Magazine, vol. 10 (2), pp. 26-38, April 2007.], moisture measurements [2[2] K. Kupfer, Electromagnetic Aquametry – Electromagnetic Wave Interation with Water and Moist Substances, Berlin: Springer-Verlag, 2005, 529p.], soil analysis and tumor tissue detection. The physical concepts and technological aspects are related to determining the dielectric properties from the interaction of the electromagnetic fields with the material. These fields must be generated, guided or radiated over the sample (MUT – material under test) and detected after the interaction. Traditionally, these tasks were performed using microwave instrumentation techniques in laboratory [3[3] A. Von Hippel, editor. Dieletrics Materials and Applications. Cambridge, MA: Technology Press of MIT., 1954, 438p.]. Simultaneously, measurements methods [4[4] L. F. Chen, et al., Microwave Electronics Measurement and Materials Characterization. Chichester: John Wiley & Sons, 2004. 537 p.] and mathematical methods for propagation, radiation and scattering of microwaves were developed [5[5] D. M. Pozar, Microwave Engineering - Third Edition. New York, NY: John Wiley & Sons. 2005. 700 p.]. These methods can be divided in resonant and non-resonant. The non-resonant methods are suitable for broadband measurement. Among these methods the most important ones are the SCTL (short-circuit transmission line) [3[3] A. Von Hippel, editor. Dieletrics Materials and Applications. Cambridge, MA: Technology Press of MIT., 1954, 438p.] and the NRW (Nicholson-Ross-Weir) [6[6] A. M. Nicolson, and G. F. Ross. “Measurement of the Intrinsic Properties of Materials by Time-Domain Techniques”. IEEE Trans. Instrum. Meas., vol. IM-19, No. 4, pp. 377-382, Nov. 1970.][7[7] W. B. Weir. “Automatic Measurement of Complex Dielectric Constant and Permeability at Microwave Frequencies”, Proceedings of the IEEE, vol. 62, No. 1, pp. 33-36, Jan. 1974.]. The purpose of this work is to generate explicit equations for the permittivity using a straightforward scattering parameters model for load-terminated samples.

II. Permittivity measurement methods

A. Historical Development

In 1946, Roberts and Von Hippel [8[8] S. Roberts and A. von Hippel. “A New Method for Measuring Dielectric Constant and Loss in the Range of Centimeter Waves”. J. Appl. Phys., vol. 17, pp. 610-616, April 1946.] presented a method for the measurement of permittivity using an air-filled rectangular waveguide with a sample of MUT in the end of the waveguide. By comparing the standing wave pattern of the partially sample-filled waveguide and that of a short- terminated air-filled waveguide it is possible to determine the permittivity. Such method is known as SCTL reflection method. It obtains the line impedance from the peaks and valleys of the voltage standing wave pattern. This method was still widely used in 1961, when [9[9] M. G. Corfield, J. Horzelski and A. H. Price.”Rapid method for determining v.h.f. dielectric parameters for liquids and solutions using standing wave procedures” British Journal of Applied Physics, vol. 12, pp. 680-682. Dec. 1961.] reports uncertainties of 2% for the permittivity and 5% for the loss tangent. The use of charts for hyperbolic functions was avoided by having sample lengths of ¼ e ½ of the wavelength inside the material. In 1974, a computer program was developed aiming to increase the precision of the Roberts-von Hippel method [10[10] S. O. Nelson, L. E. Stetson, and C. E. Schlaphoff. “A General Computer Program for Precise Calculation of Dielectric Properties From Short-Circuited-Waveguide Measurements”. IEEE Trans. Instrum. Meas., vol. IM-23, No. 4, pp. 455460, Dec. 1974.].

In 1970, Nicolson and Ross [6[6] A. M. Nicolson, and G. F. Ross. “Measurement of the Intrinsic Properties of Materials by Time-Domain Techniques”. IEEE Trans. Instrum. Meas., vol. IM-19, No. 4, pp. 377-382, Nov. 1970.], using a sampling oscilloscope, a sub nanosecond pulse generator and the Fourier transform, obtained the scattering parameters of a sample. With S11 and S21, expressed as functions of the reflection coefficient in the material-air interface and the transmission coefficient between two faces of the sample, and measured by the aforementioned setup, they obtained the permittivity and permeability of the material. In 1974, Weir [7[7] W. B. Weir. “Automatic Measurement of Complex Dielectric Constant and Permeability at Microwave Frequencies”, Proceedings of the IEEE, vol. 62, No. 1, pp. 33-36, Jan. 1974.] obtained the scattering parameters directly from the frequency domain by using an automatic network analyzer, solving the phase ambiguity generated by larger than half wavelength sample length and measuring the group delays in different frequencies, assuming that the permittivity does not change significantly for small variations in frequency. In [11[11] U. C. Hasar, J. J. Barroso, C. Sabah, and Y. Kaya.”Resolving Phase Ambiguity in the Inverse Problem of Reflection- only Measurement Methods”. Progress In Electromagnetics Research, vol. 129, pp. 405-420, June 2012.], the problems of the method in dispersive materials are discussed. Regardless of these problems, the method is widely accepted and known as Nicholson-Ross-Weir (NRW) algorithm.

An explicit equation for the permittivity as a function of the transmission and reflection parameters is presented in [12[12] S. S. Stuchly and M. Matuszewski. “A Combined Total Reflection-Transmission Method in Application to Dielectric Spectroscopy”. IEEE Trans. Instrum. Meas., vol. IM-27, No.3, pp. 285-288, Sept. 1978.]. The authors show that it is possible to obtain the uncertainty of the permittivity as a function of the sample length, with the lowest uncertainty being obtained when the sample length is a quarter of the wavelength inside the material. The method becomes unstable when the sample length is a multiple of half wavelength.

The resonant methods are inadequate for characterization in the frequency domain. The reflection methods, also known as single-port methods, which measure the reflection coefficient of a guided wave or a wave in free-space [13[13] D. K. Ghodgaonkar, V. V. Varadan, and V. K. Varadan. “Free-Space Measurement of Complex Permittivity and Complex Permeability of Magnetic Materials at Microwave Frequencies”. IEEE Trans. Instrum. Meas., vol. 39, No. 2, pp. 387-394, April 1990.], can be used for spectroscopy. In [14[14] M. A. Stuchly, and S. S. Stuchly. “Coaxial Line Reflection Methods for Measuring Dielectric Properties of Biological Substances at Radio and Microwave Frequencies - a Review”, IEEE Trans. Instrum. Meas., vol. IM-29, No. 3, pp.176-183, Sept. 1980.] such methods are reviewed and possible configurations for the measurements are presented. Among these, the method with two arbitrary terminations can be highlighted. In the reflection methods, the explicit equations for the permittivity are obtained through two or more measurements in two different configurations, as it is shown in [15[15] S. L. S. Severo, Aquametria por microondas: desenvolvimento de transdutor em microfita, Programa de pós-graduação em engenharia Elétrica, Dissertação de Mestrado, Universidade Federal do Rio Grande do Sul. Porto Alegre 2003.].

B. Transmission-Reflection methods state-of-the-art

The work in simultaneous measurement of transmission and reflection coefficients of a sample to obtain permittivity is consolidated in [16[16] J. Baker-Jarvis, E. J. Vanzura, and W. A. Kissick.”Improved Techique for Determining Complex Permittivity with the Transmission/Reflection Method”, IEEE Trans. on Microwave Theory and Techniques, vol. 38, no. 8, pp. 1096-1103, Aug. 1990.], in which explicit equations independent of reference plane or sample length are shown. The half wavelength uncertainty is discussed and the measurement uncertainties are determined. Works aiming to solve the half wavelength problem are also referenced. In [17[17] U. C. Hasar, J. J. Barroso, M. Bute, Y. Kaya, M. E. Kocadagistan, and M. Ertugrul. “Attractive method for thickness- independent permittivity measurements of solid dielectric materials”. Sensors and Actuators A: Physical, vol. 206, pp. 107-120, Feb. 2014.] a new method to solve problems related to dispersive materials is presented. A complete review regarding the transmission-reflection methods is also done in [17[17] U. C. Hasar, J. J. Barroso, M. Bute, Y. Kaya, M. E. Kocadagistan, and M. Ertugrul. “Attractive method for thickness- independent permittivity measurements of solid dielectric materials”. Sensors and Actuators A: Physical, vol. 206, pp. 107-120, Feb. 2014.].

C. Single-port reflection methods

Reflection methods which employ the measurement of two reflection coefficients were already presented in [3[3] A. Von Hippel, editor. Dieletrics Materials and Applications. Cambridge, MA: Technology Press of MIT., 1954, 438p.]. These use which uses a short-terminated transmission line (as the SCTL method) and an open-circuit terminated transmission line. Although the equation for the permittivity is simple [14[14] M. A. Stuchly, and S. S. Stuchly. “Coaxial Line Reflection Methods for Measuring Dielectric Properties of Biological Substances at Radio and Microwave Frequencies - a Review”, IEEE Trans. Instrum. Meas., vol. IM-29, No. 3, pp.176-183, Sept. 1980.], the method only works at specific frequencies since, to create an open circuit, it is necessary to create a short-circuit at a quarter-wavelength distance. In [15[15] S. L. S. Severo, Aquametria por microondas: desenvolvimento de transdutor em microfita, Programa de pós-graduação em engenharia Elétrica, Dissertação de Mestrado, Universidade Federal do Rio Grande do Sul. Porto Alegre 2003.] an explicit equation with the S11 parameter (measured with a coupled load or free-space and a short-circuit) is shown. Other approach is described in [18[18] U. C. Hasar and M. T. Yurtcan, “A microwave method based on amplitude-only reflection measurements for permittivity determination of low-loss materials,” Measurement, vol. 43, no. 9, pp. 1255-1265, Nov. 2010.], using only the amplitude of the reflection coefficient. Two distant frequencies (in non-dispersive media) or three near frequencies (in dispersive media) can be used. The simplicity of the required instrumentation makes the method very attractive.

III. Dielectric slab scattering parameters model

A. Reflection coefficient Γ and propagation factor T

Consider an uniform dielectric slab, with complex permittivity “ε2” and thickness “d” immersed in a dielectric with permittivity ε1 to the left and ε3 to the right, splitting the space into regions 1 and 3, as shown in Fig. 1.

Fig. 1
Sample electromagnetic wave interaction

Let us assume an electromagnetic wave, which is perpendicularly incident at the interface (z=-d). The incident electric and magnetic waves at the interface are E1+ and H1+, respectively. Both are parallel to the interface and are partially reflected to the medium 1 and partially transmitted to the interior of the slab. E1 and H1 are the reflected waves, which travel in the medium 1 in the negative z direction. From z=-d, the transmitted waves E2+ and H2+ travel in the positive z direction. On the interface between the slab and the medium 3 (z=0) there are the fields E20+ and H20+. These fields are partially transmitted to medium 3, indicated as waves E3+ and H3+ and partially reflected back to medium 2, the waves E20 and H20. The propagation constants of the materials are γ1, γ2 e γ3. The electric and magnetic fields are related in each medium by the intrinsic impedance of these media: η1, η2 e η3. If the medium 3 is infinite, there will be no propagation in the negative z direction in this medium (no reflection) and E3=0. If medium 1 is vacuum and medium 3 has the same permittivity of medium 2, the value of Γ, the reflection coefficient at the interface, is given by:

(1) Γ = E 1 E 1 + = μ r ε r 1 μ r ε r + 1

where μr and εr are the relative permeability and permittivity of medium 2, respectively.

If the media have the magnetic permeability of vacuum (μr = 1), the coefficient is simplified to:

(2) Γ = 1 ε r 1 + ε r

The propagation constant γ in a dielectric with negligible conductivity and with magnetic permeability equal to the vacuum can be approximated to:

(3) γ j ω c ε r

where c is the velocity of light in the vacuum. Therefore, the propagation of a TEM (transversal electromagnetic) wave through the distance d in a material with the propagation constant γ can be expressed by the propagation factor T [7[7] W. B. Weir. “Automatic Measurement of Complex Dielectric Constant and Permeability at Microwave Frequencies”, Proceedings of the IEEE, vol. 62, No. 1, pp. 33-36, Jan. 1974.]. Using (3) is possible to define:

(4) T e γ d = e j ω c ε r d

Some authors call T the “transmission coefficient” [4[4] L. F. Chen, et al., Microwave Electronics Measurement and Materials Characterization. Chichester: John Wiley & Sons, 2004. 537 p.]. To avoid confusion with the transmission coefficient through a slab, the original term “propagation factor” will be kept.

B. MUT (Material Under Test) scattering parameters.

The intrinsic impedance variation between the two different media will result in that part of the incident wave to be transmitted and part of it to be reflected. In a dielectric slab, as shown in Fig. 2, there are two interfaces and then multiple reflections will happen inside the slab. Using harmonic analysis, this is simplified in the case of a high loss sample, because the multiple reflections add up to an attenuated standing wave pattern.

Fig. 2
MUT scattering parameters

The total fields can be obtained through the complete solution of the wave equation inside the slab when the dielectric characteristics of the material and the sample dimensions are known. The total field, for 0 > z > -d, is:

(5) E 2 t ( z ) = E 20 + e γ 2 z + E 20 e γ 2 z

The reflection coefficient at the interface between the two media, when the sample is infinite, allows for the substitution of E20 through Γ since:

(6) Γ = E 1 E 1 + = E 20 E 20 +
(7) E 2 t ( z ) = E 20 + ( e γ 2 z Γ e γ 2 z )

The same procedure is applicable to the magnetic field. The total magnetic field can be written as:

(8) H 2 t ( z ) = H 20 + e γ 2 z + H 20 e γ 2 z

Since the magnetic fields are related to the electric fields through the intrinsic impedance of the medium, (8) can be rewritten as:

(9) H 2 t ( z ) = E 20 + η 2 e γ 2 z E 20 η 2 e γ 2 z

Applying (6) in (9):

(10) H 2 t ( z ) = E 20 + η 2 ( e γ 2 z + Γ e γ 2 z )

Since the electrical and magnetic fields are tangential to the interface, it is possible to write, for z=-d:

(11) E 2 t = E 1 + + E 1
(12) H 2 t = H 1 + + H 1 = E 1 + η 1 E 1 η 1

Considering the propagation factor T along the slab, the total fields at z = -d, obtained from (7) and (10), are:

(13) E 2 t ( z = d ) = E 20 + ( T 1 Γ T )
(14) H 2 t ( z = d ) = E 20 + η 2 ( T 1 + Γ T )

From (11) (13) and (12) (14), the boundary conditions allow to write:

(15) E 1 + + E 1 = E 20 + ( T 1 Γ T )
(16) E 1 + E 1 = η 1 η 2 E 20 + ( T 1 + Γ T )

Assume that the incident electric field in the slab at z=-d is E1+. The reflected electric field is E1. Since the media 1 and 3 have the same intrinsic impedance, a scattering parameters model can be applied.

Therefore, the reflection coefficient of the slab, as seen by the incident wave (input), will be the S11 parameter itself, or:

(17) S 11 = E 1 E 1 +

By expressing E1 as S11E1+ and dividing (16) by (15):

(18) ( 1 S 11 ) ( 1 + S 11 ) = η 1 η 2 ( T 1 + Γ T ) ( T 1 Γ T )

If η1= η3= η0 and the medium 2 is non-magnetic, the ratio η1/η2 is equal to the square root of the relative dielectric permittivity of the medium 2. From (2), is possible to isolate this square root as a function of Γ and then obtain the reflection coefficient at the input of the slab:

(19) S 11 = Γ ( 1 T 2 ) ( 1 Γ 2 T 2 )

The relation between the incident electromagnetic wave at the interface at z=-d and the emerging wave at the interface at z=0, when the medium 3 is equal to the medium 1 is the parameter S21 itself:

(20) S 21 = E 3 + E 1 +

At the interface z = 0, the total tangential fields must be equal in both sides. For the electric fields, assuming that there are no fields traveling in the negative z direction in the medium 3:

(21) E 3 + = E 20 + + E 20

Γ relates the fields E20+eE20, therefore:

(22) E 3 + = E 20 + ( 1 Γ )

Substituting E20+, from (22), and E3+ by S21E1+ in (20), into (15) and (16) and replacing the ratio between the characteristic impedances by the reflection coefficient Γ:

(23) E 1 + + E 1 = S 21 E 1 + ( 1 Γ ) ( T 1 Γ T )
(24) E 1 + + E 1 = ( 1 Γ ) ( 1 + Γ ) S 21 E 1 + ( 1 Γ ) ( T 1 Γ T )

Adding (23) and (24), eliminating E1eE1+ it is possible to isolate the transmission coefficient through the slab:

(25) S 21 = T ( 1 Γ 2 ) 1 Γ 2 T 2

Given that the dielectric slab is symmetrical and the material is isotropic and homogeneous, the scattering parameters matrix is completely specified by making S22 = S11 and S12 = S21.

IV. Simple model for non-resonant methods

A. NRW algorithm

Consider a sample, as shown in Fig. 3, inside a coaxial cable with a termination impedance connected immediately after the sample (dL=0) or the medium 3 with an intrinsic impedance different of that of the medium 1 in free-space. In both cases, it is possible to model the system as a slab represented by its scattering parameters and loaded by impedance ZL or an infinite medium of intrinsic impedance ηL.

Fig. 3
MUT in transmission line and free space with load.

The reflection coefficient at the input can be obtained from the scattering parameters and the reflection coefficient at the load from [19[19] R. J. Weber, Introduction to microwave circuits – Radio frequency and design applications, New York, NY: IEEE Press, 2001,432p.] [20[20] D. M. Pozar, Microwave Engineering - Third Edition, New York, NY: John Wiley & Sons. 2005. 700 p.]:

(26) Γ i n = S 11 Δ s Γ L 1 S 22 Γ L

Where ΔS = S11S22–S12S21. Considering the sample reciprocity:

(27) Γ i n = S 11 ( S 11 2 S 21 2 ) Γ L 1 S 11 Γ L

If the load impedance is made equal to the characteristic impedance of the line loaded with the sample, the reflection coefficient at the input will be that of an infinite sample. This is due to the fact that, without reflection at the second interface, the wave will only exist in the positive direction from the input of the sample. Any load or infinite slab with the same impedance as the medium being measured will present the same reflection coefficient Γ when considered in relation to the input medium. From these considerations, it follows that if the substitution Γin = ΓL = Γ is done in (27), it is possible to obtain the reflection coefficient at the interface as a function of the slab scattering parameters:

Γ ( 1 S 11 Γ ) = S 11 ( S 11 2 S 21 2 ) Γ Γ 2 ( S 11 2 S 21 2 + 1 ) S 11 Γ + 1 = 0
(28) Γ = S 11 2 S 21 2 + 1 ± ( S 11 2 S 21 2 + 1 ) 2 4 S 11 2 2 S 11

The sign in (28) must be chosen in a way that |Γ|≤1. Defining:

(29) K S 11 2 S 21 2 + 1 2 S 11

Equation (28)) can then be written as:

(30) Γ = K ± K 2 1

Equations (29) and (30) are presented in [6[6] A. M. Nicolson, and G. F. Ross. “Measurement of the Intrinsic Properties of Materials by Time-Domain Techniques”. IEEE Trans. Instrum. Meas., vol. IM-19, No. 4, pp. 377-382, Nov. 1970.] and [7[7] W. B. Weir. “Automatic Measurement of Complex Dielectric Constant and Permeability at Microwave Frequencies”, Proceedings of the IEEE, vol. 62, No. 1, pp. 33-36, Jan. 1974.] as a fundamental part of the NRW algorithm. The scattering matrix relates the electric fields in the sample, as shown in Fig. 1, in the form:

E 1 = S 11 E 1 + + S 12 E 3 E 3 + = S 21 E 1 + + S 22 E 3

The incident field in the load is E3+ and the reflected is E3. The reflection coefficient at the load, ΓL is given by:

(31) Γ L = E 3 E 3 +

Since the system is symmetrical S22 = S11 and the material is isotropic and homogeneous, then S12 = S21. From (31), E3=ΓLE3+, the above equation system can be written as:

E 1 = S 11 E 1 + + S 21 Γ L E 3 + E 3 + = S 21 E 1 + + S 11 Γ L E 3 +

We can add these two equations and obtain an equivalent system with the same solution. The sum result is that:

(32) E 3 + + E 1 = ( S 11 + S 21 ) E 1 + + ( S 21 + S 11 ) Γ L E 3 +

Since in the proposed situation, there is not a reflected wave inside the sample and Γin = ΓL = Γ, it follows:

(33) Γ = E 1 E 1 +

Similarly, the propagation factor is given by:

(34) T = E 3 + E 1 +

From these equations we can evaluate expressions for E3+eE1, which are substituted in (32), with ΓL = Γ:

T E 1 + + Γ E 1 + = ( S 11 + S 21 ) E 1 + + ( S 21 + S 11 ) Γ T E 1 +

then:

(35) T = S 11 + S 21 + Γ 1 ( S 11 + S 21 ) Γ

Equation (35)) shows the propagation factor as a function of the scattering parameters and the reflection coefficient at the interface presented in [5[5] D. M. Pozar, Microwave Engineering - Third Edition. New York, NY: John Wiley & Sons. 2005. 700 p.] and [6[6] A. M. Nicolson, and G. F. Ross. “Measurement of the Intrinsic Properties of Materials by Time-Domain Techniques”. IEEE Trans. Instrum. Meas., vol. IM-19, No. 4, pp. 377-382, Nov. 1970.]. The NRW algorithm to determine the permittivity from the MUT scattering parameters is fulfilled when (2) is considered and then:

(36) ε r = ( 1 Γ 1 + Γ ) 2

And from (4):

(37) ε r = ( j c ω d l n ( T ) ) 2

The equations (36) and (37), isolated or combined, can be used for permittivity determination [21[21] A. Boughriet, C. Legrand and A. Chaponton, “Noniterative Stable Transmission/Reflection Method for Low-Loss Material Complex Permittivity Determination”, IEEE Transactions on Microwave Theory and Techniques, vol. 45, no. 1, pp. 52-57, January 1997]. The use of (36), as described in [12[12] S. S. Stuchly and M. Matuszewski. “A Combined Total Reflection-Transmission Method in Application to Dielectric Spectroscopy”. IEEE Trans. Instrum. Meas., vol. IM-27, No.3, pp. 285-288, Sept. 1978.] will result in a permittivity explicit expression, independent of the sample size. However this leads to indeterminations when the sample length is a multiple of half wavelength in low loss materials. The authors conducted an uncertainty analysis as a function of the permittivity of the measured material and of the sample size. Equation (37) does not show these problems, but it depends on the sample length, which leads to phase ambiguity problems since T is complex and its logarithm may have infinite solutions [22[22] J. J. Barroso, and H. C. Hasar, “Resolving Phase Ambiguity in the Inverse Problem of Transmission /Reflection Measurement Methods”, Journal Infrared Milli. Terahz Waves. Vol. 32. pp. 857-866., 201].

B. Reflection only methods

If in fig. 3, since dL = 0 and the load is a short-circuit, we have the method known as SCTL (short- circuit transmission line). This method is also applied to the free-space [4[4] L. F. Chen, et al., Microwave Electronics Measurement and Materials Characterization. Chichester: John Wiley & Sons, 2004. 537 p.] where the short-circuit is made through a metal back (metal-back method). Other load types are possible. The model in fig. 3 can be used with any load. The sample scattering parameters, as functions of the propagation factor T and of the reflection coefficient at the interface Γ, are given in (19) and (25). In a distinct approach from the deduction of the NRW algorithm, which is intended to write Γ as a function of scattering parameters only, we now want an expression for the input reflection coefficient Γin, given by (27), as a function of the factor T and of the coefficient at the interface Γ. When substituting (19) and (25) in (27) (obtained from (26)), then:

(38) Γ i n = Γ ( 1 T 2 ) Γ L ( Γ 2 T 2 ) 1 Γ 2 T 2 Γ L Γ ( 1 T 2 )

C. Double reflection methods – same size samples and different loads.

It is possible to obtain an explicit equation for the permittivity from (38) through the double reflection method [11[11] U. C. Hasar, J. J. Barroso, C. Sabah, and Y. Kaya.”Resolving Phase Ambiguity in the Inverse Problem of Reflection- only Measurement Methods”. Progress In Electromagnetics Research, vol. 129, pp. 405-420, June 2012.][15[15] S. L. S. Severo, Aquametria por microondas: desenvolvimento de transdutor em microfita, Programa de pós-graduação em engenharia Elétrica, Dissertação de Mestrado, Universidade Federal do Rio Grande do Sul. Porto Alegre 2003.] (also known as double impedance method [14[14] M. A. Stuchly, and S. S. Stuchly. “Coaxial Line Reflection Methods for Measuring Dielectric Properties of Biological Substances at Radio and Microwave Frequencies - a Review”, IEEE Trans. Instrum. Meas., vol. IM-29, No. 3, pp.176-183, Sept. 1980.]) or when considering the same sample with two different loads. These measurements result in the input reflection coefficients Γ1 e Γ2 from the respective loads ΓL1 e ΓL2. For each one of the loads the propagation factor T can be isolated in (38) with Γ given by (2):

(39) T 2 = [ Γ L ( ε r 1 ) + ε r + 1 ] [ Γ i n ( ε r + 1 ) + ε r 1 ] [ Γ L ( ε r + 1 ) + ε r 1 ] [ Γ i n ( ε r 1 ) + ε r + 1 ]

Thus, if ΓL= ΓL1= −1 (short circuit) in the first measurement and ΓL= ΓL2=1 (open circuit) in other measurement, are applied to equation (39)) and compared, the permittivity as a function of two reflection coefficients Γ1 and Γ2 is:

(40) ε r = ( Γ 1 1 ) ( Γ 2 1 ) ( Γ 1 + 1 ) ( Γ 2 + 1 )

The normalized input admittance of a transmission line is given by [19[19] R. J. Weber, Introduction to microwave circuits – Radio frequency and design applications, New York, NY: IEEE Press, 2001,432p.]:

(41) y = Y Y 0 = Γ 1 Γ + 1

Therefore, the permittivity of a sample, when obtained from two measurements, one terminated in a short-circuit and the other terminated in an open-circuit, is given by:

(42) ε r = y a y c

The permittivity as a product of a short-terminated line admittance (yc) by an open-circuit terminated line admittance (ya) has already been shown in [14[14] M. A. Stuchly, and S. S. Stuchly. “Coaxial Line Reflection Methods for Measuring Dielectric Properties of Biological Substances at Radio and Microwave Frequencies - a Review”, IEEE Trans. Instrum. Meas., vol. IM-29, No. 3, pp.176-183, Sept. 1980.].

D. New double reflection explicit equations

When measuring the reflection coefficient of a short terminated sample and, then, of an impedance matched terminated sample (ΓL1=-1 e ΓL2=0), it is possible to obtain another explicit equation from (39):

(43) ε r = Γ 2 Γ 1 3 Γ 2 + Γ 1 + 1 Γ 2 Γ 1 + Γ 2 + Γ 1 + 1

Applying the same procedure, but with an open-circuited load in place of the short-circuited one and, then, of an impedance matched terminated sample (ΓL1=1 e ΓL2=0), the permittivity is now given by:

(44) ε r = Γ 2 Γ 1 Γ 2 + 1 Γ 1 Γ 2 Γ 1 + 3 Γ 2 + 1 Γ 1

This equation has been derived earlier [15[15] S. L. S. Severo, Aquametria por microondas: desenvolvimento de transdutor em microfita, Programa de pós-graduação em engenharia Elétrica, Dissertação de Mestrado, Universidade Federal do Rio Grande do Sul. Porto Alegre 2003.], but its derivation uses a different procedure.

The equations (43) and (44) are particular cases of a general equation. Given any two loads ΓL1 and ΓL2 (with two measurements Γ1 and Γ2 being done with these two loads), the general explicit equation for permittivity is:

(45) ε r = Γ L 1 Γ L 2 Γ 1 Γ L 1 Γ L 2 Γ 2 Γ L 1 Γ 2 Γ 1 + Γ L 2 Γ 2 Γ 1 + 2 Γ L 1 Γ 2 2 Γ L 2 Γ 1 Γ L 1 + Γ L 2 Γ 2 + Γ 1 Γ L 1 Γ L 2 Γ 1 Γ L 1 Γ L 2 Γ 2 Γ L 1 Γ 2 Γ 1 + Γ L 2 Γ 2 Γ 1 + 2 Γ L 1 Γ 2 2 Γ L 2 Γ 1 Γ L 1 + Γ L 2 Γ 2 + Γ 1

E. Double reflection methods – same loads and different size samples

Using two samples with different lengths, arranged on a short-circuited line, as shown in Figure 4, it is possible to obtain the permittivity and the permeability. This procedure appears in [11[11] U. C. Hasar, J. J. Barroso, C. Sabah, and Y. Kaya.”Resolving Phase Ambiguity in the Inverse Problem of Reflection- only Measurement Methods”. Progress In Electromagnetics Research, vol. 129, pp. 405-420, June 2012.] and [23[23] J Baker-Jarvis,M. D. Janezic, J. H. Grosvernor and R. G. Geyer. “Transmission / Reflection and Short-Circuit Line Methods for Measuring Permittivity and Permeability”. NIST Technical Note 1355-R - NIST National Institute of Standards and Technology. Boulder, CO, 236 p. December 1993.].

Fig. 4
Short-circuited lines with different sizes samples.

An explicit equation for the permittivity can be obtained considering ΓL=-1 in (39):

(46) T 2 = [ Γ 1 ( ε r + 1 ) + ε r 1 ] [ Γ 1 ( ε r 1 ) + ε r + 1 ]

By measuring with sample widths d2 = αd1 the squared propagation factor is given by:

(47) T 2 = ( [ Γ 1 ( ε r + 1 ) + ε r 1 ] [ Γ 2 ( ε r 1 ) + ε r + 1 ] ) 1 α

where α is a scaling fator.

Knowing the relationship between the widths and measuring the reflection coefficients, it is possible, for certain a values, to obtain explicit expressions for the permittivity considering the equation:

(48) ( [ Γ 1 ( ε r + 1 ) + ε r 1 ] [ Γ 1 ( ε r 1 ) + ε r + 1 ] ) α = [ Γ 2 ( ε r + 1 ) + ε r 1 ] [ Γ 2 ( ε r 1 ) + ε r + 1 ]

In [11[11] U. C. Hasar, J. J. Barroso, C. Sabah, and Y. Kaya.”Resolving Phase Ambiguity in the Inverse Problem of Reflection- only Measurement Methods”. Progress In Electromagnetics Research, vol. 129, pp. 405-420, June 2012.], the widths are set as d2 = 2 d1 (or α = 2). Equation (48) can then be solved explicitly, obtaining the permittivity:

(49) ε r = ( Γ 1 1 ) ( Γ 1 Γ 2 3 Γ 1 + 3 Γ 2 1 ) ( Γ 1 + 1 ) 2 ( Γ 2 + 1 )

Employing the same procedure, starting from equation 39 but forcing the samples to end with a matched load or an absorbing material in free space, another explicit equation for the permittivity can be obtained:

(50) ε r = ( Γ 1 1 ) ( Γ 1 Γ 2 2 Γ 1 + Γ 2 ) ( Γ 1 + 1 ) ( Γ 1 Γ 2 + 2 Γ 1 Γ 2 )

V. Accuracy

To estimate the uncertainty of the new equations, the Monte Carlo method is applied. The error sources considered are the finite accuracies of the measured reflection coefficient (within 3% of the nominal value for amplitude and phase) and of the load impedance (taken to be within 1% of nominal value). The combined effect of these error sources is computed for a population of 5000 samples in a rectangular distribution. A low-loss material with ε= 4 – 0,2j and 25 mm width was used.

The standard deviation in permittivity generated by these error sources when applied to equations (36) (obtained from (28), NRW method), (40) and (43) are shown in Fig. 5 and Fig. 6, for the real and imaginary parts of the permittivity, respectively. When the same errors sources are applied to (49) and (50), the results are shown in Fig. 7 and Fig. 8, for the real and the imaginary parts of the permittivity, respectively.

Fig. 5
Same size - different loads. Standard deviation of the real part of the permittivity.
Fig. 6
Same size – different loads. Standard deviation of the imaginary part of the permittivity.
Fig. 7
Same load – different sizes. Standard deviation of the real part of the permittivity.
Fig. 8
Same load – different sizes. Standard deviation of the imaginary part of the permittivity.

In the Fig. 5 and Fig. 6 it can be observed that the new explicit equation, (43), has smaller uncertainty in the frequencies which are multiple of half-wavelengths (3, 6 and 9 GHz) in comparison to the traditional method of (40). Minimal uncertainty in frequencies 1.5, 4.5 and 7.5 GHz is found for (43), whereas (40) has an instability. It also can be noted that (43) has, in the entire band, a lower uncertainty for the imaginary part (when compared to the NRW method). The uncertainty for the real part of permittivity in quarter-wavelength frequencies (1.5, 4.5 and 7.5 GHz) is slightly higher for (43) than for the NRW method, but for half-wavelength frequencies the precision of (43) is higher than the NRW.

In Fig. 7 and Fig. 8, it can be observed, that the different-size-samples method, which uses matched loads, shows a lower error along most part of the band.

For both equations the uncertainties get smaller (and closer to one another) as the frequency increases. This can be due to the larger number of wavelengths inside the material sample width (a virtual thickening), resulting in larger attenuation and less signal being reflected at the termination.

VI. Conclusion

A new general model for the non-resonant permittivity measurement method was presented. From this model the equations for classical NRW algorithm and SCTL method can be derived. Explicit equations to determine the permittivity were obtained from the new model. In addition to this, two new equations for the double reflection method were evaluated. One of them uses a short circuit load and a matched load and the other uses an open-circuit load and a matched load. A new equation is also obtained for the method with different sizes terminated in the same load, in this case, a matched one. The uncertainty of the new equations is calculated using the Monte Carlo method and, in both cases, it is lower than the classical methods. These methods were used for TEM waves in the free- space and in transmission lines. However, they could be easily extended for waves and samples in rectangular waveguides.

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Publication Dates

  • Publication in this collection
    Jan-Mar 2017

History

  • Received
    30 Oct 2016
  • Reviewed
    03 Nov 2016
  • Accepted
    28 Dec 2016
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