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Effectiveness of functional orthodontic appliances in obstructive sleep apnea treatment in children: literature review

Abstract

Introduction:

Obstructive sleep apnea syndrome is a common condition in childhood and if left untreated can result in many health problems. An accurate diagnosis of the etiology is crucial for obstructive sleep apnea treatment success. Functional orthodontic appliances that stimulate mandibular growth by forward mandibular positioning are an alternative therapeutic option in growing patients.

Objective:

To perform a literature review about the effects of functional orthodontic appliances used to correct the mandibular deficiency in obstructive sleep apnea treatment.

Methods:

The literature search was conducted in June 2020 using Cochrane Library; PubMed, EBSCO (Dentistry & Oral Sciences Source), LILACS Ovid; SciELO Web of Science; EMBASE Bireme and BBO Bireme electronic databases. The search included papers published in English, until June 2020, whose methodology referred to the types and effects of functional orthopedic appliances on obstructive sleep apnea treatment in children.

Results:

The search strategy identified thirteen articles; only four articles were randomized clinical studies. All studies using the oral appliances or functional orthopedic appliances for obstructive sleep apnea in children resulted in improvements in the apnea-hypopnea index score. The cephalometric (2D) and tomographic (3D) evaluations revealed enlargement of the upper airway and increase in the upper airspace, improving the respiratory function in the short term.

Conclusion:

Functional appliances may bean alternative treatment for obstructive sleep apnea, but it cannot be concluded that they are effective in treating pediatric obstructive sleep apnea. There are significant deficiencies in the existing evidence, mainly due to absence of control groups, small sample sizes, lack of randomization and no long-term results.

Keywords
Obstructive sleep apnea; Upper airway resistance; Functional orthodontic appliance; Craniofacial abnormalities; Children

Resumo

Introdução:

A síndrome da apneia obstrutiva do sono é uma condição comum na infância e, se não tratada, pode resultar em muitos problemas de saúde. Um diagnóstico preciso da etiologia é crucial para o sucesso do tratamento dessa condição clínica. Aparelhos ortodônticos funcionais que estimulam o crescimento mandibular através do anteroposicionamento mandibular são uma opção terapêutica para pacientes em crescimento.

Objetivo:

Fazer uma revisão da literatura sobre os efeitos do aparelho ortodôntico funcional usado para corrigir a deficiência mandibular no tratamento da apneia obstrutiva do sono.

Método:

A pesquisa bibliográfica foi feita em junho de 2020 nos os bancos de dados eletrônicos da Cochrane Library; PubMed, EBSCO (Dentistry & Oral Sciences Source), Lilacs Ovid; SciELO Web of Science; Embase Bireme e BBO Bireme. A busca incluiu artigos publicados em inglês, até junho de 2020, cuja metodologia referia-se aos tipos e efeitos dos aparelhos ortopédicos funcionais no tratamento da apneia obstrutiva do sono em crianças.

Resultados:

A estratégia de busca identificou 19 artigos; apenas quatro eram estudos clínicos randomizados. Todos os estudos que usaram aparelhos orais ou aparelhos ortopédicos funcionais para apneia obstrutiva do sono em crianças resultaram em melhorias no índice de apneia-hipopneia. As avaliações cefalométrica (2D) e tomográfica (3D) mostraram alargamento das vias aéreas superiores e aumento do espaço das vias aéreas superiores, que melhoraram a função respiratória em curto prazo.

Conclusão:

Os aparelhos funcionais podem ser um tratamento opcional para apneia obstrutiva do sono, mas não é possível concluir que sejam eficazes na população pediátrica. Existem deficiências significativas nas evidências existentes, principalmente devido à ausência de grupos de controle, tamanho pequeno das amostras, falta de randomização e ausência de resultados em longo prazo.

Palavras-chave
Apneia obstrutiva do sono; Resistência das vias aéreas superiores; Aparelho ortodôntico funcional; Anormalidades craniofaciais; Crianças

Introduction

Obstructive sleep apnea syndrome (OSAS) in childhood is characterized by intermittent partial (obstructive hypopnea) or complete collapse of the upper airway (apnea) during sleep.11. Tsara V, Amfilochiou A, Papagrigorakis JM, Georgopoulos D, Liolios D, Kadiths A, et al. Guidelines for diagnosing and treating sleep related breathing disorders in adults and children (Part 3: obstructive sleep apnea in children, diagnosis and treatment). Hippokratia. 2010;14:57–62. OSAS is a common condition in childhood (ranging from 1.2% to 5.7%)22. Marcus CL, Brooks LJ, Draper KA, Gozal D, Halbower AC, Jones J, et al. Diagnosis and management of childhood obstructive sleep apnea syndrome. Pediatrics. 2012;130:e714–55. and if left untreated can result in many health consequences including lethargy, memory loss, problems with thinking and judgment, disruption of normal metabolic functions, and cardiovascular disorders.33. Aiello KD, Caughey WG, Nelluri B, Sharma A, Mookadam F, Mookadam M. Effect of exercise training on sleep apnea: a systematic review and meta-analysis. RespirMed. 2016;116:85–92. Obstructive sleep apnea (OSA) in children differs in relation to adults regarding the pathophysiology, clinical picture, diagnosis and treatment.44. Behrents RG, Shelgikar AV, Conley RS, Flores-Mir C, Hans M, Levine M, et al. Obstructive sleep apnea and orthodontics: an American Association of Orthodontists white paper. Am J Orthod Dentofacial Orthop. 2019;156, 13–28.e1. Pharyngeal and palatine tonsillar hypertrophy and obesity are the most common causes of the syndrome in childhood, but the complexity of OSAS is exemplified by other related factors involving the craniofacial structures and neuromuscular tone.44. Behrents RG, Shelgikar AV, Conley RS, Flores-Mir C, Hans M, Levine M, et al. Obstructive sleep apnea and orthodontics: an American Association of Orthodontists white paper. Am J Orthod Dentofacial Orthop. 2019;156, 13–28.e1. OSA severity is heterogeneous among patients and the wide range of presentation leads to variations in management approach and differences in treatment response.55. Bertoz APM, Souki BQ, Lione R, Theresa Webber SA, Bigliazzi R, Oliveira PM, et al. Three-dimensional airway changes after adenotonsillectomy in children with obstructive apnea: do expectations meet reality? Am J Orthod Dentofacial Orthop. 2019;155:791–800.

The treatment of OSA is based on the child’s age, severity of symptoms, clinical findings, presence of comorbidities, and polysomnographic (PSG) findings.66. American Academy of Sleep Medicine. International classification of sleep disorders. 3rd ed. Darien, IL: American Academy of Sleep Medicine; 2014. High clinical therapeutic effectiveness for OSA has been reported after adenotonsillectomy in nonobese children, and there is evidence of improvements in oximetry as well.77. Mitchell RB, Kelly J. Outcome of adenotonsillectomy for obstructive sleep apnea in obese and normal-weight children. Otolaryngol Neck Surg. 2007;137:43–8. Evidence-based guidelines support the use of continuous positive airway pressure treatment (CPAP) as an effective first-line treatment of OSA in children without adenotonsillar hypertrophy; however, this is complicated by low tolerance or high refusal level of treatment (25%– 50%).88. Roberts SD, Kapadia H, Greenlee G, Chen ML. Midfacial and dental changes associated with nasal positive airway pressure in children with obstructive sleep apnea and craniofacial conditions. J Clin Sleep Med. 2016;12:469–75., 99. Hawkins SM, Jensen EL, Simon SL, Friedman NR. Correlates of pediatric CPAP adherence. J Clin Sleep Med. 2016;12:879–84., 1010. Xanthopoulos MS, Kim JY, Blechner M, Chang MY, Menello MK, Brown C, et al. Self-efficacy and short-term adherence to continuous positive airway pressure treatment in children. Sleep. 2017;40.

Children with OSA with concomitant craniofacial risk factors should be referred to an orthodontist involved in a multidisciplinary sleep medicine team. Orthodontic treatment for correction of maxillomandibular anomalies or mandibular retrusion has been shown to improve OSA.1111. Huynh NT, Desplats E, Almeida FR. Orthodontics treatments for managing obstructive sleep apnea syndrome in children: a systematic review and meta-analysis. Sleep Med Rev. 2016;25:84–94. Functional orthodontic appliances (FOA) are used for craniofacial abnormalities and may induce significant change in mandibular shape that leads to correction of dentoskeletal disharmony associated with mandibular retrusion.1212. Perinetti G, Primozic J, Franchi L, Contardo L. Treatment effects of removable functional appliances in pre-pubertal and pubertal class II patients: a systematic review and meta-analysis of controlled studies. PLoS One. 2015;10:e0141198. The nature of the variations that induce mandibular growth with functional appliances is not yet clear but orthopedic correction of mandibular retrognathism seems to increase the airway space in the short term in 3-dimensional (3D) perspective.1313. Li L, Liu H, Cheng H, Han Y, Wang C, Chen Y, et al. CBCT evaluation of the upper airway morphological changes in growing patients of class II division 1 malocclusion with mandibular retrusion using twin block appliance: a comparative research. PLoS One. 2014;9:e94378. Several studies in the literature have investigated the mechanisms of action and the effects of functional appliances and there is no evidence of contra-indications or even significant side effects as its use is short-term in nature.1414. Koretsi V, Zymperdikas VF, Papageorgiou SN, Papadopoulos MA. Treatment effects of removable functional appliances in patients with class II malocclusion: a systematic review and meta-analysis. Eur J Orthod. 2015;37:418–34. Recent systematic reviews and meta-analyses have shown that, in the short term, FOA produces greater skeletal mandibular effects when performed at puberty.1212. Perinetti G, Primozic J, Franchi L, Contardo L. Treatment effects of removable functional appliances in pre-pubertal and pubertal class II patients: a systematic review and meta-analysis of controlled studies. PLoS One. 2015;10:e0141198. In patients treated before the pubertal period, the significant effects seems to be confined to the dentoalveolar level, with minimal clinical implications.1515. Pavoni C, Lombardo EC, Lione R, Faltin K Jr, McNamara JA Jr, Cozza P, et al. Treatment timing for functional jaw orthopaedics followed by fixed appliances: a controlled long-term study. Eur J Orthod. 2018;40:430–6.

There are few studies evaluating the use of FOA and their effectiveness in children during sleep for OSAS.1616. Al-Jewair TS, Gaffar BO, Flores-Mir C. Quality assessment of systematic reviews on the efficacy of oral appliance therapy for adult and pediatric sleep-disordered breathing. J Clin Sleep Med. 2016;12:1175–83. The aim of this study, therefore, was to perform a literature review about the effects of FOA used to correct the mandibular deficiency in OSA treatment.

Methods

Search strategy

Two authors (R.C.B.B. and R.B.) screened studies and extracted data independently in Cochrane Library; PubMed, EBSCO (Dentistry & Oral Sciences Source), LILACS Ovid; SciELO Web of Science; EMBASE Bireme and BBO Bireme electronic databases.

The following search strategy was used: apnea syndrome, sleep OR apnea syndromes, sleep OR apnea, sleep OR apneas, sleep OR breathing, sleep-disordered OR hypersomnia with periodic respiration OR hypopnea, sleep OR hypopneas, sleep OR mixed central and obstructive sleep apnea OR mixed sleep apnea OR mixed sleep apneas OR sleep apnea OR sleep apnea syndrome OR sleep apnea, mixed OR sleep apnea, mixed central and obstructive OR sleep apneas OR sleep apneas, mixed OR sleep disordered breathing OR sleep hypopnea OR sleep hypopneas OR sleep-disordered breathing OR sleep apnea OR sleep apnea OR sleep apnea syndrome OR sleep apnea syndrome OR snoring OR upper airway resistance syndrome AND intraoral OR intra-oral OR oral OR klammt OR bimler OR functional orthodontic appliance” OR functional orthopedic appliance” OR activator appliance” OR mandibular advancement appliance” OR oral appliance” OR kinetor appliance” OR planas appliance” OR bimler appliance” OR frankel appliance” OR frankel function regulator” OR functional regulator” OR harvold activator” OR andresen appliance” OR bass appliance” OR bionator OR bite block” OR twin block” OR herbst appliance” OR herren activator” OR woodside activator” OR dental device” OR intraoral device” OR oral device” OR anterior mandibular positioning device” OR tongue device” OR mandibular device” OR mandibular advancement device” OR dental appliance” OR tongue appliance” OR mandibular appliance” OR intraoral appliance” OR mandibular advancement splint” OR mandibular prosth*” OR correct* OR prevent* OR intercept* AND orthodont* AND device* OR mobile OR equipment OR appliance* OR removable OR orthodont*.

All reviewed articles and cross-referenced studies were screened for relevant data. A manual review of reference lists of included studies and previously published systematic reviews and meta-analyses on OSA and intraoral appliances was also conducted. No language restrictions were applied. Any disagreement was solved by consensus. All reviewed articles and cross-referenced studies were screened for relevant data.

Inclusion criteria

The inclusion criteria were formulated according to the population, intervention, comparison, outcome, study design (PICOS)1717. Da Costa Santos CM, de Mattos Pimenta CA, Nobre MR. The PICO strategy for the research question construction and evidence search. Rev Lat Am Enfermagem. 2007;15:508–11. principle:

Population – Children and adolescents (14 years old or younger) diagnosed with OSA without craniofacial syndromes.

Intervention – FOA.

Comparison – With or without a control group or pretreatment and post-treatment.

Outcome – Primary outcome was the apnea-hypopnea index (AHI); secondary outcomes were (1) oxygen saturation level, (2) sleep quality (SQ), (3) improvement on sagittal relationship between the maxilla-mandible measured by cephalometric data; and (4) upper-airway space.

Study design – Case reports, pilot studies, randomized (RCTs) and nonrandomized controlled trials.

Studies considered for inclusion were published in any language. As one of the outcomes is the AHI, polysomnography was mandatory for inclusion of the chosen articles.

Data items and collection

The following data items were independently extracted from each included study by two reviewers: author, year of publication, study design, subjects, age, interventions, wearing time, drop out, AHI before and after FOA (only effects would be pooled), and secondary outcomes.

Results

Summary of included studies

A flow diagram of the study identification, screening, eligibility, and inclusion is shown in Fig. 1. A total of 754 studies were identified and assessed for inclusion. After exclusion on the title and abstract stages, 22 articles were retrieved for full review. Nine were later excluded after full text review for different reasons. Therefore, only 13 articles met the inclusion criteria set for this study. Key methodological and descriptive characteristics of the included articles are presented in Tables 1,2,3,4.

Figure 1
Flowchart of the selection process.

Table 1
Distribution according to the type of study – clinical trials.
Table 2
Distribution according to the type of study – randomized clinical trial (RCT).
Table 3
Distribution according to the type of study – case report.
Table 4
Distribution according to the type of study – pilot study.

All the included articles were published between 2002 and 2019 and were in English language except for one article in German.2828. Schessl J, Rose E, Korinthenberg R, Henschen M. Severe obstructive sleep apnea alleviated by oral appliance in a three-year-old boy. Respiration. 2008;76:112–6. The study included 13 articles, and a summary of study characteristics and results of the studies is shown in Tables: five clinical trial studies (Table 1), three RCTs (Table 2), three case reports (Table 3) and two pilot studies (Table 4).

All included studies investigated 271 growing subjects (range 3.5–14 years), with mean age of 7.61±1.99 years. As with age, the mean treatment observation varied widely between studies (range 1–20 months), with treatment time of 7.71±5.13 months on average. As for the type of removable appliances, the most used was the Twin Block,2222. Zhang C, He H, Ngan P. Effects of twin block appliance on obstructive sleep apnea in children: a preliminary study. Sleep Breath. 2013;17:1309–14., 2424. Idris G, Galland B, Robertson CJ, Gray A, Farella M. Mandibular advancement appliances for sleep-disordered breathing in children: a randomized crossover clinical trial. J Dent. 2018;71:9–17., 2626. Rădescu OD, Albu S, Baciut M, Bran S, Coman AC, Bechir ES, et al. Results in the treatment with twin block polymeric appliance of the retrognathic mandible in sleep apnea patients. Mater Plast. 2017;54:473–6. Frankel II,2727. Rose E, Schessl J. Orthodontic procedures in the treatment of obstructive sleep apnea in children. J Orofac Orthop. 2006;67:58–67., 2828. Schessl J, Rose E, Korinthenberg R, Henschen M. Severe obstructive sleep apnea alleviated by oral appliance in a three-year-old boy. Respiration. 2008;76:112–6. and Modified Monoblock.1818. Cozza P, Gatto R, Ballanti F Prete L. Management of obstructive sleep apnea in children with modified monobloc appliances. Eur J Pediatric Dent. 2004;5:24–9., 2121. Cozza P, Polimeni A, Ballanti F. A modified monobloc for the treatment of obstructive sleep apnoea in paediatric patients. Eur J Orthod. 2004;26:523–30. Three studies1919. Levrini L, Salone GS, Ramirez-Yanez GO. Efficacy of a prefabricated myofunctional appliance for the treatment of mild to moderate pediatric obstructive sleep apnea: a preliminary report. J Clin Pediatr Dent. 2018;42:475–7., 2222. Zhang C, He H, Ngan P. Effects of twin block appliance on obstructive sleep apnea in children: a preliminary study. Sleep Breath. 2013;17:1309–14., 3030. Machado-Júnior AJ, Signorelli LG, Zancanella E, Crespo AN. Randomized controlled study of a mandibular advancement appliance for the treatment of obstructive sleep apnea in children: a pilot study. Med Oral Patol Oral Cir Bucal. 2016;21:e403–7. did not report the amount of mandibular advancement during treatment, while in three others,1818. Cozza P, Gatto R, Ballanti F Prete L. Management of obstructive sleep apnea in children with modified monobloc appliances. Eur J Pediatric Dent. 2004;5:24–9., 2121. Cozza P, Polimeni A, Ballanti F. A modified monobloc for the treatment of obstructive sleep apnoea in paediatric patients. Eur J Orthod. 2004;26:523–30., 2525. Nunes WR Jr, Gozal D, Di Francesco RC. Cephalometric and pharyngometric evaluation in snoring children with sleep-disordered breathing and adenotonsillar hypertrophy under an orthodontic or orthopedic treatment. J Child Sci. 2019;9:e68–74. a single mandibular advancement to an incisor end-to-end relationship was performed. In the other studies included, mandibular advancement varied from 3 to 7 mm.

Regarding the AHI index changes, twelve studies reported reduced AHI after treatment, even though this conclusion could not be statistically reached due to the considerable heterogeneity of pooled data. Only Rădescu et al.,2626. Rădescu OD, Albu S, Baciut M, Bran S, Coman AC, Bechir ES, et al. Results in the treatment with twin block polymeric appliance of the retrognathic mandible in sleep apnea patients. Mater Plast. 2017;54:473–6. in a case report, found a negative correlation between AHI and FOA. Villa et al.,2323. Villa MP, Bernkopf E, Pagani J, Broia V, Montesano M, Ronchetti R. Randomized controlled study of an oral jaw-positioning appliance for the treatment of obstructive sleep apnea in children with malocclusion. Am J Respir Crit Care Med. 2002;165:123–7. summarized sleep quality (SQ) data as daytime and nighttime symptoms, expressed as the percentage of positive reports among treated subjects. These administered questionnaires showed diminished symptoms following 6 months of treatment. Conversely, Cozza et al.,1818. Cozza P, Gatto R, Ballanti F Prete L. Management of obstructive sleep apnea in children with modified monobloc appliances. Eur J Pediatric Dent. 2004;5:24–9., 2121. Cozza P, Polimeni A, Ballanti F. A modified monobloc for the treatment of obstructive sleep apnoea in paediatric patients. Eur J Orthod. 2004;26:523–30. discussed reduced daytime sleepiness following treatment, but without reporting any data. Overall, the appliances were well tolerated.

Discussion

Effective treatment for OSA in children should be focused on one or more risk factors to help cure the obstruction. An accurate diagnosis of the etiology of OSA is crucial for the treatment success. Conditions such as obesity, adenoid hypertrophy, craniofacial abnormalities, and other factors could narrow the anatomic airway.3131. Kaditis A, Kheirandish-Gozal L, Gozal D. Algorithm for the diagnosis and treatment of pediatric OSA: a proposal of two pediatric sleep centers. Sleep Med. 2012;13:217–27. A significant number of children with OSA do not respond favorably to the primary treatment adenotonsillectomy” or do not tolerate CPAP treatment. Removable functional appliances are less invasive and can be better tolerated than other modalities.2424. Idris G, Galland B, Robertson CJ, Gray A, Farella M. Mandibular advancement appliances for sleep-disordered breathing in children: a randomized crossover clinical trial. J Dent. 2018;71:9–17. OSA has been associated with deviations in craniofacial growth in children. Maxillary constriction and skeletal class II with retruded small mandible and hyperdivergent pat- tern have been widely accepted as dominant risk factors of OSA.3232. Pavoni C, Cretella Lombardo E, Franchi L, Lione R, Cozza P. Treatment and post-treatment effects of functional therapy on the sagittal pharyngeal dimensions in class II subjects. Int J Pediatr Otorhinolaryngol. 2017;101:47–50., 3333. Pirelli P, Saponara M, Guilleminault C. Rapid maxillary expansion in children with obstructive sleep apnea syndrome. Sleep. 2004;27:761–6., 3434. Villa MP, Rizzoli A, Miano S, Malagola C. Efficacy of rapid maxillary expansion in children with obstructive sleep apnea syndrome: 36 months of follow-up. Sleep Breath. 2011;15:179–84. An et al.3535. An HJ, BaekSH, KimSW, Kim SJ, ParkYG. Clustering-based characterization of clinical phenotypes in obstructive sleep apnoea using severity, obesity, and craniofacial pattern. Eur J Orthod. 2020;42:93–100. emphasize that the strength of the relationship between these craniofacial morphologies and the development of OSA is not well established. The authors3535. An HJ, BaekSH, KimSW, Kim SJ, ParkYG. Clustering-based characterization of clinical phenotypes in obstructive sleep apnoea using severity, obesity, and craniofacial pattern. Eur J Orthod. 2020;42:93–100. identified three phenotypes in OSA adults based on clustering using craniofacial variables in relation to OSA severity and obesity and characterized the phenotypes by differential correlation factors to OSA severity (AHI): Cluster-1, obesity type, Cluster-2, skeletal type, and Cluster-3, complex type. The patients in Cluster-2, who have collapsible upper airway primarily driven by craniofacial anatomic vulnerability without non-anatomic problems, would be the best indication of orthopaedic or surgical modification of craniofacial structure.

FOA has been used for many decades to correct mandibular retrognathism. To treat some types of malocclusion, the mandible posture is previously changed to stimulate mandibular growth, especially in cases of retrognathism. Functional treatment stimulates mandibular growth by forward posturing of the mandible with the condyles displaced downward and forward in the glenoid fossa.3636. Cozza P, De Toffol L, Colagrossi S. Dentoskeletal effects and facial profile changes during activator therapy. Eur J Orthod. 2004;26:293–302., 3737. Gazzani F, Ruellas ACO, Faltin K, Franchi L, Cozza P, Bigliazzi R, et al. 3D comparison of mandibular response to functional appliances: Balters Bionator versus Sander Bite Jumping. Biomed Res Int. 2018;2018:2568235. This change will also transform the relationship between all structures adjacent to the mandible, also increasing the dimensions of the upper airways. Growing adolescents with skeletal class II malocclusions treated with functional appliances demonstrated an increase in pharyngeal airway dimensions of the oropharyngeal region, and such changes were consistently maintained even after growth completion.3232. Pavoni C, Cretella Lombardo E, Franchi L, Lione R, Cozza P. Treatment and post-treatment effects of functional therapy on the sagittal pharyngeal dimensions in class II subjects. Int J Pediatr Otorhinolaryngol. 2017;101:47–50., 3838. Han S, Choi YJ, Chung CJ, Kim JY, Kim KH. Long-term pharyngeal airway changes after bionator treatment in adolescents with skeletal class II malocclusions. Korean J Orthod. 2014;44:13–9.

The aim of this review was to evaluate the types of FOA and their effectiveness for sleep apnea in children. Few prospective and randomized clinical studies with methodological quality have been identified and included in this study. Villa et al. in 20022323. Villa MP, Bernkopf E, Pagani J, Broia V, Montesano M, Ronchetti R. Randomized controlled study of an oral jaw-positioning appliance for the treatment of obstructive sleep apnea in children with malocclusion. Am J Respir Crit Care Med. 2002;165:123–7. reports that, in addition to treating the craniofacial problem, FOA would also be treating OSA because they promote mandibular replacement during sleep and increase the retroglossal space by anterior displacement of the tongue, improving respiratory function, especially at night. Therefore, early treatment of craniofacial abnormalities can prevent the development of long-term respiratory failure, impacting the quality of life in adulthood.2323. Villa MP, Bernkopf E, Pagani J, Broia V, Montesano M, Ronchetti R. Randomized controlled study of an oral jaw-positioning appliance for the treatment of obstructive sleep apnea in children with malocclusion. Am J Respir Crit Care Med. 2002;165:123–7., 3434. Villa MP, Rizzoli A, Miano S, Malagola C. Efficacy of rapid maxillary expansion in children with obstructive sleep apnea syndrome: 36 months of follow-up. Sleep Breath. 2011;15:179–84., 3939. Villa MP, Malagola C, Pagani J, Montesano M, Rizzoli A, Guilleminault C, et al. Rapid maxillary expansion in children with obstructive sleep apnea syndrome: 12-month follow-up. Sleep Med. 2007;8:128–34., 4040. Pirelli P, Saponara M, De Rosa C, Fanucci E. Orthodontics and obstructive sleep apnea in children. Med Clin North Am. 2010;94:517–29., 4141. Pirelli P, Saponara M, Attanasio G. Obstructive Sleep Apnoea Syndrome (OSAS) and rhino-tubaric disfunction in children: therapeutic effects of RME therapy. Prog Orthod. 2005;6:48–61. English, Italian.

Several randomized clinical trials2323. Villa MP, Bernkopf E, Pagani J, Broia V, Montesano M, Ronchetti R. Randomized controlled study of an oral jaw-positioning appliance for the treatment of obstructive sleep apnea in children with malocclusion. Am J Respir Crit Care Med. 2002;165:123–7., 2424. Idris G, Galland B, Robertson CJ, Gray A, Farella M. Mandibular advancement appliances for sleep-disordered breathing in children: a randomized crossover clinical trial. J Dent. 2018;71:9–17., 2525. Nunes WR Jr, Gozal D, Di Francesco RC. Cephalometric and pharyngometric evaluation in snoring children with sleep-disordered breathing and adenotonsillar hypertrophy under an orthodontic or orthopedic treatment. J Child Sci. 2019;9:e68–74. suggest that orthodontic treatments, such as mandibular advancement with functional appliances, can be effective in the management of pediatric snoring and OSA. Thus, these results indicate that correcting craniofacial structure imbalances during growth can reduce snoring and OSA in children and adolescents. Thus, orthodontic treatment using FOA is considered a potential additional treatment for pediatric OSA for all included studies.

The amount of mandibular advancement in FOA construction varies across patients and this is evident in the great variation reported in the studies of our review. In case of limited overjet, the bite can be registered by placing incisors in an edge-to-edge relation, while in case of large overjet the bite is usually registered 2-3 times by advancing the mandible gradually (step by step) in a limited of 4 mm per jump, which brings greater orthopedic changes 3737. Gazzani F, Ruellas ACO, Faltin K, Franchi L, Cozza P, Bigliazzi R, et al. 3D comparison of mandibular response to functional appliances: Balters Bionator versus Sander Bite Jumping. Biomed Res Int. 2018;2018:2568235. and obviously has a positive impact on the improvement of oropharyngeal conditions. The studies included in this review used different appliances to achieve mandibular advancement but similar results according to the type of appliance it was observed. Within the limitations and heterogeneity of the included studies it appears that, despite the specific type of appliance used and the protocol followed, we observed a reduced AHI index after treatment, with reports of improving daytime sleepiness and sleep quality, decreasing snoring and the mouth breathing and promotion of the enlargement of pharyngeal dimensions and beneficial cephalometric changes. No study can be included in our review to discuss the impact of FOA treatment in long-term observation period.

Removable functional appliances can help improve the permeability of the upper airway during sleep, widening and decreasing the collapse of the upper airway, thus increasing its muscle tone.3232. Pavoni C, Cretella Lombardo E, Franchi L, Lione R, Cozza P. Treatment and post-treatment effects of functional therapy on the sagittal pharyngeal dimensions in class II subjects. Int J Pediatr Otorhinolaryngol. 2017;101:47–50. FOA therapy should be encouraged in pediatric OSA, and an early approach can permanently change breathing and nasal breathing, thereby preventing upper airway obstruction.4242. Villa MP, Miano S, Rizzoli A. Mandibular advancement devices are an alternative and valid treatment for pediatric obstructive sleep apnea syndrome. Sleep Breath. 2012;16:971–6.

Our literature review found low-quality evidence to support the use of mandibular advancement appliances in managing obstructive sleep apnea in children.4343. Fluger KR, Zhou A, Al-Jewair T Low-quality evidence supports the use mandibular advancement appliances in managing obstructive sleep apnea in children. J Evid Based Dent Pract. 2020;20:101411. The different therapeutic effects of a FOA in the treatment of obstructive sleep disorders might be due to differences in study protocols, appliance design and subject selection.

The orthodontist should be part of the health professional team involved in the multidisciplinary treatment of OSAS because, when treating malocclusion and craniofacial orthopedic problems, they may eventually be treating the respiratory problems of their patients.

Conclusion

FJO can be considered as a potential additional treatment in children with OSA, but more randomized studies are necessary with larger sample sizes involving a representative number of patients with apnea and malocclusion to establish protocols related to the time of use of the appliance per day, total treatment duration and long-term comparison of the effects of different types of FOA.

  • Funding
    Associação de Incentivo à Pesquisa (AFIP), Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES) - provided material and financial support. Number 88882.430440/2019-01.

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Publication Dates

  • Publication in this collection
    03 June 2022
  • Date of issue
    2022

History

  • Received
    05 Nov 2020
  • Accepted
    12 Feb 2021
  • Published
    14 Mar 2021
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