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Numerical investigation of diffuse instability in sandy soil using discrete element method under proportional strain path loading

Abstract

The Loose sandy soil can manifest static liquefaction phenomenon under undrained condition, in which the onset of instability is within the failure line, and there is no obvious shear band. This type of failure mode, very different from localized instability that occurs in dense sand, is called the diffuse instability. In this paper, a series of proportional strain tests and fully drained tests under different initial void ratio were simulated using the discrete element method. The influence of strain increment ratio and the initial void ratio affecting the instability of sandy soil were discussed in detail. The development mechanism of pore water pressure in proportional strain tests was analyzed by comparing with the volumetric curve of fully drained test. Finally, a unified mechanism of diffuse instability of sandy soil in proportional strain tests was explained. Numerical results indicate that the strain increment ratio and the initial void ratio work together affecting the instability of specimen. The occurrence of diffuse instability is the result of effective stress reduction due to the development of pore water pressure, which depends on the difference of volumetric strain between fully drained tests and proportional strain tests. The increment of pore water pressure is determined by the difference of strain increment ratio, which can be used as an index to reflect the liquefaction potential of sandy soil.

Keywords
Sandy soil; Proportional strain path; diffuse instability; discrete element method

1 INTRODUCTION

The instability of soil can be considered as a stress state that is reached before the failure line from mechanical perspective. Any small stress increment under this state will lead to a large plastic strain. Soil instability can be roughly divided into two types: internal instability and external instability (Goddard, 2003Goddard, J.D., (2003). Material instability in complex fluids. Annual Review of Fluid Mechanics 35: 113-133.). Internal instability refers to the loss of the inherent strength of the soil, and the external instability means that the interaction between the soil and the surrounding environment is beyond the bearing limit. The internal instability including localized instability with shear bands and diffuse instability without shear bands. The differences between these two types of instability are discussed in detail by Lade, 1990Lade, P.V., Pradel, D., (1990). Instability and plastic flow of soils. I: Experimental Observations. Journal of Engineering Mechanics 116(11): 2532-2550. and Lancelot et al. (2004)Lancelot, L., Shahrour, I., Mahmoud, M.A., (2004). Instability and Static Liquefaction on Proportional Strain Paths for Sand at Low Stresses. Journal of Engineering Mechanics 130(11): 1365-1372.. This paper mainly discussed the diffuse instability. The traditional idea holds that soil will not unstable before the effective stress reaches the failure line. But Castro (1969)Castro, G., (1969). Liquefaction of sands, Harvard Soil Mechanics Series (81). found that loose sand may manifest liquefaction phenomenon under undrained condition without obvious shear band and the onset of instability is within the failure line. Instability of liquefaction is one of the major reasons which results in the failure of earth structures such as dam. “Liquefaction” is used for the first time by Hazen (1920)Hazen, A. Hydraulic fill dams. Transactions, American Society of Civil Engineers, (1920), 83: 1713-1745., describing the failure of the Calaveras dam’s failure. Casagrande defined the critical void ratio (CVR) concept in his early paper. Seed and Lee (1966)Seed, H.B. and K.L. Lee. (1966) Liquefaction of saturated sands during cyclic loading. ASCE Journal of the Soil Mech. and Found. Eng. Div., 92(6):105-134. proposed the concept of “initial liquefaction” and Casagrande (1975)Casagrande A. (1975). Liquefaction and cyclic deformation of sands-a critical review. Pro of the Fifth Pan American Conf on Soil Mechanics and Foundation Engineering, Buens Aires, Argitina, proposed the concept “steady state strength”, which is used to estimate sand liquefaction failure. Later several concepts such as “steady state line”, “flow structure” were proposed to describe the liquefied deformation mechanism by several researchers (Poulos, 1982Poulos, S.J. (1982). Closure of "the steady state of deformation". Journal of the Geotechnical Engineering Division, 108: 1087-1091.; Poulos et al, 1985Poulos, S.J., Castro, G., & France, J.W., (1985). Liquefaction evaluation procedure. Journal of Geotechnical Engineering, 111(6): 772-792.; Prevost,1985Prevost, J.H., (1985). A simple plasticity theory for frictional cohesionless soils. International Journal of Soil Dynamics and Earthquake Engineering, 4(1): 9-17.; Lade and Pradel, 1990Lade, P.V., Pradel, D., (1990). Instability and plastic flow of soils. I: Experimental Observations. Journal of Engineering Mechanics 116(11): 2532-2550.; Bazier and Dobry,1995Bazier M.H, Dobry R., (1995). Residual strength and large deformation potential of loose silty sands. Journal of Geotechnical Engineering Division, ASCE, 121(12):896-906.). More recently, other researchers have carried out experimental research of the instability of sand under undrained conditions (Laouafa and Darve, 2002Laouafa, F., Darve, F., (2002). Modelling of slope failure by a material instability mechanism. Computers & Geotechnics 29(4):301-325.; Daouadji et al, 2009Daouadji, A., Algali, H., Darve, F., (2009). Instability in Granular Materials: Experimental Evidence of Diffuse Mode of Failure for Loose Sands. Journal of Engineering Mechanic 136(5):575-588.; Daouadji et al, 2011Daouadji, A., Darve, F., Gali, H.A., (2011). Diffuse failure in geomaterials: Experiments, theory and modelling. International Journal for Numerical & Analytical Methods in Geomechanics 35(16):1731-1773.) and developed corresponding constitutive models to explain and predict this type of instability (Mróz and Boukpeti, 2003Mróz, Z.N., Boukpeti. (2003). A Drescher Constitutive model for static liquefaction. International Journal of Geomechanics 3(2):133-144.; Desai et al, 2005Desai, C.S., Pradhan, S.K., Cohen, D., (2005). Cyclic Testing and constitutive modeling of saturated sand-concrete interfaces using the disturbed state concept. International Journal of Geomechanics 5(4): 286-294.; Rahman et al, 2014Rahman, M.M., Baki, M.A., Lo, S.R., (2014). Prediction of undrained monotonic and cyclic liquefaction behavior of sand with fines based on the equivalent granular state parameter. International Journal of Geomechanics 14(2): 254-266.; Najma and Latifi, 2017Najma, A., Latifi, M., (2017). Predicting flow liquefaction, a constitutive model approach. Acta Geotechnica 12(4):1-16.; Chandrakant and Desai, 2016Chandrakant, Desai, C. S. (2016). Disturbed state concept as unified constitutive modeling approach. Journal of Rock Mechanics and Geotechnical Engineering, 8(3): 277-293.; Liu et al, 2016Liu Y., Chang C.S., Wu S.C. (2016). A Simple One-Scale Constitutive Model for Static Liquefaction of Sand-Silt Mixtures, Latin American Journal of Solids and Structures 13:2190-2218.). These studies provide an important theoretical basis for the analysis of diffuse instability.

In recent years, some studies have shown that diffuse instability can occurs under fully drained conditions (Eckersley, 1990Eckersley, J.D., (1990). Instrumented laboratory flow slides. Geotechnique 40(3): 489-502., Olson et al., 2000Olson, S.M., Stark, T.D., & Walton, W H. (2000). 1907 Static liquefaction flow failure of the north dike of Wachusett dam. Journal of Geotechnical and Geo-environmental Engineering 126(12): 1184-1193.). Therefore, the research on the instability mechanism of soil under different drainage conditions has attracted the attention of many scholars (Sasitharan et al., 1993Sasitharan, S., Robertson, P.K., Sego, D.C., (1993). Collapse behavior of sand. Canadian Geotechnical Journal 30(4): 569-577.; Anderson and Riemer, 1995Anderson, S.A., Riemer, M.F., (1995). Collapse of saturated soil due to reduction in confinement. Journal of Geotechnical Engineering 121(2): 220-261.; Chu et al., 2012Chu, J., Leong, W.K., Loke, W.L., (2012). Instability of loose sand under drained conditions. Journal of Geotechnical and Geo-environmental Engineering 138(2): 207-216.; Skopek et al., 2011Skopek, P., Morgenstern, N.R., Robertson, P.K., (2011). Collapse of dry sand. Canadian Geotechnical Journal 31(6): 1003-1008.; Dong et al., 2016Dong, Q., Xu, C., Cai, Y., (2016). Drained instability in loose granular material. International Journal of Geomechanics 16(2).; Alipour and Lashkari, 2018Alipour, M.J., Lashkari, A., (2018). Sand instability under constant shear drained stress path. International Journal of Solids & Structures.). The drainage conditions have great influence on the mechanical behaviour of soils. The actual in situ drainage conditions of the soil include five situations. i.e., fully undrained, fully drained, partial drainage, excessive drainage, expansive drainage. However, most of the experimental studies were carried out under fully drained or fully undrained conditions. To investigate the diffuse instability of soils under more general conditions, several investigators have used proportional strain tests by imposing a constant strain ratio α=dεv/dε1 (Chu et al., 1992Chu, J., Lo, S.R., Lee, I.K., (1992). Strain-Softening Behavior of Granular Soil in Strain-Path Testing. Journal of Geotechnical Engineering 118(2):191-208, 1993Chu, J., Lo, S.R., Lee, I.K., (1993). Instability of granular soils under strain path testing. Journal of Geotechnical Engineering 119(5): 874-892.; Vaid and Eliadorani, 1998Vaid, Y.P., Eliadorani, A., (1998). Instability and liquefaction of granular soils under undrained and partially drained states. Canadian Geotechnical Journal 35(6):1053-1062.; Lancelot et al., 2004Lancelot, L., Shahrour, I., Mahmoud, M.A., (2004). Instability and Static Liquefaction on Proportional Strain Paths for Sand at Low Stresses. Journal of Engineering Mechanics 130(11): 1365-1372.; Jrad et al., 2012Jrad, M., Sukumaran, B., Daouadji, A., (2012). Experimental analyses of the behavior of saturated granular materials during axisymmetric proportional strain paths. European Journal of Environmental and Civil Engineering. 16(1): 111-120.; Nicot et al., 2013Nicot, F., Daouadji, A., Hadda, N., (2013). Granular media failure along triaxial proportional strain paths. European Journal of Environmental and Civil Engineering 17(9): 777-790., 2015Nicot, F., Sibille, L., Hicher, P.Y., (2015). Micro-macro analysis of granular material behavior along proportional strain paths. Continuum Mechanics & Thermodynamics 27(1-2):173-193.; Mital and Andrade, 2016Mital, U., Andrade, J.E., (2016). Mechanics of origin of flow liquefaction instability under proportional strain triaxial compression. Acta Geotechnica 72:1-11.; Lashkari and Yaghtin, 2018Lashkari, A., Yaghtin, M.S., (2018). Sand flow liquefaction instability under shear-volume coupled strain paths. Géotechnique:1-49.; Daouadji et al., 2013Daouadji, A., Hicher, P. Y., Jrad, M., Sukumaran, B., & Belouettar, S. (2013). Experimental and numerical investigation of diffuse instability in granular materials using a microstructural model under various loading paths. Geotechnique, 63(5), 368-381.). The strain ratio α can be considered as a mathematical parameter for controlling the drainage conditions.

Limited by equipment, it is difficult to achieve accurate control of the strain path of the specimen during the experimental study. But numerical simulation can avoid these problems and several authors have used the discrete element method to study the behavior of granular soils under different loading conditions (Gu et al., 2014aGu, X., Huang, M., Qian, J., (2014a). DEM investigation on the evolution of microstructure in granular soils under shearing. Granular Matter 16(1):91-106.; Gu et al., 2014bGu, X., Huang, M., & Qian, J. (2014b). Discrete element modeling of shear band in granular materials. Theoretical & Applied Fracture Mechanics, 72(1), 37-49.; Guo and Zhao, 2016Guo, N., Zhao, J., (2016). 3D multiscale modeling of strain localization in granular media. Computers & Geotechnics 80:360-372.; Zhou et al., 2016Zhou, W., Liu, J., Ma, G., et al. (2016). Macroscopic and microscopic behaviors of granular materials under proportional strain path: a DEM study. International Journal for Numerical & Analytical Methods in Geomechanics 40(18):2450-2467. ). Therefore, in this paper, the discrete element method was used to simulate a series of proportional strain tests of sandy soil with different initial void ratio e and different strain ratio α. The influence of drainage conditions and initial void ratio on the diffuse instability of sand was analyzed in detail. Hill’s second-order work criterion was adopted to estimate the instability of soil (Hill, 1958)Hill, R., (1958). A general theory of uniqueness and stability in elastic-plastic solids. Journal of the Mechanics and Physics of Solids 6(3): 236-249.. The stable / unstable regional map in αe plane was obtained. Furthermore, a unified mechanism of diffuse instability of sandy soil in proportional strain tests is explored by analyzing the development of pore water pressure.

2 NUMERICAL MODEL AND LOADING CONTROL

2.1 NUMERICAL MODEL

The numerical model was established by the three-dimensional discrete element program PFC3D, as shown in Figure 1. Ni et al. (2000)Ni, Q., Powrie, W., Zhang, X., & Harkness, R., (2000). Effect of particle properties on soil behavior: 3-D Numerical Modeling of Shearbox Tests[C]. 96:58-70. found that increasing the number of particles beyond 15,000 in a 3D DEM simulation raised the computational expense with a relatively small effect on the model results. In addition, according to Wang and Li (2014)Wang, X. L., & Li, J.C., (2014). Simulation of triaxial response of granular materials by modified dem. Science China (Physics, Mechanics and Astronomy), 57(12), 2297-2308., who compared the results obtained with 1000, 5000, 10,000, and 20,000 particles, there is no significant difference between the results obtained with 5000, 10,000, and 20,000 particles. In this study, we choose approximate 5000 particles to conduct simulation, which changes with the initial void ratio. The minimum and maximum particle diameters are 1.0 and 1.8mm, respectively, with a mean particle diameter of 1.4mm.

Different sizes of samples were used in previous DEM simulations or laboratory test but the ratio of height to diameter is usually taken as about 2.0. For example, the DEM specimen used by Tang (Tang et al., 2016)Tang, H., Zhang, X., & Ji, S. (2016). Discrete element analysis for shear band modes of granular materials in triaxial tests. Particulate Science & Technology, 35(3). has a cylindrical structure with the height of 80.5 mm and the diameter of 38 mm; The triaxial specimen tested by Vaid and Eliadorani (1998)Vaid, Y.P., Eliadorani, A., (1998). Instability and liquefaction of granular soils under undrained and partially drained states. Canadian Geotechnical Journal 35(6):1053-1062. is 126 mm height × 63 mm diameter; The triaxial specimen used by Sivathayalan and Logeswaran (2008)Sivathayalan, S., & Logeswaran, P., (2008). Experimental assessment of the response of sands under shear-volume coupled deformation. Revue Canadienne De Géotechnique, 45(9), 1310-1323., is 125 mm height × 63 mm diameter. Therefore, we choose 2.0 as the ratio of height to diameter, to build numerical model. Then the appropriate diameter of 16 mm can be obtained (4π×0.73×5000/316). We choose 20mm as the sample diameter and the height is 40mm considering the influence of initial porosity of the assembly.

Figure 1
Typical numerical sample.

2.2 CALIBRATION OF PARAMETERS AND VERIFICATION WITH TYPICAL EXPERIMENTAL RESUTLS

The linear contact model was adopted here and three micromechanical parameters, i.e, normal contact stiffness kn, contact stiffness ratio kn/ks and inter-particle friction μ are to be determined. Usually, the normal contact stiffness kn can be determined by the initial stiffness of stress-strain curve, the inter-particle friction is related to the peak strength of samples, and the stiffness ratio is affected by the macro Poisson's ratio. Here, we took triaxial compression test of Fraser River sand under fully undrained condition with confining pressure of 200 kPa (Sivathayalan and Logeswaran, 2007Sivathayalan, S., & Logeswaran, P., (2007). Behaviour of sands under generalized drainage boundary conditions. Canadian Geotechnical Journal, 44(2), 138-150.) to calibrate the parameter.

We tried five kn values to conduct a series of simulations with empirical values of μ=0.5 and kn/ks=1.0. The simulation results were compared with the experimental data, as shown in Figure 2. The initial slopes of the stress-strain curve (initial stiffness) were compared with the simulating results from DEM. One can see from Figure 2 that the numerical result of kn=1.5×107 N/m is best fit for the initial stiffness of stress-strain curve, which is then be chosen as the simulation parameters.

After that, we tried four friction coefficient values to conduct simulations with kn=1.5e7 and kn/ks=1.0. The simulation results were compared with the experimental data again, as shown in Figure 3. One can see that the numerical result of μ=0.75 is most consistent with the peak strength of sample. Finally, we adjusted the values of contact stiffness ratio kn/ks to fit experimental results, as shown in Figure 4, and the value of kn/ks=1.5 is then be determined.

Figure 2
Calibration of model parameters

Simulation was then carried out using the selected parameters calibrated from fully undrained test. A typical experiment under partial drainage condition (α=0.1) were selected to assess preliminarily the ability of the developed DEM model and acceptability of chosen parameters. Figure 3 shows the comparison of simulation results with experimental results. One can see from Figure 3 the simulated macro-response from DEM has a good agreement with the results of laboratory tests.

One may discuss a little higher contact stiffness ratio are selected in simulations, however, the predicted macro-response from DEM is roughly consistent with the results of laboratory tests. In this sense, the used parameters are acceptable.

Figure 3
Results verification with the experimental results. under partial drainage condition α=0.1

2.3 NUMERICAL SIMULATION SCHEME

The loading program is described by the following conditions for the imposed proportional strain test:

d ε 1 > 0 (1)

d ε 2 = d ε 3 (2)

α = d ε v / d ε 1 (3)

where dε1, dε3is the increment of axial strain and radial strain respectively; dεv is the increment of volumetric strain. Using the common sign convention used in geomechanics, axial compression and volume outflow are considered as positive. Therefore, a positive α value corresponds to volumetric contraction and a negative α value corresponds to volumetric expansion. Depending on the value and sign of the parameter α the test can be classified into three types: (1) α=0 represents undrained test; (2) α>0 corresponds to contractive test; (3) α<0 means expansive test.

It should be noticed that α=1 corresponds to a one-dimensional test. Although the in-situ conditions are clearly different, a constant strain ratio has been chosen for the whole test to study the influence of drainage condition on the instability of sands.

A total of 14 samples with different initial void ratio were selected. The void ratio range is: 0.618~0.98. The minimum and maximum strain increment ratio α are -0.5 and 0.5, respectively, with interval value of 0.05. Therefore 21×14 proportional strain tests were simulated in all. The simulation scheme is shown in table 1.

Table 1
Numerical simulation scheme

It should be pointed out that this paper is aimed not to fit experimental data, but to investigate the micro- and macro-mechanism of diffuse instability in granular material. So, the simulation scheme (αvalue and initial void ratio) is not coincident with the Fraser River sand test under generalized drainage boundary conditions (Sivathayalan and Logeswaran, 2007Sivathayalan, S., & Logeswaran, P., (2007). Behaviour of sands under generalized drainage boundary conditions. Canadian Geotechnical Journal, 44(2), 138-150.).

3 DIFFUSE INSTABILITY

3.1 DIFFUSE INSTABILITY IN UNDRAINED TESTS ( α = 0 )

One of the key points to study the diffuse instability is how to determine the instability point. According to Chang et al. (2010)Chang, C. S., Yin, Z. Y., & Hicher, P. Y. (2010). Micromechanical analysis for interparticle and assembly instability of sand. Journal of Engineering Mechanics, 137(3), 155-168. , the instability conditions can be divided into two modes:

Mode 1: If the determinant of stiffness matrix is zero. In this case, the sample bifurcates with the occurrence of unlimited displacement rates, which is considered as the onset of localization.

Mode 2: Loss of positiveness of second-order work. In this case, the second-order work could become zero while the determinant of stiffness matrix remains positive.

The diffuse instability belongs to Mode 2 failure. Hill’s second-order work criterion has been widely applied to judge the stability of granular materials (Sibille et al., 2015Sibille, L., Hadda, N., Nicot, F., (2015). Granular plasticity, a contribution from discrete mechanics. Journal of the Mechanics and Physics of Solids 75:119-139.; Hadda et al., 2015Hadda, N., Nicot, F., Wan, R., (2015). Microstructural self-organization in granular materials during failure. Comptes rendus - Mécanique 343(2):143-154.; Darve and Laouafa, 2015Darve, F., Laouafa, F., (2015). Instabilities in granular materials and application to landslides. International Journal for Numerical and Analytical Methods in Geomechanics 5(8):627-652.; Darve et al., 2004Darve, F., Servant, G., Laouafa, F., (2004). Failure in geomaterials: continuous and discrete analyses. Computer Methods in Applied Mechanics and Engineering 193(27):3057-3085.; Nicot et al., 2010Nicot, F., Darve, F., Huynh, D.V.K., (2010). Bifurcation and second-order work in geomaterials. International Journal for Numerical and Analytical Methods in Geomechanics 31(8):1007-1032.; Daouadji et al., 2010Daouadji, A., Algali, h., Darve, F., (2010). Instability in granular materials: experimental evidence of diffuse mode of failure for loose sands. Journal of Engineering Mechanics 136(5):575-588.; Sawicki and Świdziński, 2010Sawicki, A., Świdziński, W., (2010). Modelling the pre-failure instabilities of sand. Computers and Geotechnics 37(6):781-788.). which states that a material, progressing from one stress state to another, is stable if the second-order work is strictly positive. For triaxial conditions, it can be written as following:

d 2 w = d q d ε 1 + d σ 3 ' d ε v (4)

Where σ1'= axial effective stress; σ3'= radial effective stress; ε1= axial strain; ε3= radial strain; q= deviatoric stress; and εv= volumetric strain.

The results of undrained tests with various initial void ratios are presented in Fig. 4. Corresponding test number is K2, K3, K4, K6, K8. As indicated in Fig. 4(a), For dense sand (e=0.658, e=0.715, e=0.748), the deviatoric stress continuously increases, and no maximum peak strength can be observed. For medium-dense sand (e=0.767), the deviatoric stress first reaches a peak, then decreases slightly but finally the strength is recovered. For loose sand (e=0.818), The peak value of deviatoric stress is reached rapidly, which is followed by a rapid decrease of the deviatoric stress down to a minimum strength. The minimum strength can be almost zero for loose sands, which represents the phenomenon called static liquefaction.

during the undrained test dεv=0, the second-order work is therefore given by:

d 2 w = d q d ε 1 (5)

As the axial strain is increased, equation (5) vanishes only if dq=0. The deviatoric stress q becomes the control parameter and the peak value of deviatoric stress corresponds to the instability point. The second-order work is computed by equation (5) and plotted in Fig. 5 against the axial strain.

It is seen that, for the three dense samples of e=0.658, e=0.715 and e=0.748, the value of second-order work always keeps positive, so it is always in a stable state. The second-order work of the e=0.767 sample drops to a negative value near the strain of 1.4% and then rises to a positive value near the strain of 7.2%. This phenomenon is called partial failure and the stress state of ε1=7.2% is called the phase transition point. For the loose sample of e=0.818, the value of second-order work is always negative after the instability point, so there is no phase transition point, and it is always in unstable state after the instability point. From Fig. 4(b) we can see that the instability lines are within the critical state line, which indicate that the type of instability occurred in these three samples belongs to the diffuse instability.

In summary, larger initial void ratio sample is more easily to manifest instability, which is in accordance with the experimental research. With the increase of the initial void ratio, the diffuse instability can be categorized as two types: (1) Partial failure with the transition point; (2) Always in unstable state after the instability point.

Figure 4
Simulated results of proportional strain test for α=0: (a) stress-strain curve; (b) stress path.

Figure 5
Second-order work curves of proportional strain test forα=0.

3.2 DIFFUSE INSTABILITY VARIED WITH THE INITIAL VOID RATIO

To study the influence of initial void ratio on soil instability in other drainage conditions (α>0 or α<0). We choose a series of proportional strain tests under different α value with the same 5 initial void ratio samples to analyze. For the sake of clarity, only the results of α=0.5 and α=0.5 proportional tests are analyzed here, corresponding test numbers are A2, A3, A4, A6, A8 and U2, U3, U4, U6, U8. The simulation results of proportional tests under other α values are similar.

Figure 6 and Figure 7 are the simulation results of proportional tests for α=0.5 and α=0.5 respectively. It is clearly shown that, with the increase of the void ratio, the stress-strain curve gradually decreases, and the larger the void ratio is, the more prone to instability the sample becomes. Obviously, this rule is established not only in undrained condition, but also in other drainage conditions. What's different is that: when α=0.5 all the five samples have properties of strain hardening, including e=0.767 and e=0.818 samples, which showed strain softening phenomenon in undrained tests. By contrast, when α=0.5 the dense samples of e=0.715 and e=0.748 showed strain softening phenomenon, which showed strain hardening phenomenon in undrained tests, and the strain hardening phenomenon for e=0.658 sample is very weak. Obviously, the value of α, representing the drainage condition, affects the stability of the soil in another dimension, which will be discussed in the following section.

Figure 6
Simulated results of proportional strain test for α=0.5: (a) stress-strain curve; (b) stress path.

Figure 7
Simulated results of proportional strain test forα=0.5: (a) stress-strain curve; (b) stress path.

3.3 DIFFUSE INSTABILITY VARIED WITH THE α VALUE

Figure 8 shows the results of different α values under the same void ratio. For clarity, only five α values of 0.4, 0.2, 0, -0.2 and -0.4 are drawn here. Although the dense sample of e=0.715 remains stable under α=0condition, it is unstable whenα=0.4. While the loose sample of e=0.818 is unstable when α=0, it becomes stable under α=0.4conditions. For the dense sample of e=0.658, there is no strain softening phenomenon can be observed even underα=0.4condition, but it can be foreseen that the sample will eventually lose its stability with the further reduction of α value. Obviously, under the same confining pressure, whatever the void ratio is, the sample with the smaller α value is more prone to instability. Therefore, the decrease of α value and the increase of the initial void ratio have the same effect on soil instability, which is driving soil from stable to unstable.

Figure 8
Simulated results under different α value for samples with the same void ratio

3.4 DIFFUSE INSTABILITY REGIONAL MAP IN α e PLANE

It should be emphasized that during the proportional tests with α0, the deviatoric stress q will not be the control parameter any more. Substituting equation (3) into equation (4) yields the following equation:

d 2 w = d q d ε 1 + d σ 3 ' α d ε 1 = d ( q + α σ 3 ' ) d ε 1 (6)

Therefore, the control parameter changes from deviatoric stress q to q+ασ3'. However, dq<0 is still a necessary condition for the onset of diffuse instability, for the convenience of discussion, we use dq<0 as collapse criteria for all proportional tests. Since the strength will finally be recovered in partial failure, only the second type of diffuse instability are discussed in this paper.

The stable/unstable regional map of all proportional tests in αe plane is drawn as shown in Figure 9. The graph is divided into two parts by undrained tests: the upper part is volume contraction area and the lower part is volume dilatation area. We take the simulation results from samples of e=0.767 as example to explain the stable/unstable regional map. There is no phase transition point after instability point when α= -0.4, -0.2 and 0 for sample of e=0.767. Therefore, the coordinate pairs of (0.767, -0.4), (0.767, -0.2) and (0.767, 0) related to unstable responses are contained in unstable region. However, the deviatoric stress continuously increases and no peak strength can be observed when α= 0.2 and 0.4. Therefore, the coordinate pairs of (0.767, 0.2), (0.767, 0.4) related to stable responses will be contained in stable region.

One can see from Figure 9 that some dense samples keep stable under undrained condition but become unstable in the volume dilatation area. On the contrary, some loose samples are unstable under undrained condition, but remain stable in the volume contraction area. The left side of the division line is close to negative infinity and the right side goes to positive infinity, which represents very dense sand (rock) and extremely loose sand(mud). This is only an idealization, which already has no properties of sand.

In general, the value of α and initial void ratio affect the instability of sand in two aspects under the same confining pressure. Each proportional test is a specific combination of α and e, and whatever the void ratio is, there is always a α value to make it unstable. Therefore, no matter what density of sand is, it is possible to lose stability if the drainage condition is suitable, and the looser sand is more prone to instability regardless of the drainage condition.

Figure 9
Stable / unstable region obtained from simulations results

4 MECHANISM OF DIFFUSE INSTABILITY ASSOCIATED WITH THE DEVELOPMENT PORE WATER PRESSURE

4.1 PORE WATER PRESSURE FORMULA

The calculation of pore water pressure in the discrete element model adopts the equivalent principle, that is, the total confining pressure is assumed to be constant. According to the effective stress theory, the sum of the increment of pore water pressure and the increment of effective confining pressure equals 0. This implies:

Δ σ 3 ' + Δ u = Δ σ 3 = 0 Δ u = Δ σ 3 ' (7)

where Δσ3'= increment of effective confining pressure; Δu= increment of pore water pressure; Δσ3= increment of total confining pressure.

According to equation (7), the calculation formula of pore water pressure can now be expressed as:

u u 0 + σ 3 ' σ 30 ' = 0 u = σ 30 ' σ 3 ' (8)

Where u0= initial pore water pressure (equals 0); σ30'= initial effective confining pressure.

According to the formula (8), the pore water pressure development curves of each sample in the proportional strain tests can be obtained.

4.2 DEVELOPMENT OF PORE WATER PRESSURE

The essential cause of instability in sandy soil is the decrease of effective stress. In the proportional strain tests, the decrease of effective stress is caused by the increase of pore water pressure, and the development of pore water pressure is closely related to the development of contraction or dilatation.

It is well known that the pore water pressure always equals zero in fully drained tests, so the volumetric strain of fully drained tests can be taken as the reference value to analyze the development of pore water pressure in proportional strain tests. The difference between the volumetric strain value of fully drained tests and proportional strain tests is defined as:

Δ ε v = ε v d ε v p (9)

where εvd= volumetric strain of fully drained test; εvp= volumetric strain of proportional strain test.

We chose the simulation results of e=0.838 sample with α=0.4 as an example to analyze, and the results of other α values are similar. Fig. 10 shows correlation between pore-water pressure curve and volumetric strain curve for e=0.838 sample. The point A represents peak value of pore water pressure. The point C is the intersection point of volumetric strain curve for fully drained test and proportional strain test (Δεv=0). Before the point CΔεv>0, after the point C Δεv<0. The point B is the zero point of pore-water pressure curve. Before the point B u>0, after the point B u<0.

As shown in Figure 10 (a), point B and point C are approximately at the same strain level (εa=11.3%), which implies that point C correspond to the zero point of pore pressure. In other words, when the accumulative volumetric strain of the proportional strain test is equal to the accumulative volumetric strain of fully drained test, the accumulative pore water pressure will be equal to zero. Taking the BC line as a boundary we can see that Δεv>0 corresponds to u>0 and Δεv<0 corresponds to Δεv. Obviously, the value of the accumulative pore water pressure of proportional strain test depends on the value of Δεv. To analyze the results of other α values also have the same rule, here are not to be discussed in detail due to limited space.

It can be noticed from Fig. 10 (b) that the value of Δεv reaches maximum at point D, which indicate that the strain increment ratio of two tests are equal (=0.5). The strain increment ratio (equation 4) essentially implies the development of the dilatancy during the loading of the soil. To further analyze the relationship between pore water pressure and the dilatancy of soil, we define Δα as follows:

Δ α = α d α p (10)

Where αd= strain increment ratio in fully drained test; αp= strain increment ratio in proportional strain test.

Figure 10
Correlation between pore-water pressure and volumetric strain curve for sample with e=0.838.

Fig. 11 shows correlation between pore-water pressure and the strain increment ratio during loading for e=0.838 sample. The point A and point C in the diagram are still the peak and zero point of the pore water pressure curve, and the point D is the intersection point of the strain increment ratio of two tests. Before the point DΔα>0, which will make Δεv increase. After the point DΔα<0, which will make Δεv decrease. Therefore, the point D corresponds to the peak value of Δεv and pore water pressure, which is point A. Similar relationship can be obtained if we take AD line as a boundary, which is Δα>0 corresponds to Δu>0 and Δα<0 corresponds to Δu<0.

In summary, the accumulative pore water pressure in proportional strain test depends on the value of Δεv, and the increment of pore water pressure depends on the value of Δα.

Figure 11
Correlation between pore-water pressure and strain increment ratio during loading for sample with e=0.838.

4.3 THE EFFECT OF α VALUE AND INITIAL VOID RATIO ON THE DILATANCY

Fig. 12 (a) gives the volumetric strain curves in proportional strain tests with different α value. The volumetric strain curve gradually increases with the increase of α value. It is well known that loose sand has contraction property and dense sand has dilatation property during fully drained loading. As mentioned earlier, a positive εv (or α) value corresponds to volumetric contraction and a negative εv (or α) value corresponds to volumetric expansion, therefore the volumetric strain curve of fully drained test will gradually decrease with the increase of initial void ratio.

Figure 12
(a) Volumetric strain curve of proportional strain tests with different α value; (b) Pore water pressure curve for proportional strain tests with different α value (e=0.838 sample).

According to the previous analysis, the value of pore water pressure in proportional strain test depends on the value of Δεv, and the value of Δεv depends on the relative position of the volumetric strain curve under the fully drained test and proportional strain test. If we fix the initial void ratio e and reduce the α value, the volumetric strain curve of fully drained test will not move, the volumetric strain curve of proportional strain test will decrease, resulting in the increase of Δεv, so the pore water pressure will increase and the effective stress will decrease. As can be seen in Fig. 12 (b), the pore water pressure rises with the decrease of α value. It is the same thing if we fix α value and raise the initial void ratio e.

To sum up, the initial void ratio e and the strain increment ratio α influence the development of dilatancy of the soil together, and then affect the development of the excess pore water pressure and the effective stress, and ultimately affect the stability of the soil.

5 CONCLUSIONS

In this paper, a series of proportional strain tests under different initial void ratio and different strain increment ratio were simulated using the discrete element method. The influence mechanism of the strain increment ratio and the initial void ratio on the instability of sandy soil was analyzed. By comparing with the volumetric strain curves of the fully drained tests, the development mechanism of the pore water pressure in proportional strain tests were discussed in detail. The preliminary conclusions of the study are as follows:

  • (1) In the proportional strain test, the strain increment ratio α and the initial void ratio e work together to affect the instability of specimen. No matter what the initial density of the sample is, it may be unstable if the drainage condition is suitable. Meanwhile, under the same drainage conditions, loose samples are more prone to instability. At a given confining pressure, there is a destabilizing boundary line in αe plane.

  • (2) The occurrence of diffuse instability is the result of effective stress reduction due to the development of pore water pressure. The accumulated pore water pressure depends on the value of Δεv and the increment of pore water pressure is determined by the value ofΔα.

  • (3) The actual in situ drainage conditions will be neither fully drained nor fully undrained, and the imposed constant increment strain ratio is also impossible. However, the value of Δεvand Δα provide an elegant framework to understand how a soil can liquefy despite drainage conditions. The development of Δεv and Δα are needed to be analyzed when investigating the instability mechanism of sand and the values ofΔα (or Δεv) can be used as an index to reflect the liquefaction potential of sandy soil.

Acknowledgements

Authors appreciate the financial support of Beijing Excellent Talent Training Program (2013D009006000005) and the support of Science and technology project of PowerChina RoadBridge Group Co., Ltd.

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  • Available online: October 26, 2018

Publication Dates

  • Publication in this collection
    2018

History

  • Received
    17 Aug 2018
  • Reviewed
    20 Aug 2018
  • Accepted
    26 Oct 2018
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