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Accuracy of the Verbal Autopsy questionnaire in the diagnosis of COVID-19 deaths in a Brazilian capital

ABSTRACT

The Verbal Autopsy (VA) is a questionnaire about the circumstances surrounding a death. It was widely used in Brazil to assist in postmortem diagnoses and investigate excess mortality during the Coronavirus Disease 2019 (COVID-19) pandemic. This study aimed to determine the accuracy of investigating acute respiratory distress syndrome (ARDS) using VA. This is a cross-sectional study with prospective data collected from January 2020 to August 2021 at the Death Verification Service of Sao Luis city, Brazil. VA was performed for suspected COVID-19 deaths, and one day of the week was randomly chosen to collect samples from patients without suspected COVID-19. Two swabs were collected after death and subjected to reverse transcription-polymerase chain reaction (RT-PCR) for SARS-CoV-2 detection. Of the 250 cases included, the VA questionnaire identified COVID-19-related ARDS in 67.2% (52.98% were positive for COVID-19). The sensitivity of the VA questionnaire was 0.53 (0.45–0.61), the specificity was 0.75 (0.64–0.84), the positive predictive value was 0.81 (0.72–0.88), and the negative predictive value was 0.44 (0.36–0.53). The VA had a lower-than-expected accuracy for detecting COVID-19 deaths; however, because it is an easily accessible and cost-effective tool, it can be combined with more accurate methods to improve its performance.

KEYWORDS
COVID-19; Verbal Autopsy; Accuracy

INTRODUCTION

The declaration of severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) as a pandemic by the World Health Organization (WHO)11. World Health Organization. Naming the coronavirus disease (COVID-2019) and the virus that causes it. [cited 2024 Mar 27]. Available from: https://www.who.int/emergencies/diseases/novel-coronavirus-2019/technical-guidance/naming-the-coronavirus-disease-(covid-2019)-and-the-virus-that-causes-it
https://www.who.int/emergencies/diseases...
had several effects on the functioning of the healthcare system, including the interruption of nonessential services. This interruption was associated with patients’ fear of exposure to the virus and resulted in significant changes in the dynamics of available services and hospitals, a decrease in patient flow in healthcare services, and an increase in all-cause deaths at home22. Chen YH, Stokes AC, Aschmann HE, Chen R, DeVost S, Kiang MV, et al. Excess natural-cause deaths in California by cause and setting: March 2020 through February 2021. PNAS Nexus. 2022;1:pgac079.

3. Ahmad FB, Anderson RN. The leading causes of death in the US for 2020. JAMA. 2021;325:1829-30.
-44. Wadhera RK, Shen C, Gondi S, Chen S, Kazi DS, Yeh RW. Cardiovascular deaths during the COVID-19 pandemic in the United States. J Am Coll Cardiol. 2021;77:159-69..

Coronavirus Disease 2019 (COVID-19) deaths alone do not explain the increase in all-cause deaths observed in Brazil55. Santos AM, Souza BF, Carvalho CA, Campos MA, Oliveira BL, Diniz EM, et al. Excess deaths from all causes and by COVID-19 in Brazil in 2020. Rev Saude Publica. 2021;55:71., which may be attributed to underreporting of COVID-19 as a cause of death55. Santos AM, Souza BF, Carvalho CA, Campos MA, Oliveira BL, Diniz EM, et al. Excess deaths from all causes and by COVID-19 in Brazil in 2020. Rev Saude Publica. 2021;55:71.

6. Iuliano AD, Chang HH, Patel NN, Threlkel R, Kniss K, Reich J, et al. Estimating under-recognized COVID-19 deaths, United States, March 2020-May 2021 using an excess mortality modelling approach. Lancet Reg Health Am. 2021;1:100019.
-77. Stokes AC, Lundberg DJ, Bor J, Bibbins-Domingo K. Excess deaths during the COVID-19 pandemic: implications for US death investigation systems. Am J Pub Health. 2021;111:S53-4., as well as a decrease in the use of and access to healthcare services, economic difficulties, and a reduction in social support88. Zhang J. Hospital avoidance and unintended deaths during the COVID-19 pandemic. Am J Health Econ. 2021;7:405-26.

9. Friedman AB, Barfield D, David G, Diller T, Gunnarson C, Liu M, et al. Delayed emergencies: the composition and magnitude of non-respiratory emergency department visits during the COVID-19 pandemic. J Am Coll Emerg Phys Open. 2021;2:e12349.

10. Hartnett KP, Kite-Powell A, DeVies J, Coletta MA, Boehmer TK, Adjemian J, et al. Impact of the COVID-19 pandemic on emergency department visits - United States. Morbid Mortal Week Rep. 2020;69:699-704.
-1111. Silva LL, Dutra AC, Andrade L, Iora PH, Ramajo GL, et al. Emergency care gap in Brazil: geographical accessibility as a proxy of response capacity to tackle COVID-19. Front Public Health. 2021;9:740284.. Additionally, individuals who have recovered from COVID-19 may be at increased risk of mortality1212. Xie Y, Xu E, Bowe B, Al-Aly Z. Long-term cardiovascular outcomes of COVID-19. Nat Med. 2022;28:583-90..

Although autopsies are an important diagnostic tool for evaluating unwitnessed or unexplained deaths, according to various technical guidelines, their use was reduced or suspended during the COVID-19 pandemic due to the risk of disease transmission to the professionals involved1313. Sociedade Brasileira de Patologia. Orientações gerais de procedimentos durante evento de pandemia pela COVID19. [cited 2024 Mar 27]. Available from: https://www.sbp.org.br/orientacoes-gerais-de-procedimentos-durante-evento-de-pandemia-pela-covid19/
https://www.sbp.org.br/orientacoes-gerai...
,1414. Centers for Disease Control and Prevention. Collection and submission of postmortem specimens from deceased persons with confirmed or suspected COVID-19. [cited 2024 Mar 27]Available from: https://www.cdc.gov/coronavirus/2019-ncov/hcp/guidance-postmortem-specimens.html
https://www.cdc.gov/coronavirus/2019-nco...
. Because of its low cost and its promotion by the Brazilian Ministry of Health, the Verbal Autopsy (VA) questionnaire was widely used in Brazil to assist in postmortem diagnoses and investigate the increase in all-cause mortality observed during the pandemic1515. Minto CM, Villela EF, Paula RC, André CD, André PA. Aplicação da autópsia verbal no estado de São Paulo durante a pandemia de COVID-19, ano 2021. Bol Epidemiol Paulista. 2021;18:40-53.. The VA is a questionnaire administered to family members or caregivers of the deceased, which collects information on the circumstances, signs, and symptoms of illness associated with the death of an individual1616. World Health Organization. Verbal autopsy standards: the 2016 WHO verbal autopsy instrument. Geneva: WHO; 2016. [cited 2024 Mar 27] Available from: https://www.who.int/publications/m/item/verbal-autopsy-standards-the-2016-who-verbal-autopsy-instrument
https://www.who.int/publications/m/item/...
.

However, there are still doubts about the validity of the VA for assessing individuals suspected of having died from COVID-19. Therefore, this study aimed to determine the specificity and sensitivity of the VA in the diagnosis of COVID-19 in the investigation of deaths from acute respiratory distress syndrome (ARDS) and other unknown causes.

MATERIALS AND METHODS

This cross-sectional study, which included prospective data collection, was conducted from January 2020 to August 2021 at the Death Verification Service (DVS) in Sao Luis city, Brazil. The DVS receives cases of unwitnessed or unexplained deaths from all over Maranhao State, which has a population of just over 7 million, an area similar in size to that of Italy, but with lower human development indices1717. Instituto Brasileiro de Geografia e Estatística. Cidades e Estados: Maranhão. [cited 2024 Mar 27]. Available from: https://www.ibge.gov.br/cidades-e-estados/ma.html
https://www.ibge.gov.br/cidades-e-estado...
.

During the study period, the DVS protocol included the administration of the VA for suspected COVID-19 deaths. Furthermore, one day per week was randomly chosen to collect data from all patients. Cases of suspected COVID-19 were those in which an individual met the clinical criteria (fever, cough, generalized weakness and fatigue, headache, myalgia, sore throat, coryza, dyspnea, nausea and diarrhea, anorexia, and ARDS) at least two weeks before death, based on data from the individual’s medical records and/or reports from family members.

Two swabs were collected from each individual (one from the nasopharynx and one from the oral cavity), rotating the swab around each collection site for 10 s 6–24 h after death. All professionals involved in the collection of data for this study received one week of training on our protocol. Reverse transcription-polymerase chain reaction (RT-PCR) was performed at the Central Laboratory of Maranhao within 72 h of collection to detect SARS-CoV-2. The administration of the VA questionnaire and the collection of specimens were both performed by an experienced pathologist. The swabs were stored separately in a vertical position in test tubes containing 3 mL of saline solution and refrigerated at 4 °C until processing. The VA questionnaire used in this study was developed by the Brazilian Ministry of Health1818. Brasil. Ministério da Saúde. Secretaria de Vigilância em Saúde. Departamento de Análise de Situação de Saúde. Ficha de investigação de óbito com causa mal definida. [cited 2024 Mar 27]. Available from: https://svs.aids.gov.br/daent/cgiae/vigilancia-do-obito/causas-mal-definidas/IOCMD-ficha-investigacao-obito-causa-mal-definida.pdf
https://svs.aids.gov.br/daent/cgiae/vigi...
,1919. Brasil. Ministério da Saúde. Secretaria de Vigilância em Saúde. Departamento de Análise de Situação de Saúde. Manual para investigação do óbito com causa mal definida. Brasília: Ministério da Saúde; 2008. [cited 2024 Mar 27]. Available from: https://bvsms.saude.gov.br/bvs/publicacoes/manual_investigacao_obito.pdf
https://bvsms.saude.gov.br/bvs/publicaco...
.

A total of 409 autopsies were performed according to the study protocol and considered eligible for inclusion, of which 74 suspected and 85 non-suspected COVID-19 cases were excluded due to errors in specimen collection or processing, leaving a final sample of 250 cases. The cause of death for each case was classified according to the result of the VA. The causes included were: ARDS; cardiovascular disease (acute myocardial infarction, stroke, pulmonary thromboembolism, cardiac tamponade, mesenteric infarction); infectious disease (non-pulmonary sepsis, tuberculosis, opportunistic infections); and others (cancer, malnutrition, hypovolemia).

Age was stratified, with a significant trend toward older adults (most of the sample). Origin was classified according to the place of death: home; hospital (admitted dead on arrival); or public place (found on the street or in a public space).

Deaths were classified as positive (+) or negative (−) for suspected COVID-19 based on the responses to the VA questionnaire and the presence of SARS-CoV-2 detected by RT-PCR as follows: true positive (TP), VA+ and RT-PCR+; false positive (FP), VA+ and RT-PCR−; false negative (FN), VA− and RT-PCR+; and true negative (TN), VA− and RT-PCR−. Sensitivity was calculated using the equation TP/(TP+FN) specificity was calculated using the equation TN/(TN+FP), and analyses were performed using RStudio language (version 4.0.2, RStudio, Inc., Boston, MA, USA).

The study was approved by the Research Ethics Committee of the University Hospital of the Federal University of Maranhao, protocol Nº 4.101.862.

RESULTS

Of the 250 cases included for analysis in this study, more than half were negative for COVID-19 (140/250; 56.0%), while the results of the VA questionnaire indicated that 66.8% of the cases were suspected positives (Table 1). Most patients (60.0%) died in residential areas.

Table 1
Clinical data of the deceased individuals with and without SARS-CoV-2 detection by RT-PCR and VA performance to detect suspected cases.

The VA questionnaire identified COVID-19-related ARDS in 67.2% of the cases evaluated (47.02% COVID-19 negative, 52.98% COVID-19 positive), of which only one was not related to a previous influenza-like illness. The true prevalence of COVID-19 in our sample was 67% (61–73%), and the sensitivity and specificity were 0.53 (0.45–0.61) and 0.75 (0.64–0.84), respectively. The calculated positive predictive value was 0.81 (0.72–0.88), while the negative predictive value was 0.44 (0.36–0.53).

DISCUSSION

Although conventional autopsy remains the primary tool even in pandemic and humanitarian emergencies, the VA questionnaire is a simple and cost-effective tool for assessing cases with undetermined causes of death, especially in situations in which autopsies are not routinely performed2020. Seal AJ, Jelle M, Grijalva-Eternod CS, Mohamed H, Ali R, Fottrell E. Use of verbal autopsy for establishing causes of child mortality in camps for internally displaced people in Mogadishu, Somalia: a population-based, prospective, cohort study. Lancet Glob Health. 2021;9:e1286-95.,2121. Sankoh O, Byass P. The INDEPTH network: filling vital gaps in global epidemiology. Int J Epidemiol. 2012;41:579-88..

Most studies evaluating the VA questionnaire, however, have not been validated against the gold standard (conventional diagnostic autopsy), which typically involves medical record interpretation2222. Bailo P, Gibelli F, Ricci G, Sirignano A. Verbal autopsy as a tool for defining causes of death in specific healthcare contexts: study of aplicability through a traditional literature review. Int J Environ Res Public Health. 2022;19:11749.. Therefore, we aimed to define the sensitivity and specificity of the VA questionnaire in situations in which conventional autopsies cannot be performed due to biosafety issues or excess deaths at home without medical assistance2323. Romero DE, Muzy J, Castanheira D, Marques AP, Souza NA. Home deaths of older people in the city of Rio de Janeiro during the Coronavirus pandemic, 2020. Rev Bras Geriatr Gerontol. 2021;24:e200316..

For this study, the performance of RT-PCR assays for the diagnosis of SARS-CoV-2 in nasopharyngeal swab samples was used as the standard of comparison. Although the limitations of the detection window and variability in adequate collection can affect the results, a previous Brazilian study that used the VA questionnaire to investigate excess deaths at home in a large city showed that the rate of SARS-CoV-2 positivity among suspected cases reached 100.0% at the peak of the pandemic2424. Souza PM, Gerson G, Dias JS, Melo DN, Souza SG, Ruiz EM, et al. Validation of verbal autopsy and nasopharyngeal swab collection for the investigation of deaths at home during the COVID-19 pandemics in Brazil. PLoS Negl Trop Dis. 2020;14:e0008830.. In other words, the VA questionnaire could be effectively used in the context of the COVID-19 pandemic with satisfactory results.

Interestingly, the results of this study showed that although the VA questionnaire had a moderate specificity, its performance may not be good, as the sensitivity was low. This discrepancy stems from cases in which COVID-19 was not suspected but the RT-PCR results were positive, as seen mainly in deaths from cardiovascular diseases (32.43% were COVID-19 positive). What may initially seem to be an excess of non-suspected COVID-19 deaths resulted only from the difficulty of individuals to access health services2525. Guimarães NS, Carvalho TM, Machado-Pinto J, Lage R, Bernardes RM, Peres AS, et al. Increased home death due to cardiopulmonary arrest in times of COVID-19 pandemic. Arq Bras Cardiol. 2021;116:266-71., and, after obtaining the RT-PCR results, we identified COVID-19-related deaths with atypical/asymptomatic clinical presentations, lacking criteria for suspicion. This suggests that the patient died of a cause other than COVID-19 infection, although the infection was detected. Thus, the use of the VA questionnaire alone may lead to underreporting of cases. In view of these results, the isolated use of the VA questionnaire does not appear to be advantageous, contrary to what has been reported in the relevant literature.

An official data comparison study conducted in Somalia in 2020 found that 176 out of 530 (33.2%) cases were probable COVID-19 deaths, as determined using the VA questionnaire, mostly deaths at home2626. Afrah TA, Nyagah LM, Ali AS, Karanja M, Nor HW, Abera S. Value of verbal autopsy in a fragile setting: reported versus estimated community deaths associated with COVID-19, Banadir, Somalia. Pathogens. 2023;12:328.. The positive predictive value of the VA was lower for home deaths (22.3%; 95% confidence interval [CI], 15.7–30.1%) than for hospital deaths (32.3%; 95% CI, 16.7–51.4%), while the negative predictive value was higher for both home (97.8%; 95% CI, 95.0–99.3%) and hospital (98.4%; 95% CI, 91.5–100%) deaths. Furthermore, using the VA, the authors found that a higher prevalence of COVID-19 was correlated with a higher positive predictive value for both home and hospital deaths, although this value remained better for hospital deaths.

Most studies, however, have reported favorable outcomes for the VA, albeit based on poor quality and low robustness comparisons of data on cause of death, which affects the questionnaire validation2727. Mahesh BP, Hart JD, Acharya A, Chowdhury HR, Joshi R, Adair T, et al. Validation studies of verbal autopsy methods: a systematic review. BMC Public Health. 2022;22:2215.. Modifications have therefore been made to improve the accuracy of the VA, such as the creation of a diagnostic stratification system to categorize cases as unlikely, possible, probable, and definite2828. Rosen T, Safford MM, Sterling MR, Goyal P, Patterson M, Al Malouf C, et al. Development of the verbal autopsy instrument for COVID-19 (VAIC). J Gen Intern Med. 2021;36:3522-9., and a version of the VA that uses a community-based mechanism to identify suspected COVID-19-related deaths at the population level2929. Siregar KN, Kurniawan R, Nuridzin DZ, BaharuddinNur RJ, Retnowati, Handayani Y, et al Strengthening causes of death identification through community-based verbal autopsy during the COVID-19 pandemic. BMC Public Health. 2022;22:1607..

Another strategy is the performance of minimally invasive autopsies (MIAs), which involve the systematic collection of tissue samples from various organs and body fluids and are simple, have easy applicability, and can provide robust data for death assessment in regions with limited resources3030. Bassat Q, Castillo P, Martínez MJ, Jordao D, Lovane L, Hurtado JC, et al. Validity of a minimally invasive autopsy tool for cause of death determination in pediatric deaths in Mozambique: an observational study. PLoS Med. 2017;14:e1002317.. During the 2018 Brazilian yellow fever epidemic, ultrasound-guided MIAs were found to be an effective alternative to traditional autopsies3131. Duarte-Neto AN, Monteiro RA, Johnsson J, Cunha MP, Pour SZ, Saraiva AC, et al. Ultrasound-guided minimally invasive autopsy as a tool for rapid post-mortem diagnosis in the 2018 Sao Paulo yellow fever epidemic: correlation with conventional autopsy. PLoS Negl Trop Dis. 2019;13:e0007625.. MIAs have also been used to evaluate deaths caused by COVID-193232. Monteiro RA, Duarte-Neto AN, Silva LF, Oliveira EP, Theodoro Filho J, Santos GA, et al. Ultrasound guided minimally invasive autopsies: a protocol for the study of pulmonary and systemic involvement of COVID-19. Clinics (Sao Paulo). 2020;75:e1972.,3333. Rakislova N, Marimon L, Ismail MR, Carrilho C, Fernandes F, Ferrando M, et al. Minimally invasive autopsy practice in COVID-19 cases: biosafety and findings. Pathogens. 2021;10:412.. These changes are indicative of the adaptability that autopsy protocols must hold to maintain their fundamental contributions to health surveillance systems during periods of widespread disease3434. Melo DN, Coelho TM, Lima GR, Fernandes CG, Alves BC, Araújo FM, et al. Use of minimally invasive autopsy during the COVID-19 pandemic and its possibilities in the context of developing countries. PLoS Negl Trop Dis. 2021;15:e0009629.. This is particularly true during pandemics, as death investigations using alternative autopsy practices can provide valuable data on the clinical presentation of several diseases, especially in cases of deaths at home in individuals without prior medical records3535. Souza PM, Gerson G, Soares CE, Souza SG, Dias JS, Melo DN, et al. COVID-19 home deaths without medical assistance in Northeastern Brazil. Am J Trop Med Hyg. 2020;104:514-8..

Automated algorithms can also be used to determine the cause of deaths at home or of patients whose medical records are limited or unreliable. For example, the SmartVA software for computerized VA certification uses interview results as input data from which it outputs estimated causes of death at the individual and population levels3636. Chen L, Xia T, Rampatige R, Li H, Adair T, Joshi R, et al. Assessing the diagnostic accuracy of physicians for home death certification in Shanghai: application of SmartVA. Front Public Health. 2022;10:842880.. In a Brazilian study of 3,139 deceased individuals, SmartVA showed acceptable accuracy in predicting death compared to conventional autopsy for cardiovascular disease (46.8 vs. 54.0%), cancer (10.6 vs. 11.4%), infection (7.0 vs. 10.4%), and chronic respiratory disease (4.1 vs. 3.7%)3737. Hart JD, André PA, André CD, Adair T, Barroso LP, Valongueiro S, et al. Validation of SmartVA using conventional autopsy: a study of adult deaths in Brazil. Lancet Reg Health Am. 2021;5:100081.. However, this scenario also implies that the VA method has an important limitation: the absence of auxiliary examinations and the reliance on oral reports from families to collect data, which may underestimate some symptoms and comorbidities. In addition, VA respondents may experience emotional distress due to the interviews3838. Hinga A, Marsh V, Nyaguara A, Wamukoya M, Molyneux S. The ethical implications of verbal autopsy: responding to emotional and moral distress. BMC Med Ethics. 2021;22:118..

CONCLUSION

The results of this study showed that the use of the VA questionnaire alone had a lower-than-expected accuracy for detecting COVID-19-related deaths. Therefore, the use of other available tools as a supplement to detect suspected cases or individuals who died of other causes but had COVID-19 infection may be the best strategy to ensure optimal surveillance during an ongoing pandemic.

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  • FUNDING: The research in this study was funded by the Fundacao de Amparo a Pesquisa e Desenvolvimento Cientifico e Tecnologico do Estado do Maranhao (FAPEMA), grant Nº 06/2020.

Publication Dates

  • Publication in this collection
    13 May 2024
  • Date of issue
    2024

History

  • Received
    17 Jan 2024
  • Accepted
    27 Mar 2024
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